Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,766,249

0.84%

1,519,832

0.46%

 

(2)

Derivatives (other than options):

1,344,200

0.41%

2,046,768

0.62%

 

(3)

Options and agreements to

 

purchase/sell:

588,100

0.18%

409,200

0.12%

 
TOTAL:

4,698,549

1.43%

3,975,800

1.21%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

159.6100 USD

Purchase

1

159.4500 USD

Purchase

1

160.0200 USD

Purchase

28

159.8350 USD

Purchase

39

159.6128 USD

Purchase

58

159.5500 USD

Purchase

70

160.1328 USD

Purchase

71

159.8000 USD

Purchase

72

159.8400 USD

Purchase

79

160.1500 USD

Purchase

100

159.5400 USD

Purchase

100

159.5250 USD

Purchase

100

159.9050 USD

Purchase

200

159.7100 USD

Purchase

200

159.8800 USD

Purchase

229

159.7020 USD

Purchase

310

159.9306 USD

Purchase

327

159.9096 USD

Purchase

375

159.7033 USD

Purchase

450

160.0211 USD

Purchase

465

159.8179 USD

Purchase

500

159.6200 USD

Purchase

600

160.0391 USD

Purchase

700

159.9228 USD

Purchase

869

160.0416 USD

Purchase

880

159.7850 USD

Purchase

925

160.1351 USD

Purchase

1,000

160.0235 USD

Purchase

1,001

159.8022 USD

Purchase

1,100

159.8440 USD

Purchase

1,695

160.1471 USD

Purchase

2,018

159.8341 USD

Purchase

2,100

159.7464 USD

Purchase

2,206

159.9045 USD

Purchase

3,500

159.9607 USD

Purchase

3,600

159.9817 USD

Purchase

4,312

159.8785 USD

Purchase

6,033

160.2153 USD

Purchase

8,296

159.8662 USD

Purchase

12,690

160.0959 USD

Purchase

14,566

160.1050 USD

Purchase

15,510

159.9431 USD

Purchase

16,377

159.8875 USD

Purchase

27,085

160.2200 USD

Purchase

37,089

159.8883 USD

Sale

1

159.5000 USD

Sale

2

158.9600 USD

Sale

10

160.0300 USD

Sale

39

160.1500 USD

Sale

40

159.6600 USD

Sale

45

159.6966 USD

Sale

80

160.0200 USD

Sale

80

159.7600 USD

Sale

96

159.6500 USD

Sale

100

160.1000 USD

Sale

100

159.9950 USD

Sale

100

159.7100 USD

Sale

100

160.1800 USD

Sale

100

159.5400 USD

Sale

100

159.5200 USD

Sale

100

159.6400 USD

Sale

100

160.1700 USD

Sale

101

159.9859 USD

Sale

105

159.6900 USD

Sale

135

160.0126 USD

Sale

145

159.7534 USD

Sale

188

159.7821 USD

Sale

200

160.2100 USD

Sale

200

159.6575 USD

Sale

200

159.9650 USD

Sale

200

159.8650 USD

Sale

200

160.1100 USD

Sale

200

160.1128 USD

Sale

200

159.7950 USD

Sale

300

159.7983 USD

Sale

300

159.9133 USD

Sale

300

159.5385 USD

Sale

304

159.7440 USD

Sale

390

159.8294 USD

Sale

391

160.0905 USD

Sale

420

160.0676 USD

Sale

438

160.1560 USD

Sale

495

159.7647 USD

Sale

502

159.9202 USD

Sale

557

160.1589 USD

Sale

623

160.2128 USD

Sale

705

159.8402 USD

Sale

800

159.9915 USD

Sale

800

160.0925 USD

Sale

800

159.9593 USD

Sale

1,200

159.7350 USD

Sale

1,756

159.8982 USD

Sale

1,790

159.8536 USD

Sale

1,805

159.8637 USD

Sale

2,389

159.9286 USD

Sale

2,881

159.8808 USD

Sale

2,900

159.9763 USD

Sale

3,400

159.9597 USD

Sale

3,941

159.9467 USD

Sale

4,109

159.8685 USD

Sale

4,295

159.9220 USD

Sale

5,257

159.8586 USD

Sale

7,666

159.8393 USD

Sale

10,084

160.2149 USD

Sale

12,755

159.8958 USD

Sale

15,510

159.9431 USD

Sale

19,195

160.0076 USD

Sale

20,484

160.2200 USD

Sale

25,000

159.8934 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

paid/

varying etc

to which

 

received

option

 

 

relates

 

 

Call Option Purchasing

100

160 USD American

30 Aug 2019

1.0000 USD

Call Option Purchasing

2,000

165 USD American

30 Aug 2019

0.1700 USD

Call Option Purchasing

100

170 USD American

15 Nov 2019

1.8600 USD

Call Option Purchasing

100

185 USD American

20 Sep 2019

0.0100 USD

Call Option Selling

100

190 USD American

20 Sep 2019

0.1100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

29 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

200

115.0000

American

Sep 20, 2019

Call Options Purchased

2,000

165.0000

American

Aug 30, 2019

Call Options Purchased

16,300

165.0000

American

Nov 15, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options Written

700

95.0000

American

Jan 15, 2021

Put Options Written

1,600

155.0000

American

Dec 20, 2019

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Call Options Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options Purchased

100

170.0000

American

Sep 27, 2019

Call Options Purchased

100

160.0000

American

Aug 30, 2019

Call Options Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-3,500

70.0000

American

Jan 15, 2021

Call Options Written

-2,400

185.0000

American

Dec 20, 2019

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Call Options Written

-400

155.0000

American

Nov 15, 2019

Put Options Purchased

-700

160.0000

American

Feb 21, 2020

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-500

155.0000

American

Feb 21, 2020

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options Purchased

-7,300

155.0000

American

Nov 15, 2019

Put Options Purchased

-900

155.0000

American

Jan 17, 2020

Call Options Purchased

3,000

170.0000

American

Jan 15, 2021

Put Options Written

200

120.0000

American

Oct 18, 2019

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

800

105.0000

American

Jan 15, 2021

Call Options Purchased

800

155.0000

American

Jan 15, 2021

Call Options Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options Purchased

100

185.0000

American

Sep 20, 2019

Call Options Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options Purchased

4,400

140.0000

American

Jan 17, 2020

Put Options Written

100

150.0000

American

Nov 15, 2019

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Call Options Written

-100

150.0000

American

Feb 21, 2020

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-600

135.0000

American

Nov 15, 2019

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-300

170.0000

American

Feb 21, 2020

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-4,200

125.0000

American

Jan 17, 2020

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Call Options Purchased

1,000

155.0000

American

Dec 20, 2019

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Put Options Written

400

125.0000

American

Jan 15, 2021

Call Options Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options Purchased

3,000

165.0000

American

Jan 15, 2021

Put Options Written

300

100.0000

American

Dec 20, 2019

Put Options Written

200

125.0000

American

Sep 20, 2019

Call Options Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

8,800

170.0000

American

Nov 15, 2019

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Call Options Purchased

4,900

170.0000

American

Feb 21, 2020

Put Options Written

100

145.0000

American

Jan 15, 2021

Put Options Purchased

-6,000

160.0000

American

Jun 19, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-200

125.0000

American

Jan 17, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Put Options Purchased

-700

170.0000

American

Jan 17, 2020

Call Options Written

-100

140.0000

American

Feb 21, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Call Options Purchased

7,900

160.0000

American

Sep 20, 2019

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Put Options Written

37,700

140.0000

American

Jun 19, 2020

Put Options Written

300

140.0000

American

Sep 20, 2019

Call Options Purchased

2,500

170.0000

American

Jan 17, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-5,400

150.0000

American

Jan 17, 2020

Call Options Written

-25,000

150.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

165.0000

American

Nov 15, 2019

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

170.0000

American

Jun 19, 2020

Call Options Written

-3,700

155.0000

American

Sep 20, 2019

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options Purchased

-2,900

160.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-8,600

130.0000

American

Nov 15, 2019

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Call Options Purchased

700

175.0000

American

Nov 15, 2019

Call Options Purchased

200

185.0000

American

Jun 19, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Call Options Purchased

1,400

170.0000

American

Aug 30, 2019

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Put Options Written

20,000

140.0000

American

Jan 17, 2020

Put Options Written

100

162.5000

American

Aug 30, 2019

Put Options Written

100

140.0000

American

Jan 15, 2021

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options Purchased

-300

145.0000

American

Nov 15, 2019

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Call Options Written

-100

240.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

165.0000

American

Sep 20, 2019

Call Options Written

-4,300

155.0000

American

Jan 17, 2020

Call Options Written

-100

172.5000

American

Aug 30, 2019

Put Options Purchased

-500

150.0000

American

Jan 15, 2021

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Put Options Purchased

-200

170.0000

American

Nov 15, 2019

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-200

140.0000

American

Jun 19, 2020

Put Options Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

200

145.0000

American

Sep 20, 2019

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Call Options Purchased

3,900

165.0000

American

Jan 17, 2020

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Put Options Written

25,800

150.0000

American

Dec 20, 2019

Call Options Purchased

100

145.0000

American

Dec 20, 2019

Put Options Purchased

-800

175.0000

American

Jan 17, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Call Options Written

-500

135.0000

American

Dec 20, 2019

Call Options Written

-100

190.0000

American

Sep 20, 2019

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-100

105.0000

American

Jan 17, 2020

Call Options Written

-6,100

200.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Put Options Purchased

-3,300

160.0000

American

Sep 20, 2019

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Call Options Written

-18,000

185.0000

American

Jan 17, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Put Options Written

200

120.0000

American

Sep 20, 2019

Put Options Written

500

80.0000

American

Nov 15, 2019

Put Options Written

6,700

145.0000

American

Jan 17, 2020

Call Options Purchased

1,900

175.0000

American

Feb 21, 2020

Put Options Written

24,100

120.0000

American

Nov 15, 2019

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options Purchased

100

162.5000

American

Aug 30, 2019

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options Written

200

110.0000

American

Sep 20, 2019

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Put Options Written

900

135.0000

American

Jan 17, 2020

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options Written

-100

162.5000

American

Sep 20, 2019

Call Options Written

-1,000

175.0000

American

Jan 15, 2021

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-103,100

130.0000

American

Jan 17, 2020

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Call Options Written

-9,100

170.0000

American

Sep 20, 2019

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options Written

8,200

150.0000

American

Sep 20, 2019

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Put Options Written

200

145.0000

American

Feb 21, 2020

Put Options Written

1,600

155.0000

American

Sep 20, 2019

Put Options Written

6,700

115.0000

American

Nov 15, 2019

Put Options Written

3,600

125.0000

American

Nov 15, 2019

Call Options Purchased

900

175.0000

American

Jan 17, 2020

Put Options Written

6,500

150.0000

American

Feb 21, 2020

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Call Options Purchased

4,100

150.0000

American

Jan 17, 2020

Call Options Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-600

110.0000

American

Jan 17, 2020

Put Options Purchased

-300

140.0000

American

Jan 17, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

160.0000

American

Nov 15, 2019

Call Options Written

-2,000

130.0000

American

Jan 17, 2020

Put Options Purchased

-200

147.0000

American

Sep 20, 2019

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674814
Time of Receipt (offset from UTC): 20190829T094133+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC