Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

27 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,022,742

0.92%

1,546,319

0.47%

 

(2)

Derivatives (other than options):

1,344,200

0.41%

2,319,134

0.71%

 

(3)

Options and agreements to
purchase/sell:

589,600

0.18%

409,300

0.12%

 
TOTAL:

4,956,542

1.51%

4,274,753

1.30%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

2

160.2200 USD
Purchase

8

160.6400 USD
Purchase

8

160.9900 USD
Purchase

74

160.8300 USD
Purchase

98

161.1200 USD
Purchase

100

161.8800 USD
Purchase

100

160.8700 USD
Purchase

100

160.9000 USD
Purchase

123

161.0509 USD
Purchase

130

161.7284 USD
Purchase

183

161.8380 USD
Purchase

201

160.7323 USD
Purchase

300

160.8500 USD
Purchase

300

160.8133 USD
Purchase

300

160.7433 USD
Purchase

300

161.8633 USD
Purchase

300

161.7800 USD
Purchase

300

160.9566 USD
Purchase

332

161.8685 USD
Purchase

333

161.8268 USD
Purchase

389

161.0155 USD
Purchase

389

161.0156 USD
Purchase

399

160.8446 USD
Purchase

400

161.1550 USD
Purchase

434

161.8361 USD
Purchase

450

161.6988 USD
Purchase

559

161.8003 USD
Purchase

562

160.8679 USD
Purchase

582

161.8931 USD
Purchase

601

161.6525 USD
Purchase

700

161.1334 USD
Purchase

909

161.1047 USD
Purchase

928

160.9790 USD
Purchase

967

161.7424 USD
Purchase

1,015

161.6964 USD
Purchase

1,214

161.8457 USD
Purchase

1,288

161.2852 USD
Purchase

1,300

160.8438 USD
Purchase

1,304

160.7978 USD
Purchase

1,615

161.8627 USD
Purchase

1,667

161.1545 USD
Purchase

1,694

161.8555 USD
Purchase

1,800

161.6583 USD
Purchase

1,900

160.7678 USD
Purchase

2,793

161.8044 USD
Purchase

2,820

161.7659 USD
Purchase

3,826

161.7361 USD
Purchase

4,200

161.6721 USD
Purchase

4,463

161.6180 USD
Purchase

4,620

161.2730 USD
Purchase

4,900

161.3481 USD
Purchase

4,937

161.1508 USD
Purchase

5,075

161.8107 USD
Purchase

5,589

161.2391 USD
Purchase

5,800

161.7687 USD
Purchase

6,700

161.3911 USD
Purchase

7,100

161.8059 USD
Purchase

7,700

160.8640 USD
Purchase

8,629

161.2305 USD
Purchase

10,029

160.7700 USD
Purchase

11,701

160.8940 USD
Purchase

13,000

161.5914 USD
Purchase

15,132

161.3539 USD
Purchase

19,271

160.7742 USD
Purchase

25,000

161.5000 USD
Purchase

30,332

161.3538 USD
Purchase

32,233

161.6900 USD
Purchase

40,300

161.4444 USD
Purchase

66,927

161.1841 USD
Purchase

254,469

160.7740 USD
Sale

1

161.3400 USD
Sale

5

161.6200 USD
Sale

40

161.0400 USD
Sale

49

161.0500 USD
Sale

100

160.8700 USD
Sale

100

160.8100 USD
Sale

100

160.8000 USD
Sale

100

161.1300 USD
Sale

100

160.8500 USD
Sale

100

161.3000 USD
Sale

100

160.7900 USD
Sale

100

161.4000 USD
Sale

100

161.1500 USD
Sale

108

161.4070 USD
Sale

110

161.4381 USD
Sale

110

162.0163 USD
Sale

115

160.8873 USD
Sale

131

160.7566 USD
Sale

200

161.1000 USD
Sale

200

160.9250 USD
Sale

200

161.3950 USD
Sale

200

160.9350 USD
Sale

200

161.1150 USD
Sale

200

161.0300 USD
Sale

210

161.4128 USD
Sale

300

161.3666 USD
Sale

300

160.7750 USD
Sale

300

160.7450 USD
Sale

300

160.7066 USD
Sale

300

161.0333 USD
Sale

311

161.0315 USD
Sale

389

161.0155 USD
Sale

390

160.7723 USD
Sale

392

161.4400 USD
Sale

398

160.9638 USD
Sale

400

160.8425 USD
Sale

432

161.0740 USD
Sale

511

161.0294 USD
Sale

536

161.0358 USD
Sale

570

161.3107 USD
Sale

585

161.4018 USD
Sale

600

160.8133 USD
Sale

600

160.7416 USD
Sale

800

161.3537 USD
Sale

835

161.4207 USD
Sale

864

160.9435 USD
Sale

919

161.4074 USD
Sale

925

160.8460 USD
Sale

980

161.4222 USD
Sale

998

161.1369 USD
Sale

1,099

161.1516 USD
Sale

1,100

161.1340 USD
Sale

1,100

160.9963 USD
Sale

1,102

160.9588 USD
Sale

1,120

160.9555 USD
Sale

1,127

160.9039 USD
Sale

1,147

161.4097 USD
Sale

1,186

161.0008 USD
Sale

1,210

161.4309 USD
Sale

1,347

161.4068 USD
Sale

1,523

160.9621 USD
Sale

1,585

160.8964 USD
Sale

1,595

161.3541 USD
Sale

1,600

161.0668 USD
Sale

2,000

161.7507 USD
Sale

2,216

161.0160 USD
Sale

2,310

161.2730 USD
Sale

2,417

160.5700 USD
Sale

2,421

161.0146 USD
Sale

2,422

161.3625 USD
Sale

2,429

161.4266 USD
Sale

2,600

161.4057 USD
Sale

2,800

161.0992 USD
Sale

2,900

161.3396 USD
Sale

3,000

160.9463 USD
Sale

3,267

161.3382 USD
Sale

3,361

161.2069 USD
Sale

3,400

161.2167 USD
Sale

3,800

161.7781 USD
Sale

3,989

161.4265 USD
Sale

4,100

161.3818 USD
Sale

4,400

161.3554 USD
Sale

5,387

161.3117 USD
Sale

5,500

161.5372 USD
Sale

6,859

160.8455 USD
Sale

7,700

161.5562 USD
Sale

8,384

161.3196 USD
Sale

8,474

161.1613 USD
Sale

8,700

161.3840 USD
Sale

8,875

161.1180 USD
Sale

9,578

161.3687 USD
Sale

14,563

160.9391 USD
Sale

23,467

161.0721 USD
Sale

23,908

160.9783 USD
Sale

25,653

161.3961 USD
Sale

27,466

160.7700 USD
Sale

55,332

161.4199 USD
Sale

57,233

161.6900 USD
Sale

278,373

160.8585 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Short

22,366

161.8232 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

1,200

155 USD American 20 Dec 2019 10.9000 USD
Call Option Purchasing

100

165 USD American 18 Oct 2019 2.4500 USD
Call Option Purchasing

100

165 USD American 21 Feb 2020 7.4500 USD
Put Option Purchasing

100

160 USD American 30 Aug 2019 0.7800 USD
Put Option Selling

100

135 USD American 20 Sep 2019 0.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

28 August 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

1,200

100.0000

American Jan 15, 2021
Put Options Written

200

115.0000

American Sep 20, 2019
Call Options Purchased

16,300

165.0000

American Nov 15, 2019
Call Options Purchased

500

185.0000

American Jan 15, 2021
Put Options Written

900

90.0000

American Feb 21, 2020
Call Options Purchased

100

170.0000

American Sep 27, 2019
Call Options Purchased

100

160.0000

American Aug 30, 2019
Call Options Purchased

1,800

175.0000

American Dec 20, 2019
Call Options Purchased

18,100

165.0000

American Sep 20, 2019
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Put Options Written

1,600

155.0000

American Dec 20, 2019
Call Options Purchased

100

130.0000

American Nov 15, 2019
Call Options Purchased

2,000

165.0000

American Aug 30, 2019
Put Options Written

700

95.0000

American Jan 15, 2021
Put Options Written

700

100.0000

American Jan 15, 2021
Put Options Purchased

-7,300

155.0000

American Nov 15, 2019
Put Options Purchased

-500

155.0000

American Feb 21, 2020
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-3,500

70.0000

American Jan 15, 2021
Put Options Purchased

-700

160.0000

American Feb 21, 2020
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Purchased

-500

140.0000

American Nov 15, 2019
Put Options Purchased

-900

155.0000

American Jan 17, 2020
Put Options Purchased

-1,700

165.0000

American Jan 17, 2020
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Call Options Written

-400

155.0000

American Nov 15, 2019
Call Options Written

-2,400

185.0000

American Dec 20, 2019
Call Options Purchased

1,000

145.0000

American Nov 15, 2019
Call Options Purchased

4,400

140.0000

American Jan 17, 2020
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Put Options Written

500

80.0000

American Feb 21, 2020
Call Options Purchased

800

155.0000

American Jan 15, 2021
Call Options Purchased

3,000

170.0000

American Jan 15, 2021
Call Options Purchased

100

185.0000

American Sep 20, 2019
Put Options Written

200

120.0000

American Oct 18, 2019
Put Options Written

100

150.0000

American Nov 15, 2019
Put Options Written

800

105.0000

American Jan 15, 2021
Call Options Purchased

27,400

170.0000

American Dec 20, 2019
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-700

175.0000

American Nov 15, 2019
Put Options Purchased

-200

95.0000

American Nov 15, 2019
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Purchased

-300

170.0000

American Feb 21, 2020
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Call Options Written

-100

150.0000

American Feb 21, 2020
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-600

135.0000

American Nov 15, 2019
Put Options Purchased

-4,200

125.0000

American Jan 17, 2020
Call Options Written

-1,700

200.0000

American Jan 15, 2021
Call Options Purchased

8,800

170.0000

American Nov 15, 2019
Call Options Purchased

4,900

170.0000

American Feb 21, 2020
Put Options Written

149,800

140.0000

American Nov 15, 2019
Call Options Purchased

4,900

185.0000

American Nov 15, 2019
Call Options Purchased

6,100

160.0000

American Jan 17, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Call Options Purchased

4,700

140.0000

American Nov 15, 2019
Call Options Purchased

3,200

180.0000

American Jan 17, 2020
Put Options Written

2,800

90.0000

American Nov 15, 2019
Put Options Written

100

145.0000

American Jan 15, 2021
Call Options Purchased

3,000

165.0000

American Jan 15, 2021
Put Options Written

300

100.0000

American Dec 20, 2019
Call Options Purchased

2,500

160.0000

American Nov 15, 2019
Put Options Written

1,000

85.0000

American Dec 20, 2019
Put Options Written

400

65.0000

American Jan 17, 2020
Put Options Written

200

125.0000

American Sep 20, 2019
Call Options Purchased

2,200

155.0000

American Dec 20, 2019
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-100

160.0000

American Aug 30, 2019
Call Options Written

-100

140.0000

American Feb 21, 2020
Put Options Purchased

-700

170.0000

American Jan 17, 2020
Put Options Purchased

-6,000

160.0000

American Jun 19, 2020
Call Options Written

-100

210.0000

American Nov 15, 2019
Call Options Written

-200

125.0000

American Jan 17, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Put Options Written

300

140.0000

American Sep 20, 2019
Call Options Purchased

300

145.0000

American Jan 15, 2021
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Purchased

7,900

160.0000

American Sep 20, 2019
Call Options Purchased

100

180.0000

American Jan 15, 2021
Put Options Written

37,700

140.0000

American Jun 19, 2020
Call Options Purchased

2,500

170.0000

American Jan 17, 2020
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Purchased

-5,300

100.0000

American Jan 17, 2020
Put Options Purchased

-1,500

165.0000

American Nov 15, 2019
Put Options Purchased

-8,600

130.0000

American Nov 15, 2019
Call Options Written

-3,700

155.0000

American Sep 20, 2019
Put Options Purchased

-2,900

160.0000

American Jan 17, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-5,400

150.0000

American Jan 17, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Call Options Written

-25,000

150.0000

American Jan 17, 2020
Put Options Purchased

-1,500

170.0000

American Jun 19, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Put Options Written

20,000

140.0000

American Jan 17, 2020
Put Options Written

3,100

115.0000

American Dec 20, 2019
Put Options Written

7,000

120.0000

American Jun 19, 2020
Call Options Purchased

900

115.0000

American Jan 17, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Call Options Purchased

4,600

190.0000

American Jan 17, 2020
Call Options Purchased

200

185.0000

American Jun 19, 2020
Put Options Written

100

140.0000

American Jan 15, 2021
Put Options Written

100

162.5000

American Aug 30, 2019
Call Options Purchased

1,400

170.0000

American Aug 30, 2019
Call Options Purchased

700

175.0000

American Nov 15, 2019
Call Options Purchased

2,600

120.0000

American Jan 17, 2020
Put Options Written

2,500

120.0000

American Feb 21, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Purchased

-300

100.0000

American Nov 15, 2019
Put Options Purchased

-1,100

160.0000

American Dec 20, 2019
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-4,300

155.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-100

172.5000

American Aug 30, 2019
Put Options Purchased

-200

170.0000

American Nov 15, 2019
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Put Options Purchased

-500

150.0000

American Jan 15, 2021
Put Options Purchased

-39,200

150.0000

American Nov 15, 2019
Put Options Purchased

-300

145.0000

American Nov 15, 2019
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Written

-100

240.0000

American Jan 17, 2020
Put Options Purchased

-1,000

165.0000

American Sep 20, 2019
Put Options Written

200

145.0000

American Sep 20, 2019
Put Options Written

25,800

150.0000

American Dec 20, 2019
Put Options Written

13,700

75.0000

American Jan 17, 2020
Call Options Purchased

300

135.0000

American Jan 17, 2020
Call Options Purchased

100

145.0000

American Dec 20, 2019
Call Options Purchased

3,900

165.0000

American Jan 17, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Call Options Written

-500

135.0000

American Dec 20, 2019
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Call Options Written

-6,100

200.0000

American Jan 17, 2020
Call Options Written

-100

190.0000

American Sep 20, 2019
Call Options Written

-200

110.0000

American Jan 15, 2021
Call Options Written

-18,000

185.0000

American Jan 17, 2020
Put Options Purchased

-3,300

160.0000

American Sep 20, 2019
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-800

175.0000

American Jan 17, 2020
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Call Options Written

-100

105.0000

American Jan 17, 2020
Put Options Written

200

110.0000

American Sep 20, 2019
Call Options Purchased

3,500

135.0000

American Nov 15, 2019
Call Options Purchased

800

180.0000

American Dec 20, 2019
Call Options Purchased

100

162.5000

American Aug 30, 2019
Put Options Written

24,100

120.0000

American Nov 15, 2019
Put Options Written

6,700

145.0000

American Jan 17, 2020
Call Options Purchased

12,100

180.0000

American Nov 15, 2019
Put Options Written

200

120.0000

American Sep 20, 2019
Put Options Written

1,300

90.0000

American Jan 17, 2020
Put Options Written

500

80.0000

American Nov 15, 2019
Put Options Written

1,300

105.0000

American Nov 15, 2019
Call Options Purchased

300

160.0000

American Dec 20, 2019
Call Options Purchased

100

150.0000

American Jan 15, 2021
Call Options Purchased

1,900

175.0000

American Feb 21, 2020
Put Options Written

900

135.0000

American Jan 17, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Call Options Written

-100

215.0000

American Jan 17, 2020
Call Options Written

-100

162.5000

American Sep 20, 2019
Call Options Written

-4,500

150.0000

American Nov 15, 2019
Call Options Written

-1,000

175.0000

American Jan 15, 2021
Put Options Purchased

-103,100

130.0000

American Jan 17, 2020
Call Options Written

-9,100

170.0000

American Sep 20, 2019
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Put Options Purchased

-19,700

95.0000

American Jan 17, 2020
Put Options Purchased

-600

110.0000

American Nov 15, 2019
Put Options Written

1,600

155.0000

American Sep 20, 2019
Call Options Purchased

900

175.0000

American Jan 17, 2020
Call Options Purchased

100

165.0000

American Oct 18, 2019
Put Options Written

6,500

150.0000

American Feb 21, 2020
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Written

40,000

170.0000

American Jan 17, 2020
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

6,700

115.0000

American Nov 15, 2019
Call Options Purchased

4,500

145.0000

American Jan 17, 2020
Put Options Written

100

135.0000

American Sep 20, 2019
Put Options Written

3,600

125.0000

American Nov 15, 2019
Put Options Written

200

145.0000

American Feb 21, 2020
Call Options Purchased

4,100

150.0000

American Jan 17, 2020
Put Options Written

8,200

150.0000

American Sep 20, 2019
Call Options Purchased

1,100

180.0000

American Feb 21, 2020
Put Options Purchased

-300

140.0000

American Jan 17, 2020
Call Options Written

-2,000

130.0000

American Jan 17, 2020
Call Options Written

-600

110.0000

American Jan 17, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-100

195.0000

American Jan 17, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Put Options Purchased

-1,700

160.0000

American Nov 15, 2019
Put Options Purchased

-200

147.0000

American Jan 0, 1900

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674767
Time of Receipt (offset from UTC): 20190828T132045+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC