FORM 8.3 - GREENE KING PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

GREENE KING PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

27 August 2019

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 12.5p ordinary
Interests Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

6,257,382

2.02%

5,525,693

1.78%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

2,143,675

0.69%

5,615,997

1.81%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

(4)

 

 

 

 

TOTAL:

8,401,057

2.71%

11,141,690

3.59%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

12.5p ordinary

Purchase

381

8.4060 GBP

12.5p ordinary

Purchase

500

8.4110 GBP

12.5p ordinary

Purchase

600

8.4160 GBP

12.5p ordinary

Purchase

1,345

8.4080 GBP

12.5p ordinary

Purchase

1,654

8.4076 GBP

12.5p ordinary

Purchase

2,102

8.4120 GBP

12.5p ordinary

Purchase

3,552

8.4140 GBP

12.5p ordinary

Purchase

8,400

8.4091 GBP

12.5p ordinary

Purchase

9,006

8.4107 GBP

12.5p ordinary

Purchase

10,737

8.4098 GBP

12.5p ordinary

Purchase

17,708

8.4122 GBP

12.5p ordinary

Purchase

25,060

8.4124 GBP

12.5p ordinary

Purchase

30,954

8.4040 GBP

12.5p ordinary

Purchase

33,796

8.4100 GBP

12.5p ordinary

Purchase

42,108

8.4049 GBP

12.5p ordinary

Purchase

240,059

8.4106 GBP

12.5p ordinary

Sale

375

8.4160 GBP

12.5p ordinary

Sale

386

8.4070 GBP

12.5p ordinary

Sale

427

8.4120 GBP

12.5p ordinary

Sale

500

8.4110 GBP

12.5p ordinary

Sale

596

8.4112 GBP

12.5p ordinary

Sale

614

8.4157 GBP

12.5p ordinary

Sale

737

8.4080 GBP

12.5p ordinary

Sale

823

8.4088 GBP

12.5p ordinary

Sale

1,172

8.4100 GBP

12.5p ordinary

Sale

2,040

8.4140 GBP

12.5p ordinary

Sale

2,077

8.4116 GBP

12.5p ordinary

Sale

2,400

8.4139 GBP

12.5p ordinary

Sale

3,006

8.4098 GBP

12.5p ordinary

Sale

3,594

8.4043 GBP

12.5p ordinary

Sale

5,033

8.4108 GBP

12.5p ordinary

Sale

5,896

8.4089 GBP

12.5p ordinary

Sale

6,029

8.4099 GBP

12.5p ordinary

Sale

8,318

8.4119 GBP

12.5p ordinary

Sale

24,632

8.4106 GBP

12.5p ordinary

Sale

24,728

8.4040 GBP

12.5p ordinary

Sale

44,999

8.4090 GBP

12.5p ordinary

Sale

2,278,971

8.4060 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing Number of Price per

relevant

description reference unit

security

 

securities

 

12.5p ordinary

CFD

Long

116

8.4076 GBP

12.5p ordinary

SWAP

Long

146

8.4110 GBP

12.5p ordinary

CFD

Long

2,799

8.4068 GBP

12.5p ordinary

SWAP

Long

7,332

8.4081 GBP

12.5p ordinary

CFD

Long

14,891

8.4077 GBP

12.5p ordinary

SWAP

Long

46,435

8.4098 GBP

12.5p ordinary

SWAP

Short

343

8.4043 GBP

12.5p ordinary

SWAP

Short

4,805

8.4064 GBP

12.5p ordinary

CFD

Short

5,824

8.4132 GBP

12.5p ordinary

SWAP

Short

9,769

8.4093 GBP

12.5p ordinary

CFD

Short

13,836

8.4157 GBP

12.5p ordinary

SWAP

Short

240,059

8.4106 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

28 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674764
Time of Receipt (offset from UTC): 20190828T125324+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC