Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,534,690

0.17%

3,209,472

0.22%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,356,381

0.16%

25,396

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,980,900

0.13%

1,362,100

0.09%

 

 

 

 

TOTAL:

 

 

 

 

6,871,971

0.46%

4,596,968

0.31%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

65.8300 USD

Purchase

8

66.4600 USD

Purchase

85

65.8894 USD

Purchase

90

65.6900 USD

Purchase

100

66.2800 USD

Purchase

100

66.2700 USD

Purchase

100

65.8000 USD

Purchase

100

65.7900 USD

Purchase

100

65.8100 USD

Purchase

200

65.9950 USD

Purchase

200

65.9300 USD

Purchase

200

65.7075 USD

Purchase

233

66.0000 USD

Purchase

300

66.3933 USD

Purchase

300

66.1616 USD

Purchase

300

65.9900 USD

Purchase

300

65.8033 USD

Purchase

326

65.8457 USD

Purchase

367

65.7400 USD

Purchase

400

65.9525 USD

Purchase

400

65.9400 USD

Purchase

421

65.8205 USD

Purchase

457

65.7758 USD

Purchase

489

65.8476 USD

Purchase

492

65.9803 USD

Purchase

500

65.8860 USD

Purchase

509

65.7613 USD

Purchase

600

65.9783 USD

Purchase

600

65.9425 USD

Purchase

639

66.0480 USD

Purchase

679

65.6520 USD

Purchase

800

65.7338 USD

Purchase

833

65.7789 USD

Purchase

900

66.0488 USD

Purchase

999

65.9965 USD

Purchase

1,087

65.8618 USD

Purchase

1,095

65.7891 USD

Purchase

1,099

65.9170 USD

Purchase

1,120

65.9257 USD

Purchase

1,312

65.9822 USD

Purchase

1,585

65.9742 USD

Purchase

1,655

65.9680 USD

Purchase

1,785

65.9647 USD

Purchase

1,800

65.8513 USD

Purchase

2,000

65.9910 USD

Purchase

2,000

65.9207 USD

Purchase

2,366

66.4742 USD

Purchase

2,472

65.8924 USD

Purchase

2,600

66.2394 USD

Purchase

2,872

65.9815 USD

Purchase

2,878

65.9105 USD

Purchase

3,350

65.8723 USD

Purchase

3,457

65.8750 USD

Purchase

3,481

65.9963 USD

Purchase

3,503

66.3120 USD

Purchase

3,847

65.8890 USD

Purchase

4,200

65.7940 USD

Purchase

4,212

65.7854 USD

Purchase

4,285

65.9077 USD

Purchase

5,627

66.3744 USD

Purchase

7,700

65.9031 USD

Purchase

8,688

65.6804 USD

Purchase

9,900

65.7831 USD

Purchase

11,709

66.0829 USD

Purchase

13,121

65.8935 USD

Purchase

18,000

65.9237 USD

Purchase

21,272

66.1115 USD

Purchase

24,500

65.9825 USD

Purchase

27,774

65.7970 USD

Purchase

28,290

66.1961 USD

Purchase

47,909

65.9537 USD

Purchase

49,480

66.2702 USD

Purchase

52,859

65.6700 USD

Purchase

54,142

65.9533 USD

Purchase

59,991

65.9927 USD

Purchase

64,334

65.8625 USD

Purchase

161,186

66.0174 USD

Sale

5

66.2080 USD

Sale

7

66.3000 USD

Sale

20

65.8510 USD

Sale

22

65.7700 USD

Sale

49

66.2600 USD

Sale

100

65.7400 USD

Sale

100

65.8900 USD

Sale

100

65.9150 USD

Sale

100

66.2300 USD

Sale

100

66.4500 USD

Sale

100

66.7000 USD

Sale

100

66.9000 USD

Sale

158

66.5520 USD

Sale

162

65.6800 USD

Sale

176

65.6406 USD

Sale

189

66.8705 USD

Sale

194

66.0790 USD

Sale

200

66.3850 USD

Sale

200

65.7175 USD

Sale

200

65.7275 USD

Sale

200

66.2500 USD

Sale

200

65.9750 USD

Sale

200

66.2250 USD

Sale

200

65.6200 USD

Sale

205

66.5443 USD

Sale

264

66.2137 USD

Sale

290

65.7020 USD

Sale

300

66.5333 USD

Sale

300

65.8066 USD

Sale

303

66.4635 USD

Sale

308

66.6544 USD

Sale

316

66.5472 USD

Sale

346

66.5456 USD

Sale

375

66.1900 USD

Sale

400

66.2000 USD

Sale

400

66.5475 USD

Sale

400

65.6750 USD

Sale

400

65.9050 USD

Sale

448

65.8573 USD

Sale

452

65.7680 USD

Sale

600

66.6033 USD

Sale

700

65.7957 USD

Sale

700

65.7328 USD

Sale

771

66.2284 USD

Sale

800

65.9675 USD

Sale

834

65.7478 USD

Sale

834

65.7659 USD

Sale

903

65.7296 USD

Sale

948

66.2212 USD

Sale

954

65.6359 USD

Sale

1,026

66.5658 USD

Sale

1,157

65.8202 USD

Sale

1,276

65.7423 USD

Sale

1,300

65.9207 USD

Sale

1,300

65.9046 USD

Sale

1,392

65.8849 USD

Sale

1,408

65.8250 USD

Sale

1,500

65.7996 USD

Sale

1,601

66.2200 USD

Sale

1,700

66.4044 USD

Sale

1,700

66.2882 USD

Sale

1,900

66.1282 USD

Sale

1,911

66.2144 USD

Sale

2,071

65.9887 USD

Sale

2,600

66.2394 USD

Sale

2,748

66.5648 USD

Sale

2,900

65.9420 USD

Sale

3,151

66.2326 USD

Sale

3,300

66.5357 USD

Sale

3,375

66.2244 USD

Sale

3,400

65.9994 USD

Sale

3,651

66.1568 USD

Sale

3,789

65.6869 USD

Sale

3,853

66.0884 USD

Sale

3,861

65.8799 USD

Sale

4,016

66.1919 USD

Sale

4,078

66.0458 USD

Sale

4,222

65.6709 USD

Sale

4,274

66.0245 USD

Sale

4,900

65.9759 USD

Sale

5,288

65.9620 USD

Sale

5,845

66.0556 USD

Sale

5,998

65.9669 USD

Sale

6,265

65.9190 USD

Sale

6,270

65.9742 USD

Sale

6,503

65.8574 USD

Sale

6,800

65.9124 USD

Sale

7,332

65.6829 USD

Sale

7,989

65.8433 USD

Sale

9,136

66.5369 USD

Sale

9,896

65.9702 USD

Sale

9,901

65.9773 USD

Sale

11,658

66.0818 USD

Sale

16,900

65.8240 USD

Sale

18,429

65.9785 USD

Sale

20,398

65.9114 USD

Sale

21,650

66.0508 USD

Sale

23,300

65.9793 USD

Sale

24,626

65.6913 USD

Sale

25,756

66.0538 USD

Sale

27,071

65.9533 USD

Sale

27,830

66.2702 USD

Sale

32,255

65.6918 USD

Sale

34,897

65.9834 USD

Sale

35,630

66.1149 USD

Sale

39,371

65.8737 USD

Sale

50,881

66.1446 USD

Sale

55,332

65.6700 USD

Sale

95,565

65.9665 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

19,368

66.5163 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

67 USD

American

30 Aug 2019

0.3500 USD

Call Option

Purchasing

400

68 USD

American

30 Aug 2019

0.3100 USD

Call Option

Purchasing

100

68 USD

American

13 Sep 2019

0.6100 USD

Call Option

Purchasing

100

69 USD

American

6 Sep 2019

0.3200 USD

Call Option

Purchasing

100

70 USD

American

6 Sep 2019

0.1100 USD

Call Option

Purchasing

100

70 USD

American

15 Nov 2019

1.4000 USD

Call Option

Purchasing

100

73 USD

American

18 Oct 2019

0.4400 USD

Call Option

Purchasing

1,600

73 USD

American

15 Nov 2019

0.8612 USD

Call Option

Purchasing

1,300

75 USD

American

15 Nov 2019

0.4900 USD

Call Option

Purchasing

4,000

85 USD

American

19 Jun 2020

0.7100 USD

Call Option

Selling

400

66 USD

American

20 Sep 2019

1.6800 USD

Call Option

Selling

100

68 USD

American

30 Aug 2019

0.0900 USD

Call Option

Selling

100

71 USD

American

30 Aug 2019

0.0200 USD

Call Option

Selling

100

71 USD

American

30 Aug 2019

0.0300 USD

Call Option

Selling

100

71 USD

American

20 Sep 2019

0.3700 USD

Call Option

Selling

500

78 USD

American

15 Nov 2019

0.2600 USD

Call Option

Selling

4,000

95 USD

American

19 Jun 2020

0.2300 USD

Call Option

Selling

100

130 USD

American

17 Jan 2020

0.0200 USD

Put Option

Purchasing

500

43 USD

American

17 Jan 2020

0.2300 USD

Put Option

Purchasing

100

60 USD

American

18 Oct 2019

0.9800 USD

Put Option

Purchasing

100

62 USD

American

20 Sep 2019

0.5100 USD

Put Option

Purchasing

100

63 USD

American

20 Sep 2019

0.7400 USD

Put Option

Purchasing

100

66 USD

American

6 Sep 2019

0.5800 USD

Put Option

Purchasing

2,200

67 USD

American

30 Aug 2019

0.7818 USD

Put Option

Purchasing

100

70 USD

American

15 Nov 2019

6.4000 USD

Put Option

Selling

500

45 USD

American

17 Jan 2020

0.3300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

30 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Call Options

  Purchased

200

71.0000  

American

Sep 13, 2019

Call Options

  Purchased

100

65.5000  

American

Aug 30, 2019

Call Options

  Purchased

900

65.0000  

American

Aug 30, 2019

Put Options

  Written

900

82.5000  

American

Jan 17, 2020

Put Options

  Written

900

60.5000  

American

Sep 20, 2019

Call Options

  Purchased

7,700

72.5000  

American

Nov 15, 2019

Call Options

  Purchased

100

68.5000  

American

Sep 13, 2019

Put Options

  Written

350,000

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

14,600

70.0000  

American

Nov 15, 2019

Call Options

  Purchased

400

82.5000  

American

Nov 15, 2019

Put Options

  Written

500

50.0000  

American

Nov 15, 2019

Put Options

  Written

500

57.5000  

American

Aug 30, 2019

Put Options

  Written

200

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,300

68.5000  

American

Aug 30, 2019

Call Options

  Purchased

3,300

72.5000  

American

Feb 21, 2020

Put Options

  Written

100

80.0000  

American

Sep 18, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Put Options

  Written

19,700

62.5000  

American

Oct 18, 2019

Put Options

  Written

9,000

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Put Options

  Written

5,300

77.5000  

American

Jan 17, 2020

Put Options

  Purchased

-300

75.0000  

American

Feb 21, 2020

Call Options

  Written

-400

66.0000  

American

Sep 20, 2019

Put Options

  Purchased

-900

75.0000  

American

Nov 15, 2019

Put Options

  Purchased

-9,700

50.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-1,500

130.0000  

American

Jan 15, 2021

Call Options

  Written

-100

72.0000  

American

Aug 30, 2019

Call Options

  Written

-200

71.5000  

American

Aug 30, 2019

Call Options

  Written

-300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,900

55.0000  

American

Sep 20, 2019

Call Options

  Written

-300

92.5000  

American

Sep 18, 2020

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-100

60.0000  

American

Nov 15, 2019

Put Options

  Purchased

-2,400

57.5000  

American

Jan 17, 2020

Put Options

  Purchased

-3,600

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,200

65.0000  

American

Jan 17, 2020

Call Options

  Written

-20,600

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

65.0000  

American

Sep 6, 2019

Call Options

  Written

-300

65.0000  

American

Sep 6, 2019

Put Options

  Purchased

-1,900

57.5000  

American

Nov 15, 2019

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

65.0000  

American

Feb 21, 2020

Put Options

  Purchased

-700

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,100

47.5000  

American

Jun 19, 2020

Call Options

  Written

-7,300

97.5000  

American

Jan 17, 2020

Call Options

  Written

-300

68.0000  

American

Sep 20, 2019

Put Options

  Purchased

-800

67.0000  

American

Sep 20, 2019

Call Options

  Written

-1,000

66.0000  

American

Aug 30, 2019

Put Options

  Written

300

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

600

68.0000  

American

Sep 13, 2019

Call Options

  Purchased

100

72.0000  

American

Sep 20, 2019

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Put Options

  Written

300,900

60.0000  

American

Jan 15, 2021

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

600

69.5000  

American

Aug 30, 2019

Call Options

  Purchased

138,000

72.5000  

American

Sep 20, 2019

Put Options

  Written

1,500

72.5000  

American

Sep 20, 2019

Call Options

  Purchased

30,200

62.5000  

American

Sep 20, 2019

Call Options

  Purchased

15,300

80.0000  

American

Jan 17, 2020

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Call Options

  Purchased

2,200

77.5000  

American

Oct 18, 2019

Put Options

  Written

49,600

95.0000  

American

Jan 17, 2020

Put Options

  Written

100

63.0000  

American

Sep 13, 2019

Put Options

  Written

1,200

45.0000  

American

Jan 17, 2020

Call Options

  Purchased

600

68.0000  

American

Sep 6, 2019

Call Options

  Purchased

600

70.0000  

American

Sep 13, 2019

Call Options

  Purchased

400

69.0000  

American

Aug 30, 2019

Put Options

  Written

13,400

42.5000  

American

Feb 21, 2020

Call Options

  Purchased

5,900

67.5000  

American

Sep 20, 2019

Call Options

  Purchased

4,900

75.0000  

American

Sep 20, 2019

Call Options

  Purchased

2,400

50.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,900

55.0000  

American

Jan 17, 2020

Call Options

  Written

-2,300

80.0000  

American

Feb 21, 2020

Put Options

  Purchased

-10,900

82.5000  

American

Nov 15, 2019

Put Options

  Purchased

-2,100

65.0000  

American

Aug 30, 2019

Call Options

  Written

-9,800

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

77.5000  

American

Nov 15, 2019

Put Options

  Purchased

-2,600

55.0000  

American

Jan 15, 2021

Call Options

  Written

-700

70.0000  

American

Aug 30, 2019

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-2,100

67.5000  

American

Nov 15, 2019

Call Options

  Written

-2,000

80.0000  

American

Sep 18, 2020

Call Options

  Written

-11,300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

66.5000  

American

Aug 30, 2019

Put Options

  Purchased

-1,700

62.5000  

American

Sep 20, 2019

Call Options

  Written

-3,700

92.5000  

American

Sep 20, 2019

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-200

60.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-13,500

55.0000  

American

Jan 17, 2020

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Call Options

  Purchased

12,700

72.5000  

American

Jan 17, 2020

Put Options

  Written

200

87.5000  

American

Nov 15, 2019

Put Options

  Written

6,100

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

100

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

69.5000  

American

Sep 6, 2019

Put Options

  Written

500

68.0000  

American

Aug 30, 2019

Call Options

  Purchased

1,200

68.5000  

American

Sep 6, 2019

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

70.5000  

American

Sep 6, 2019

Call Options

  Purchased

2,800

60.0000  

American

Jun 19, 2020

Put Options

  Written

400

40.0000  

American

Sep 20, 2019

Call Options

  Purchased

2,700

70.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,600

66.0000  

American

Sep 6, 2019

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Call Options

  Written

-1,000

77.5000  

American

Jun 19, 2020

Call Options

  Written

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-12,100

95.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

55.0000  

American

Jun 19, 2020

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

50.0000  

American

Sep 18, 2020

Call Options

  Written

-130,000

67.5000  

American

Sep 20, 2019

Put Options

  Purchased

-100

72.5000  

American

Feb 21, 2020

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Call Options

  Written

-800

67.0000  

American

Aug 30, 2019

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-2,600

105.0000  

American

Nov 15, 2019

Put Options

  Purchased

-27,800

60.0000  

American

Jan 17, 2020

Call Options

  Written

-1,200

70.0000  

American

Sep 20, 2019

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-14,600

87.5000  

American

Nov 15, 2019

Call Options

  Written

-500

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Call Options

  Written

-1,300

65.5000  

American

Sep 27, 2019

Call Options

  Written

-1,500

92.5000  

American

Nov 15, 2019

Call Options

  Written

-1,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,300

50.0000  

American

Jun 19, 2020

Call Options

  Written

-100

70.0000  

American

Sep 6, 2019

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-2,200

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-25,600

67.5000  

American

Sep 20, 2019

Call Options

  Purchased

400

71.0000  

American

Sep 27, 2019

Call Options

  Purchased

100

66.5000  

American

Sep 13, 2019

Put Options

  Written

400

62.0000  

American

Aug 30, 2019

Put Options

  Written

151,000

65.0000  

American

Jun 19, 2020

Put Options

  Written

300

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

68.5000  

American

Sep 20, 2019

Call Options

  Purchased

200

64.5000  

American

Aug 30, 2019

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,600

70.0000  

American

Jan 15, 2021

Put Options

  Written

3,600

42.5000  

American

Sep 20, 2019

Put Options

  Written

900

66.0000  

American

Sep 20, 2019

Put Options

  Written

1,000

47.5000  

American

Sep 20, 2019

Call Options

  Purchased

2,100

77.5000  

American

Nov 15, 2019

Call Options

  Purchased

200

67.5000  

American

Jan 15, 2021

Put Options

  Written

125,000

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Put Options

  Written

3,000

62.5000  

American

Feb 21, 2020

Put Options

  Written

800

66.0000  

American

Aug 30, 2019

Put Options

  Written

32,800

57.5000  

American

Jun 19, 2020

Put Options

  Written

100

77.5000  

American

Jan 15, 2021

Put Options

  Written

100

63.0000  

American

Sep 6, 2019

Call Options

  Purchased

100

71.5000  

American

Sep 27, 2019

Put Options

  Written

100

60.0000  

American

Sep 27, 2019

Put Options

  Purchased

-100

58.0000  

American

Aug 30, 2019

Call Options

  Written

-3,400

95.0000  

American

Sep 20, 2019

Call Options

  Written

-500

64.0000  

American

Sep 6, 2019

Call Options

  Written

-10,700

80.0000  

American

Sep 20, 2019

Call Options

  Written

-17,400

75.0000  

American

Aug 30, 2019

Call Options

  Written

-300

110.0000  

American

Sep 18, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-4,100

115.0000  

American

Jan 17, 2020

Call Options

  Written

-13,600

100.0000  

American

Jan 15, 2021

Call Options

  Written

-75,000

70.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

82.5000  

American

Feb 21, 2020

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-100

75.0000  

American

Jun 19, 2020

Call Options

  Written

-500

82.5000  

American

Jun 19, 2020

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Call Options

  Written

-100

59.0000  

American

Aug 30, 2019

Put Options

  Purchased

-100

61.0000  

American

Sep 13, 2019

Put Options

  Purchased

-2,200

70.0000  

American

Jan 15, 2021

Call Options

  Written

-35,500

90.0000  

American

Sep 20, 2019

Call Options

  Written

-6,900

105.0000  

American

Jan 17, 2020

Call Options

  Written

-700

67.5000  

American

Jun 19, 2020

Call Options

  Written

-800

92.5000  

American

Jan 15, 2021

Call Options

  Written

-5,100

85.0000  

American

Jan 15, 2021

Call Options

  Written

-16,800

85.0000  

American

Nov 15, 2019

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-700

68.0000  

American

Sep 27, 2019

Put Options

  Purchased

-1,000

105.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,200

72.5000  

American

Oct 18, 2019

Put Options

  Purchased

-1,200

55.0000  

American

Nov 15, 2019

Call Options

  Written

-4,500

75.0000  

American

Jan 17, 2020

Call Options

  Purchased

400

65.0000  

American

Nov 15, 2019

Put Options

  Written

300

70.0000  

American

Feb 21, 2020

Put Options

  Written

300

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

13,400

80.0000  

American

Nov 15, 2019

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,000

55.0000  

American

Feb 21, 2020

Call Options

  Purchased

400

47.5000  

American

Jun 19, 2020

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Put Options

  Written

2,100

45.0000  

American

Sep 20, 2019

Call Options

  Purchased

300

69.0000  

American

Sep 13, 2019

Put Options

  Written

4,100

85.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

75.0000  

American

Sep 18, 2020

Put Options

  Written

1,000

64.0000  

American

Sep 13, 2019

Call Options

  Purchased

600

70.5000  

American

Sep 13, 2019

Put Options

  Written

500

65.5000  

American

Sep 6, 2019

Call Options

  Purchased

300

71.5000  

American

Sep 6, 2019

Call Options

  Purchased

100

70.5000  

American

Aug 30, 2019

Call Options

  Purchased

12,000

70.0000  

American

Jan 17, 2020

Put Options

  Written

100

60.5000  

American

Aug 30, 2019

Call Options

  Purchased

18,100

60.0000  

American

Jan 17, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

600

69.0000  

American

Sep 6, 2019

Put Options

  Written

600

55.0000  

American

Feb 21, 2020

Put Options

  Written

500

64.0000  

American

Sep 27, 2019

Put Options

  Purchased

-1,100

60.0000  

American

Feb 21, 2020

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-5,900

75.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

66.0000  

American

Sep 6, 2019

Put Options

  Purchased

-3,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,200

57.5000  

American

Oct 18, 2019

Put Options

  Purchased

-1,000

60.0000  

American

Sep 18, 2020

Call Options

  Written

-100,100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Sep 27, 2019

Put Options

  Purchased

-1,400

45.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,700

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-49,400

60.0000  

American

Sep 20, 2019

Put Options

  Purchased

-500

47.5000  

American

Nov 15, 2019

Put Options

  Purchased

-1,100

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

35.0000  

American

Jan 15, 2021

Call Options

  Written

-300

130.0000  

American

Jun 19, 2020

Call Options

  Written

-600

72.5000  

American

Oct 18, 2019

Put Options

  Purchased

-800

50.0000  

American

Feb 21, 2020

Put Options

  Purchased

-6,000

70.0000  

American

Sep 20, 2019

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Call Options

  Written

-7,500

110.0000  

American

Sep 20, 2019

Call Options

  Written

-1,400

90.0000  

American

Sep 18, 2020

Call Options

  Written

-600

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Call Options

  Written

-3,100

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-11,700

65.0000  

American

Nov 15, 2019

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Written

200

67.5000  

American

Aug 30, 2019

Put Options

  Written

1,500

45.0000  

American

Nov 15, 2019

Call Options

  Purchased

200

67.0000  

American

Sep 20, 2019

Put Options

  Written

100

80.0000  

American

Nov 15, 2019

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

6,100

80.0000  

American

Jan 17, 2020

Put Options

  Written

30,300

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,700

75.0000  

American

Oct 18, 2019

Call Options

  Purchased

800

75.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,400

67.5000  

American

Aug 30, 2019

Call Options

  Purchased

6,500

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

5,000

75.0000  

American

Nov 15, 2019

Call Options

  Purchased

1,000

65.0000  

American

Sep 13, 2019

Put Options

  Written

1,500

60.0000  

American

Oct 18, 2019

Call Options

  Written

-100

60.0000  

American

Aug 30, 2019

Call Options

  Written

-500

87.5000  

American

Jun 19, 2020

Call Options

  Written

-1,000

100.0000  

American

Sep 20, 2019

Put Options

  Purchased

-2,100

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

62.0000  

American

Sep 20, 2019

Put Options

  Purchased

-23,100

65.0000  

American

Sep 20, 2019

Call Options

  Written

-74,500

85.0000  

American

Sep 20, 2019

Call Options

  Written

-100

66.0000  

American

Sep 13, 2019

Call Options

  Written

-200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-800

92.5000  

American

Jun 19, 2020

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Call Options

  Written

-800

74.0000  

American

Sep 6, 2019

Put Options

  Purchased

-5,600

70.0000  

American

Jan 17, 2020

Call Options

  Written

-100

85.0000  

American

Feb 21, 2020

Put Options

  Purchased

-200

87.5000  

American

Jan 17, 2020

Call Options

  Written

-9,100

82.5000  

American

Sep 20, 2019

Call Options

  Written

-61,400

82.5000  

American

Jan 17, 2020

Call Options

  Written

-100

90.0000  

American

Jan 15, 2021

Call Options

  Written

-6,400

87.5000  

American

Sep 20, 2019

Put Options

  Purchased

-100

63.0000  

American

Sep 20, 2019

Put Options

  Purchased

-100

47.5000  

American

Jan 17, 2020

Put Options

  Purchased

-600

63.5000  

American

Sep 6, 2019

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Put Options

  Purchased

-9,500

72.5000  

American

Jan 15, 2021

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Call Options

  Written

-18,100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-24,100

77.5000  

American

Sep 20, 2019

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,100

64.5000  

American

Sep 13, 2019

Put Options

  Purchased

-300

42.5000  

American

Nov 15, 2019

Put Options

  Written

1,900

62.5000  

American

Aug 30, 2019

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Call Options

  Purchased

2,600

60.0000  

American

Sep 20, 2019

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Put Options

  Written

1,000

67.5000  

American

Sep 13, 2019

Put Options

  Written

400

72.5000  

American

Nov 15, 2019

Call Options

  Purchased

2,100

50.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,800

80.0000  

American

Jun 19, 2020

Put Options

  Written

1,400

67.5000  

American

Jun 19, 2020

Put Options

  Written

75,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

180,000

60.0000  

American

Sep 20, 2019

Put Options

  Written

6,000

105.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,300

70.0000  

American

Oct 18, 2019

Call Options

  Purchased

2,700

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Put Options

  Written

1,000

67.5000  

American

Feb 21, 2020

Put Options

  Written

100

72.5000  

American

Sep 18, 2020

Call Options

  Written

-700

63.5000  

American

Aug 30, 2019

Call Options

  Written

-900

100.0000  

American

Nov 15, 2019

Call Options

  Written

-10,400

100.0000  

American

Jun 19, 2020

Call Options

  Written

-13,500

90.0000  

American

Nov 15, 2019

Put Options

  Purchased

-600

65.5000  

American

Aug 30, 2019

Call Options

  Written

-300

62.5000  

American

Sep 20, 2019

Call Options

  Written

-200

105.0000  

American

Sep 18, 2020

Call Options

  Written

-14,200

87.5000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

64.5000  

American

Aug 30, 2019

Call Options

  Written

-2,800

62.5000  

American

Jan 17, 2020

Call Options

  Written

-11,200

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

67.0000  

American

Aug 30, 2019

Call Options

  Written

-68,400

100.0000  

American

Jan 17, 2020

Call Options

  Written

-100

65.0000  

American

Jan 17, 2020

Call Options

  Written

-200

77.5000  

American

Sep 18, 2020

Put Options

  Purchased

-700

70.0000  

American

Oct 18, 2019

Put Options

  Purchased

-1,000

40.0000  

American

Jun 19, 2020

Put Options

  Purchased

-200

55.0000  

American

Oct 18, 2019

Call Options

  Written

-1,200

66.5000  

American

Aug 30, 2019

Call Options

  Written

-200

64.5000  

American

Sep 6, 2019

Put Options

  Purchased

-26,800

67.5000  

American

Nov 15, 2019

Call Options

  Written

-6,600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

60.0000  

American

Aug 30, 2019

Put Options

  Purchased

-27,900

62.5000  

American

Nov 15, 2019

Put Options

  Written

400

62.5000  

American

Sep 6, 2019

Call Options

  Purchased

1,900

68.0000  

American

Aug 30, 2019

Call Options

  Purchased

500

67.5000  

American

Oct 18, 2019

Call Options

  Purchased

4,900

70.0000  

American

Sep 27, 2019

Call Options

  Purchased

1,000

67.5000  

American

Sep 27, 2019

Put Options

  Written

200

59.0000  

American

Sep 27, 2019

Call Options

  Purchased

100

77.5000  

American

Feb 21, 2020

Put Options

  Written

13,800

75.0000  

American

Sep 20, 2019

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

67.5000  

American

Sep 6, 2019

Call Options

  Purchased

2,800

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

12,000

65.0000  

American

Sep 20, 2019

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Put Options

  Written

3,000

57.5000  

American

Sep 20, 2019

Call Options

  Purchased

1,300

57.5000  

American

Jan 15, 2021

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Put Options

  Written

17,400

65.0000  

American

Oct 18, 2019

Call Options

  Written

-100

71.0000  

American

Aug 30, 2019

Call Options

  Written

-500

62.5000  

American

Oct 18, 2019

Put Options

  Purchased

-9,400

90.0000  

American

Jan 17, 2020

Call Options

  Written

-400

105.0000  

American

Sep 20, 2019

Put Options

  Purchased

-6,800

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Call Options

  Written

-5,100

95.0000  

American

Jan 15, 2021

Call Options

  Written

-100

62.5000  

American

Nov 15, 2019

Call Options

  Written

-3,700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-600

67.5000  

American

Oct 18, 2019

Put Options

  Purchased

-600

50.0000  

American

Sep 20, 2019

Call Options

  Written

-6,500

95.0000  

American

Nov 15, 2019

Put Options

  Purchased

-7,100

70.0000  

American

Nov 15, 2019

Call Options

  Written

-500

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

57.5000  

American

Sep 27, 2019

Put Options

  Purchased

-1,800

61.0000  

American

Sep 20, 2019

Call Options

  Written

-14,000

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

65.5000  

American

Sep 13, 2019

Put Options

  Purchased

-1,300

63.0000  

American

Aug 30, 2019

Put Options

  Purchased

-1,300

67.5000  

American

Jan 17, 2020

Put Options

  Purchased

-14,700

60.0000  

American

Nov 15, 2019

Put Options

  Purchased

-400

72.5000  

American

Jan 17, 2020

Call Options

  Written

-6,900

92.5000  

American

Jan 17, 2020

Call Options

  Written

-2,100

77.5000  

American

Jan 15, 2021

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Call Options

  Written

-5,000

100.0000  

American

Sep 18, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674933
Time of Receipt (offset from UTC): 20190830T152835+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC