FORM 8.3 - COBHAM PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose COBHAM PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 29 August 2019
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

39,965,219

1.67%

22,784,133

0.95%

 

(2)

Cash-settled derivatives:

982,580

0.04%

29,145,829

1.22%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

40,947,799

1.71%

51,929,962

2.17%

 

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

2.5p ordinary

Purchase

13

1.6165 GBP

2.5p ordinary

Purchase

52

1.6177 GBP

2.5p ordinary

Purchase

78

1.6175 GBP

2.5p ordinary

Purchase

1,871

1.6105 GBP

2.5p ordinary

Purchase

4,074

1.6130 GBP

2.5p ordinary

Purchase

4,759

1.6140 GBP

2.5p ordinary

Purchase

5,149

1.6139 GBP

2.5p ordinary

Purchase

9,251

1.6162 GBP

2.5p ordinary

Purchase

10,579

1.6155 GBP

2.5p ordinary

Purchase

23,262

1.6168 GBP

2.5p ordinary

Purchase

43,522

1.6156 GBP

2.5p ordinary

Purchase

91,814

1.6150 GBP

2.5p ordinary

Purchase

132,835

1.6235 GBP

2.5p ordinary

Purchase

163,710

1.6158 GBP

2.5p ordinary

Purchase

223,430

1.6148 GBP

2.5p ordinary

Purchase

228,295

1.6152 GBP

2.5p ordinary

Purchase

277,273

1.6147 GBP

2.5p ordinary

Purchase

531,934

1.6160 GBP

2.5p ordinary

Sale

13

1.6165 GBP

2.5p ordinary

Sale

1,871

1.6105 GBP

2.5p ordinary

Sale

4,074

1.6130 GBP

2.5p ordinary

Sale

4,759

1.6140 GBP

2.5p ordinary

Sale

5,532

1.6129 GBP

2.5p ordinary

Sale

10,579

1.6155 GBP

2.5p ordinary

Sale

12,027

1.6150 GBP

2.5p ordinary

Sale

21,939

1.6160 GBP

2.5p ordinary

Sale

31,579

1.6146 GBP

2.5p ordinary

Sale

120,514

1.6151 GBP

2.5p ordinary

Sale

130,690

1.6235 GBP

2.5p ordinary

Sale

141,386

1.6172 GBP

2.5p ordinary

Sale

173,235

1.6158 GBP

2.5p ordinary

Sale

338,540

1.6183 GBP

2.5p ordinary

Sale

786,462

1.6163 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

2.5p ordinary

SWAP

Long

3,432

1.6148 GBP

2.5p ordinary

SWAP

Long

9,985

1.6147 GBP

2.5p ordinary

SWAP

Long

10,575

1.6152 GBP

2.5p ordinary

CFD

Long

11,277

1.6232 GBP

2.5p ordinary

SWAP

Long

13,002

1.6228 GBP

2.5p ordinary

SWAP

Long

48,996

1.6206 GBP

2.5p ordinary

CFD

Long

101,204

1.6233 GBP

2.5p ordinary

SWAP

Long

190,809

1.6154 GBP

2.5p ordinary

SWAP

Short

130

1.6176 GBP

2.5p ordinary

CFD

Short

34,940

1.6153 GBP

2.5p ordinary

SWAP

Short

37,870

1.6156 GBP

2.5p ordinary

CFD

Short

299,605

1.6161 GBP

2.5p ordinary

SWAP

Short

299,605

1.6161 GBP

2.5p ordinary

SWAP

Short

399,264

1.6160 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

30 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674915
Time of Receipt (offset from UTC): 20190830T125459+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC