Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,026,835

0.92%

1,546,319

0.47%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,344,200

0.41%

2,319,134

0.71%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

589,600

0.18%

409,300

0.12%

 

 

 

 

TOTAL:

 

 

 

 

4,960,635

1.51%

4,274,753

1.30%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

160.2200 USD

Purchase

8

160.6400 USD

Purchase

8

160.9900 USD

Purchase

74

160.8300 USD

Purchase

98

161.1200 USD

Purchase

100

161.8800 USD

Purchase

100

160.8700 USD

Purchase

100

160.9000 USD

Purchase

123

161.0509 USD

Purchase

130

161.7284 USD

Purchase

183

161.8380 USD

Purchase

201

160.7323 USD

Purchase

300

160.8500 USD

Purchase

300

160.8133 USD

Purchase

300

160.7433 USD

Purchase

300

161.8633 USD

Purchase

300

161.7800 USD

Purchase

300

160.9566 USD

Purchase

332

161.8685 USD

Purchase

333

161.8268 USD

Purchase

389

161.0155 USD

Purchase

389

161.0156 USD

Purchase

399

160.8446 USD

Purchase

400

161.1550 USD

Purchase

434

161.8361 USD

Purchase

450

161.6988 USD

Purchase

559

161.8003 USD

Purchase

562

160.8679 USD

Purchase

582

161.8931 USD

Purchase

601

161.6525 USD

Purchase

700

161.1334 USD

Purchase

909

161.1047 USD

Purchase

928

160.9790 USD

Purchase

967

161.7424 USD

Purchase

1,015

161.6964 USD

Purchase

1,214

161.8457 USD

Purchase

1,288

161.2852 USD

Purchase

1,300

160.8438 USD

Purchase

1,304

160.7978 USD

Purchase

1,615

161.8627 USD

Purchase

1,667

161.1545 USD

Purchase

1,694

161.8555 USD

Purchase

1,800

161.6583 USD

Purchase

1,900

160.7678 USD

Purchase

2,793

161.8044 USD

Purchase

2,820

161.7659 USD

Purchase

3,826

161.7361 USD

Purchase

4,200

161.6721 USD

Purchase

4,463

161.6180 USD

Purchase

4,620

161.2730 USD

Purchase

4,900

161.3481 USD

Purchase

4,937

161.1508 USD

Purchase

5,075

161.8107 USD

Purchase

5,589

161.2391 USD

Purchase

5,800

161.7687 USD

Purchase

6,700

161.3911 USD

Purchase

7,100

161.8059 USD

Purchase

7,700

160.8640 USD

Purchase

8,629

161.2305 USD

Purchase

11,701

160.8940 USD

Purchase

13,000

161.5914 USD

Purchase

14,122

160.7700 USD

Purchase

15,132

161.3539 USD

Purchase

19,271

160.7742 USD

Purchase

25,000

161.5000 USD

Purchase

30,332

161.3538 USD

Purchase

32,233

161.6900 USD

Purchase

40,300

161.4444 USD

Purchase

66,927

161.1841 USD

Purchase

254,469

160.7740 USD

Sale

1

161.3400 USD

Sale

5

161.6200 USD

Sale

40

161.0400 USD

Sale

49

161.0500 USD

Sale

100

160.8700 USD

Sale

100

160.8100 USD

Sale

100

160.8000 USD

Sale

100

161.1300 USD

Sale

100

160.8500 USD

Sale

100

161.3000 USD

Sale

100

160.7900 USD

Sale

100

161.4000 USD

Sale

100

161.1500 USD

Sale

108

161.4070 USD

Sale

110

161.4381 USD

Sale

110

162.0163 USD

Sale

115

160.8873 USD

Sale

131

160.7566 USD

Sale

200

161.1000 USD

Sale

200

160.9250 USD

Sale

200

161.3950 USD

Sale

200

160.9350 USD

Sale

200

161.1150 USD

Sale

200

161.0300 USD

Sale

210

161.4128 USD

Sale

300

161.3666 USD

Sale

300

160.7750 USD

Sale

300

160.7450 USD

Sale

300

160.7066 USD

Sale

300

161.0333 USD

Sale

311

161.0315 USD

Sale

389

161.0155 USD

Sale

390

160.7723 USD

Sale

392

161.4400 USD

Sale

398

160.9638 USD

Sale

400

160.8425 USD

Sale

432

161.0740 USD

Sale

511

161.0294 USD

Sale

536

161.0358 USD

Sale

570

161.3107 USD

Sale

585

161.4018 USD

Sale

600

160.8133 USD

Sale

600

160.7416 USD

Sale

800

161.3537 USD

Sale

835

161.4207 USD

Sale

864

160.9435 USD

Sale

919

161.4074 USD

Sale

925

160.8460 USD

Sale

980

161.4222 USD

Sale

998

161.1369 USD

Sale

1,099

161.1516 USD

Sale

1,100

161.1340 USD

Sale

1,100

160.9963 USD

Sale

1,102

160.9588 USD

Sale

1,120

160.9555 USD

Sale

1,127

160.9039 USD

Sale

1,147

161.4097 USD

Sale

1,186

161.0008 USD

Sale

1,210

161.4309 USD

Sale

1,347

161.4068 USD

Sale

1,523

160.9621 USD

Sale

1,585

160.8964 USD

Sale

1,595

161.3541 USD

Sale

1,600

161.0668 USD

Sale

2,000

161.7507 USD

Sale

2,216

161.0160 USD

Sale

2,310

161.2730 USD

Sale

2,417

160.5700 USD

Sale

2,421

161.0146 USD

Sale

2,422

161.3625 USD

Sale

2,429

161.4266 USD

Sale

2,600

161.4057 USD

Sale

2,800

161.0992 USD

Sale

2,900

161.3396 USD

Sale

3,000

160.9463 USD

Sale

3,267

161.3382 USD

Sale

3,361

161.2069 USD

Sale

3,400

161.2167 USD

Sale

3,800

161.7781 USD

Sale

3,989

161.4265 USD

Sale

4,100

161.3818 USD

Sale

4,400

161.3554 USD

Sale

5,387

161.3117 USD

Sale

5,500

161.5372 USD

Sale

6,859

160.8455 USD

Sale

7,700

161.5562 USD

Sale

8,384

161.3196 USD

Sale

8,474

161.1613 USD

Sale

8,700

161.3840 USD

Sale

8,875

161.1180 USD

Sale

9,578

161.3687 USD

Sale

14,563

160.9391 USD

Sale

23,467

161.0721 USD

Sale

23,908

160.9783 USD

Sale

25,653

161.3961 USD

Sale

27,466

160.7700 USD

Sale

55,332

161.4199 USD

Sale

57,233

161.6900 USD

Sale

278,373

160.8585 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Short

22,366

161.8232 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,200

155 USD

American

20 Dec 2019

10.9000 USD

Call Option

Purchasing

100

165 USD

American

18 Oct 2019

2.4500 USD

Call Option

Purchasing

100

165 USD

American

21 Feb 2020

7.4500 USD

Put Option

Purchasing

100

160 USD

American

30 Aug 2019

0.7800 USD

Put Option

Selling

100

135 USD

American

20 Sep 2019

0.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

30 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

1,200

100.0000  

American

Jan 15, 2021

Put Options

  Written

200

115.0000  

American

Sep 20, 2019

Call Options

  Purchased

16,300

165.0000  

American

Nov 15, 2019

Call Options

  Purchased

500

185.0000  

American

Jan 15, 2021

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

170.0000  

American

Sep 27, 2019

Call Options

  Purchased

100

160.0000  

American

Aug 30, 2019

Call Options

  Purchased

1,800

175.0000  

American

Dec 20, 2019

Call Options

  Purchased

18,100

165.0000  

American

Sep 20, 2019

Call Options

  Purchased

4,300

250.0000  

American

Jan 17, 2020

Put Options

  Written

1,600

155.0000  

American

Dec 20, 2019

Call Options

  Purchased

100

130.0000  

American

Nov 15, 2019

Call Options

  Purchased

2,000

165.0000  

American

Aug 30, 2019

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-7,300

155.0000  

American

Nov 15, 2019

Put Options

  Purchased

-500

155.0000  

American

Feb 21, 2020

Put Options

  Purchased

-3,000

165.0000  

American

Dec 20, 2019

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

160.0000  

American

Feb 21, 2020

Put Options

  Purchased

-500

170.0000  

American

Dec 20, 2019

Put Options

  Purchased

-500

140.0000  

American

Nov 15, 2019

Put Options

  Purchased

-900

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,700

165.0000  

American

Jan 17, 2020

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Call Options

  Written

-400

155.0000  

American

Nov 15, 2019

Call Options

  Written

-2,400

185.0000  

American

Dec 20, 2019

Call Options

  Purchased

1,000

145.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,400

140.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

190.0000  

American

Dec 20, 2019

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

800

155.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,000

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

185.0000  

American

Sep 20, 2019

Put Options

  Written

200

120.0000  

American

Oct 18, 2019

Put Options

  Written

100

150.0000  

American

Nov 15, 2019

Put Options

  Written

800

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

27,400

170.0000  

American

Dec 20, 2019

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

175.0000  

American

Nov 15, 2019

Put Options

  Purchased

-200

95.0000  

American

Nov 15, 2019

Put Options

  Purchased

-5,300

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

110.0000  

American

Dec 20, 2019

Put Options

  Purchased

-300

170.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Call Options

  Written

-100

150.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,900

90.0000  

American

Dec 20, 2019

Put Options

  Purchased

-600

135.0000  

American

Nov 15, 2019

Put Options

  Purchased

-4,200

125.0000  

American

Jan 17, 2020

Call Options

  Written

-1,700

200.0000  

American

Jan 15, 2021

Call Options

  Purchased

8,800

170.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,900

170.0000  

American

Feb 21, 2020

Put Options

  Written

149,800

140.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,900

185.0000  

American

Nov 15, 2019

Call Options

  Purchased

6,100

160.0000  

American

Jan 17, 2020

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,700

140.0000  

American

Nov 15, 2019

Call Options

  Purchased

3,200

180.0000  

American

Jan 17, 2020

Put Options

  Written

2,800

90.0000  

American

Nov 15, 2019

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,000

165.0000  

American

Jan 15, 2021

Put Options

  Written

300

100.0000  

American

Dec 20, 2019

Call Options

  Purchased

2,500

160.0000  

American

Nov 15, 2019

Put Options

  Written

1,000

85.0000  

American

Dec 20, 2019

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Put Options

  Written

200

125.0000  

American

Sep 20, 2019

Call Options

  Purchased

2,200

155.0000  

American

Dec 20, 2019

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

160.0000  

American

Aug 30, 2019

Call Options

  Written

-100

140.0000  

American

Feb 21, 2020

Put Options

  Purchased

-700

170.0000  

American

Jan 17, 2020

Put Options

  Purchased

-6,000

160.0000  

American

Jun 19, 2020

Call Options

  Written

-100

210.0000  

American

Nov 15, 2019

Call Options

  Written

-200

125.0000  

American

Jan 17, 2020

Call Options

  Written

-4,500

220.0000  

American

Jan 17, 2020

Put Options

  Written

300

140.0000  

American

Sep 20, 2019

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Call Options

  Purchased

7,900

160.0000  

American

Sep 20, 2019

Call Options

  Purchased

100

180.0000  

American

Jan 15, 2021

Put Options

  Written

37,700

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,500

170.0000  

American

Jan 17, 2020

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Put Options

  Purchased

-5,300

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,500

165.0000  

American

Nov 15, 2019

Put Options

  Purchased

-8,600

130.0000  

American

Nov 15, 2019

Call Options

  Written

-3,700

155.0000  

American

Sep 20, 2019

Put Options

  Purchased

-2,900

160.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,400

150.0000  

American

Jan 17, 2020

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Call Options

  Written

-25,000

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,500

170.0000  

American

Jun 19, 2020

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Put Options

  Written

20,000

140.0000  

American

Jan 17, 2020

Put Options

  Written

3,100

115.0000  

American

Dec 20, 2019

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Call Options

  Purchased

900

115.0000  

American

Jan 17, 2020

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,600

190.0000  

American

Jan 17, 2020

Call Options

  Purchased

200

185.0000  

American

Jun 19, 2020

Put Options

  Written

100

140.0000  

American

Jan 15, 2021

Put Options

  Written

100

162.5000  

American

Aug 30, 2019

Call Options

  Purchased

1,400

170.0000  

American

Aug 30, 2019

Call Options

  Purchased

700

175.0000  

American

Nov 15, 2019

Call Options

  Purchased

2,600

120.0000  

American

Jan 17, 2020

Put Options

  Written

2,500

120.0000  

American

Feb 21, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

100.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,100

160.0000  

American

Dec 20, 2019

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Call Options

  Written

-4,300

155.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-100

172.5000  

American

Aug 30, 2019

Put Options

  Purchased

-200

170.0000  

American

Nov 15, 2019

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Put Options

  Purchased

-500

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-39,200

150.0000  

American

Nov 15, 2019

Put Options

  Purchased

-300

145.0000  

American

Nov 15, 2019

Call Options

  Written

-1,200

195.0000  

American

Dec 20, 2019

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

165.0000  

American

Sep 20, 2019

Put Options

  Written

200

145.0000  

American

Sep 20, 2019

Put Options

  Written

25,800

150.0000  

American

Dec 20, 2019

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Call Options

  Purchased

300

135.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

145.0000  

American

Dec 20, 2019

Call Options

  Purchased

3,900

165.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Call Options

  Written

-500

135.0000  

American

Dec 20, 2019

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Call Options

  Written

-22,800

210.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Call Options

  Written

-6,100

200.0000  

American

Jan 17, 2020

Call Options

  Written

-100

190.0000  

American

Sep 20, 2019

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Call Options

  Written

-18,000

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,300

160.0000  

American

Sep 20, 2019

Put Options

  Purchased

-600

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-800

175.0000  

American

Jan 17, 2020

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Call Options

  Written

-100

105.0000  

American

Jan 17, 2020

Put Options

  Written

200

110.0000  

American

Sep 20, 2019

Call Options

  Purchased

3,500

135.0000  

American

Nov 15, 2019

Call Options

  Purchased

800

180.0000  

American

Dec 20, 2019

Call Options

  Purchased

100

162.5000  

American

Aug 30, 2019

Put Options

  Written

24,100

120.0000  

American

Nov 15, 2019

Put Options

  Written

6,700

145.0000  

American

Jan 17, 2020

Call Options

  Purchased

12,100

180.0000  

American

Nov 15, 2019

Put Options

  Written

200

120.0000  

American

Sep 20, 2019

Put Options

  Written

1,300

90.0000  

American

Jan 17, 2020

Put Options

  Written

500

80.0000  

American

Nov 15, 2019

Put Options

  Written

1,300

105.0000  

American

Nov 15, 2019

Call Options

  Purchased

300

160.0000  

American

Dec 20, 2019

Call Options

  Purchased

100

150.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,900

175.0000  

American

Feb 21, 2020

Put Options

  Written

900

135.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Call Options

  Written

-100

162.5000  

American

Sep 20, 2019

Call Options

  Written

-4,500

150.0000  

American

Nov 15, 2019

Call Options

  Written

-1,000

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-103,100

130.0000  

American

Jan 17, 2020

Call Options

  Written

-9,100

170.0000  

American

Sep 20, 2019

Put Options

  Purchased

-3,600

80.0000  

American

Dec 20, 2019

Put Options

  Purchased

-19,700

95.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

110.0000  

American

Nov 15, 2019

Put Options

  Written

1,600

155.0000  

American

Sep 20, 2019

Call Options

  Purchased

900

175.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

165.0000  

American

Oct 18, 2019

Put Options

  Written

6,500

150.0000  

American

Feb 21, 2020

Put Options

  Written

1,200

95.0000  

American

Dec 20, 2019

Put Options

  Written

40,000

170.0000  

American

Jan 17, 2020

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Put Options

  Written

6,700

115.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,500

145.0000  

American

Jan 17, 2020

Put Options

  Written

100

135.0000  

American

Sep 20, 2019

Put Options

  Written

3,600

125.0000  

American

Nov 15, 2019

Put Options

  Written

200

145.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,100

150.0000  

American

Jan 17, 2020

Put Options

  Written

8,200

150.0000  

American

Sep 20, 2019

Call Options

  Purchased

1,100

180.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

140.0000  

American

Jan 17, 2020

Call Options

  Written

-2,000

130.0000  

American

Jan 17, 2020

Call Options

  Written

-600

110.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Call Options

  Written

-100

195.0000  

American

Jan 17, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,700

160.0000  

American

Nov 15, 2019

Put Options

  Purchased

-200

147.0000  

American

Sep 20, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674930
Time of Receipt (offset from UTC): 20190830T151547+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC