Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,496,653

0.17%

3,102,187

0.21%

 

(2)

Derivatives (other than options):

2,337,013

0.16%

25,396

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,007,900

0.14%

1,430,000

0.10%

 
TOTAL:

6,841,566

0.46%

4,557,583

0.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

67.1500 USD

Purchase

100

66.4000 USD

Purchase

100

66.8400 USD

Purchase

104

67.1945 USD

Purchase

200

64.5000 USD

Purchase

200

65.5500 USD

Purchase

200

66.3100 USD

Purchase

288

66.4693 USD

Purchase

293

66.8888 USD

Purchase

300

66.5000 USD

Purchase

400

66.2487 USD

Purchase

409

66.8994 USD

Purchase

500

66.0030 USD

Purchase

652

66.0159 USD

Purchase

670

66.7595 USD

Purchase

769

66.3991 USD

Purchase

800

66.6175 USD

Purchase

1,095

66.5303 USD

Purchase

1,100

66.0490 USD

Purchase

1,142

66.2987 USD

Purchase

1,200

65.9558 USD

Purchase

1,200

66.2654 USD

Purchase

1,236

66.2162 USD

Purchase

1,400

66.4128 USD

Purchase

1,411

66.5521 USD

Purchase

1,498

66.5291 USD

Purchase

1,636

66.4318 USD

Purchase

1,651

66.3845 USD

Purchase

1,900

66.5503 USD

Purchase

1,960

66.2804 USD

Purchase

2,200

66.2522 USD

Purchase

2,226

66.1123 USD

Purchase

2,400

65.8093 USD

Purchase

2,708

66.2502 USD

Purchase

3,768

66.6575 USD

Purchase

3,925

66.3180 USD

Purchase

4,172

65.9690 USD

Purchase

4,580

65.9381 USD

Purchase

5,713

66.8500 USD

Purchase

6,001

66.2505 USD

Purchase

6,800

67.0000 USD

Purchase

10,153

66.4051 USD

Purchase

10,702

67.2718 USD

Purchase

13,200

66.7080 USD

Purchase

13,355

66.5188 USD

Purchase

20,932

66.4694 USD

Purchase

25,756

66.5198 USD

Purchase

27,100

66.6232 USD

Purchase

28,447

66.8910 USD

Purchase

44,300

66.7339 USD

Purchase

48,997

65.9700 USD

Purchase

58,345

66.3256 USD

Purchase

139,681

66.0577 USD

Purchase

207,839

66.8029 USD

Sale

10

67.1500 USD

Sale

58

66.3665 USD

Sale

100

65.9800 USD

Sale

100

67.6900 USD

Sale

100

65.6900 USD

Sale

100

67.4200 USD

Sale

100

66.0600 USD

Sale

100

66.1200 USD

Sale

100

65.7300 USD

Sale

100

66.5400 USD

Sale

124

65.9300 USD

Sale

200

65.8000 USD

Sale

200

65.6550 USD

Sale

200

64.0000 USD

Sale

200

65.5800 USD

Sale

300

67.1066 USD

Sale

344

67.3575 USD

Sale

347

67.4485 USD

Sale

350

65.6257 USD

Sale

350

65.8671 USD

Sale

400

66.7975 USD

Sale

400

66.3125 USD

Sale

400

67.1100 USD

Sale

400

65.9775 USD

Sale

400

65.9550 USD

Sale

579

66.5940 USD

Sale

600

66.1650 USD

Sale

700

66.9342 USD

Sale

900

67.1599 USD

Sale

900

69.0000 USD

Sale

955

66.5500 USD

Sale

1,512

65.9005 USD

Sale

1,575

65.9852 USD

Sale

1,600

65.7475 USD

Sale

1,700

67.4267 USD

Sale

1,711

65.8985 USD

Sale

1,900

67.4489 USD

Sale

2,031

65.7261 USD

Sale

2,100

66.6385 USD

Sale

2,500

67.5000 USD

Sale

2,800

66.3514 USD

Sale

2,805

66.8647 USD

Sale

3,100

66.3229 USD

Sale

3,553

65.9379 USD

Sale

3,800

67.4611 USD

Sale

3,900

67.0535 USD

Sale

5,100

66.4000 USD

Sale

5,714

65.7416 USD

Sale

5,937

66.8800 USD

Sale

6,140

66.7363 USD

Sale

7,680

66.8289 USD

Sale

7,886

66.3057 USD

Sale

8,761

66.7925 USD

Sale

9,500

65.5000 USD

Sale

9,718

66.7267 USD

Sale

11,775

66.9329 USD

Sale

13,993

66.8462 USD

Sale

15,064

66.7854 USD

Sale

15,800

66.8543 USD

Sale

17,200

66.3680 USD

Sale

18,000

67.1458 USD

Sale

22,107

66.0089 USD

Sale

25,000

66.8380 USD

Sale

27,358

66.1312 USD

Sale

34,400

65.0000 USD

Sale

35,000

66.3554 USD

Sale

35,302

65.9657 USD

Sale

39,900

66.8003 USD

Sale

41,072

66.9384 USD

Sale

84,234

66.3538 USD

Sale

89,203

66.9028 USD

Sale

129,328

65.9700 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

paid/

varying etc

to which

 

received

option

 

 

relates

 

 

Call Option Purchasing

200

65 USD American

20 Sep 2019

3.0900 USD

Call Option Purchasing

1,200

69 USD American

30 Aug 2019

0.4933 USD

Call Option Purchasing

100

70 USD American

30 Aug 2019

0.1100 USD

Call Option Purchasing

500

70 USD American

20 Sep 2019

0.6800 USD

Call Option Purchasing

1,000

73 USD American

20 Sep 2019

0.2900 USD

Call Option Purchasing

200

73 USD American

15 Nov 2019

1.2000 USD

Call Option Purchasing

200

75 USD American

20 Sep 2019

0.0800 USD

Call Option Purchasing

1,100

75 USD American

17 Jan 2020

1.2963 USD

Call Option Selling

1,000

66 USD American

23 Aug 2019

0.4700 USD

Call Option Selling

500

67 USD American

23 Aug 2019

0.2940 USD

Call Option Selling

2,900

67 USD American

23 Aug 2019

0.3389 USD

Call Option Selling

800

68 USD American

23 Aug 2019

0.3000 USD

Call Option Selling

200

68 USD American

13 Sep 2019

1.1100 USD

Call Option Selling

100

69 USD American

30 Aug 2019

0.2700 USD

Call Option Selling

100

71 USD American

30 Aug 2019

0.0500 USD

Call Option Selling

100

72 USD American

30 Aug 2019

0.0400 USD

Call Option Selling

200

83 USD American

20 Sep 2019

0.0200 USD

Put Option Purchasing

100

65 USD American

20 Sep 2019

1.3200 USD

Put Option Purchasing

1,000

68 USD American

23 Aug 2019

0.6900 USD

Put Option Purchasing

600

68 USD American

20 Sep 2019

2.5300 USD

Put Option Purchasing

100

68 USD American

15 Nov 2019

4.2900 USD

Put Option Purchasing

100

68 USD American

17 Jan 2020

5.3600 USD

Put Option Purchasing

100

70 USD American

15 Nov 2019

6.4000 USD

Put Option Selling

200

60 USD American

20 Sep 2019

0.3000 USD

Put Option Selling

100

60 USD American

19 Jun 2020

4.4000 USD

Put Option Selling

300

63 USD American

18 Sep 2020

6.5000 USD

Put Option Selling

100

65 USD American

15 Nov 2019

3.1900 USD

Put Option Selling

6,300

67 USD American

23 Aug 2019

0.1565 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

28 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

6,100

72.5000

American

Nov 15, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

900

60.5000

American

Sep 20, 2019

Put Options Written

900

82.5000

American

Jan 17, 2020

Put Options Written

100

80.0000

American

Sep 18, 2020

Put Options Written

500

57.5000

American

Aug 30, 2019

Call Options Purchased

200

71.0000

American

Sep 13, 2019

Put Options Written

9,000

60.0000

American

Jun 19, 2020

Call Options Purchased

900

65.0000

American

Aug 30, 2019

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Call Options Purchased

14,500

70.0000

American

Nov 15, 2019

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

3,300

72.5000

American

Feb 21, 2020

Put Options Written

1,000

63.5000

American

Aug 23, 2019

Put Options Written

5,300

77.5000

American

Jan 17, 2020

Put Options Written

500

50.0000

American

Nov 15, 2019

Put Options Written

19,700

62.5000

American

Oct 18, 2019

Put Options Written

200

75.0000

American

Jun 19, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

100

68.5000

American

Sep 13, 2019

Call Options Purchased

4,000

68.5000

American

Aug 30, 2019

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

400

82.5000

American

Nov 15, 2019

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

100

65.5000

American

Aug 30, 2019

Call Options Written

-200

71.5000

American

Aug 30, 2019

Call Options Written

-300

68.0000

American

Sep 20, 2019

Put Options Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options Purchased

-2,400

57.5000

American

Jan 17, 2020

Put Options Purchased

-9,700

50.0000

American

Jan 17, 2020

Call Options Written

-100

72.0000

American

Aug 30, 2019

Put Options Purchased

-900

75.0000

American

Nov 15, 2019

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options Purchased

-300

75.0000

American

Feb 21, 2020

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-800

67.0000

American

Sep 20, 2019

Call Options Written

-100

60.0000

American

Nov 15, 2019

Put Options Purchased

-600

65.0000

American

Feb 21, 2020

Put Options Purchased

-1,900

57.5000

American

Nov 15, 2019

Call Options Written

-300

72.0000

American

Aug 23, 2019

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Call Options Written

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-300

65.0000

American

Sep 6, 2019

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

55.0000

American

Sep 20, 2019

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Call Options Written

-20,600

90.0000

American

Jun 19, 2020

Call Options Purchased

600

68.0000

American

Sep 6, 2019

Call Options Purchased

400

69.0000

American

Aug 30, 2019

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Put Options Written

100

63.0000

American

Sep 13, 2019

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Call Options Purchased

138,000

72.5000

American

Sep 20, 2019

Call Options Purchased

7,900

66.0000

American

Aug 23, 2019

Call Options Purchased

4,900

75.0000

American

Sep 20, 2019

Call Options Purchased

500

68.0000

American

Sep 13, 2019

Call Options Purchased

100

72.0000

American

Sep 20, 2019

Call Options Purchased

2,200

77.5000

American

Oct 18, 2019

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options Written

1,100

65.0000

American

Aug 23, 2019

Put Options Written

300,900

60.0000

American

Jan 15, 2021

Put Options Written

3,500

64.0000

American

Aug 23, 2019

Put Options Written

1,500

72.5000

American

Sep 20, 2019

Call Options Purchased

600

69.5000

American

Aug 30, 2019

Call Options Purchased

3,900

55.0000

American

Jan 17, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

30,200

62.5000

American

Sep 20, 2019

Call Options Purchased

15,300

80.0000

American

Jan 17, 2020

Call Options Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options Written

13,400

42.5000

American

Feb 21, 2020

Put Options Written

700

45.0000

American

Jan 17, 2020

Put Options Written

300

62.5000

American

Sep 18, 2020

Call Options Purchased

5,900

67.5000

American

Sep 20, 2019

Call Options Purchased

600

70.0000

American

Sep 13, 2019

Call Options Purchased

2,900

68.0000

American

Aug 23, 2019

Put Options Purchased

-3,300

62.5000

American

Aug 23, 2019

Call Options Written

-3,700

92.5000

American

Sep 20, 2019

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options Written

-11,200

130.0000

American

Jan 17, 2020

Call Options Written

-2,100

67.5000

American

Nov 15, 2019

Call Options Written

-2,300

80.0000

American

Feb 21, 2020

Call Options Written

-9,800

110.0000

American

Jan 17, 2020

Call Options Written

-200

60.0000

American

Jan 15, 2021

Call Options Written

-2,000

80.0000

American

Sep 18, 2020

Call Options Written

-700

70.0000

American

Aug 30, 2019

Put Options Purchased

-1,200

62.5000

American

Sep 20, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options Written

-1,700

67.0000

American

Aug 23, 2019

Put Options Purchased

-2,300

65.0000

American

Aug 30, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-200

77.5000

American

Nov 15, 2019

Put Options Purchased

-13,500

55.0000

American

Jan 17, 2020

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options Purchased

100

70.5000

American

Sep 6, 2019

Call Options Purchased

2,800

60.0000

American

Jun 19, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options Written

500

68.0000

American

Aug 30, 2019

Call Options Purchased

200

69.5000

American

Sep 6, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

1,600

66.0000

American

Sep 6, 2019

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

3,500

70.0000

American

Aug 23, 2019

Call Options Purchased

2,700

70.0000

American

Feb 21, 2020

Call Options Purchased

200

68.5000

American

Sep 6, 2019

Call Options Purchased

200

73.0000

American

Aug 23, 2019

Put Options Written

300

66.5000

American

Aug 23, 2019

Put Options Written

400

40.0000

American

Sep 20, 2019

Call Options Purchased

100

80.0000

American

Aug 23, 2019

Put Options Written

6,100

62.5000

American

Jan 17, 2020

Call Options Purchased

100

67.0000

American

Aug 30, 2019

Call Options Purchased

12,700

72.5000

American

Jan 17, 2020

Put Options Written

200

87.5000

American

Nov 15, 2019

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-1,000

77.5000

American

Jun 19, 2020

Put Options Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Call Options Written

-1,600

70.0000

American

Sep 20, 2019

Put Options Purchased

-2,500

67.5000

American

Aug 23, 2019

Call Options Written

-1,300

85.0000

American

Jun 19, 2020

Call Options Written

-1,300

65.5000

American

Sep 27, 2019

Put Options Purchased

-25,700

67.5000

American

Sep 20, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Call Options Written

-100

70.0000

American

Sep 6, 2019

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-4,400

50.0000

American

Jun 19, 2020

Put Options Purchased

-27,800

60.0000

American

Jan 17, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Call Options Written

-14,600

87.5000

American

Nov 15, 2019

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options Purchased

-100

72.5000

American

Feb 21, 2020

Call Options Written

-130,000

67.5000

American

Sep 20, 2019

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-2,200

85.0000

American

Sep 18, 2020

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Call Options Purchased

200

64.5000

American

Aug 23, 2019

Put Options Written

400

62.0000

American

Aug 30, 2019

Put Options Written

3,600

42.5000

American

Sep 20, 2019

Call Options Purchased

1,400

69.0000

American

Aug 23, 2019

Call Options Purchased

200

68.5000

American

Sep 20, 2019

Put Options Written

500

66.0000

American

Aug 30, 2019

Put Options Written

32,800

57.5000

American

Jun 19, 2020

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

2,600

77.5000

American

Nov 15, 2019

Put Options Written

1,000

47.5000

American

Sep 20, 2019

Call Options Purchased

200

64.5000

American

Aug 30, 2019

Put Options Written

100

63.0000

American

Sep 6, 2019

Put Options Written

300

80.0000

American

Jun 19, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

3,000

62.5000

American

Feb 21, 2020

Call Options Purchased

400

71.0000

American

Sep 27, 2019

Call Options Purchased

100

71.5000

American

Sep 27, 2019

Call Options Purchased

100

66.5000

American

Sep 13, 2019

Put Options Written

900

66.0000

American

Sep 20, 2019

Put Options Written

100

60.0000

American

Sep 27, 2019

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options Written

100

77.5000

American

Jan 15, 2021

Call Options Written

-500

82.5000

American

Jun 19, 2020

Call Options Written

-100

75.0000

American

Aug 23, 2019

Call Options Written

-800

92.5000

American

Jan 15, 2021

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-500

64.0000

American

Sep 6, 2019

Put Options Purchased

-1,200

72.5000

American

Oct 18, 2019

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-17,400

75.0000

American

Aug 30, 2019

Call Options Written

-100

59.0000

American

Aug 30, 2019

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-100

61.0000

American

Sep 13, 2019

Call Options Written

-7,000

75.0000

American

Jan 17, 2020

Put Options Purchased

-2,300

42.5000

American

Jan 17, 2020

Call Options Written

-1,000

82.5000

American

Feb 21, 2020

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options Written

-3,300

95.0000

American

Sep 20, 2019

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options Written

-10,700

80.0000

American

Sep 20, 2019

Put Options Purchased

-100

58.0000

American

Aug 30, 2019

Call Options Written

-100

75.0000

American

Jun 19, 2020

Call Options Written

-13,600

100.0000

American

Jan 15, 2021

Call Options Written

-16,800

85.0000

American

Nov 15, 2019

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-700

67.5000

American

Jun 19, 2020

Call Options Written

-700

68.0000

American

Sep 27, 2019

Put Options Purchased

-1,200

55.0000

American

Nov 15, 2019

Call Options Written

-35,500

90.0000

American

Sep 20, 2019

Put Options Written

600

55.0000

American

Feb 21, 2020

Put Options Written

500

64.0000

American

Sep 27, 2019

Call Options Purchased

400

65.0000

American

Nov 15, 2019

Call Options Purchased

300

71.5000

American

Sep 6, 2019

Put Options Written

100

60.5000

American

Aug 30, 2019

Call Options Purchased

12,000

70.0000

American

Jan 17, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Put Options Written

1,000

64.0000

American

Sep 13, 2019

Call Options Purchased

600

69.0000

American

Sep 6, 2019

Call Options Purchased

300

69.0000

American

Sep 13, 2019

Call Options Purchased

300

73.5000

American

Aug 23, 2019

Call Options Purchased

3,000

55.0000

American

Feb 21, 2020

Put Options Written

600

65.5000

American

Sep 6, 2019

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Written

2,100

45.0000

American

Sep 20, 2019

Call Options Purchased

13,400

80.0000

American

Nov 15, 2019

Call Options Purchased

400

47.5000

American

Jun 19, 2020

Call Options Purchased

2,100

68.5000

American

Aug 23, 2019

Call Options Purchased

200

70.5000

American

Aug 30, 2019

Call Options Purchased

18,100

60.0000

American

Jan 17, 2020

Call Options Purchased

100

71.0000

American

Sep 20, 2019

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

600

70.5000

American

Sep 13, 2019

Put Options Written

300

70.0000

American

Feb 21, 2020

Put Options Written

4,100

85.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

60.0000

American

Sep 18, 2020

Put Options Purchased

-1,200

65.0000

American

Sep 27, 2019

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options Purchased

-2,700

72.5000

American

Jun 19, 2020

Call Options Written

-9,500

65.5000

American

Aug 23, 2019

Call Options Written

-1,400

90.0000

American

Sep 18, 2020

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

67.5000

American

Jan 15, 2021

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-300

130.0000

American

Jun 19, 2020

Call Options Written

-900

72.5000

American

Oct 18, 2019

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-3,000

69.5000

American

Aug 23, 2019

Call Options Written

-600

72.5000

American

Jun 19, 2020

Put Options Purchased

-1,100

60.0000

American

Feb 21, 2020

Put Options Purchased

-100

66.0000

American

Sep 6, 2019

Put Options Purchased

-500

47.5000

American

Nov 15, 2019

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options Purchased

-3,200

57.5000

American

Oct 18, 2019

Put Options Purchased

-6,000

70.0000

American

Sep 20, 2019

Put Options Purchased

-49,400

60.0000

American

Sep 20, 2019

Put Options Purchased

-5,900

75.0000

American

Jan 17, 2020

Put Options Purchased

-11,700

65.0000

American

Nov 15, 2019

Call Options Written

-7,500

110.0000

American

Sep 20, 2019

Call Options Purchased

800

75.0000

American

Feb 21, 2020

Put Options Written

200

67.5000

American

Aug 30, 2019

Put Options Written

30,300

70.0000

American

Jun 19, 2020

Call Options Purchased

4,700

75.0000

American

Oct 18, 2019

Call Options Purchased

4,000

67.5000

American

Aug 30, 2019

Put Options Written

1,600

60.0000

American

Oct 18, 2019

Put Options Written

6,800

67.0000

American

Aug 23, 2019

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Put Options Written

200

35.0000

American

Sep 18, 2020

Call Options Purchased

1,000

65.0000

American

Sep 13, 2019

Call Options Purchased

100

67.0000

American

Sep 20, 2019

Put Options Written

100

80.0000

American

Nov 15, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Call Options Purchased

6,500

67.5000

American

Jan 17, 2020

Call Options Purchased

3,700

75.0000

American

Nov 15, 2019

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-100

62.0000

American

Aug 23, 2019

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Call Options Written

-24,100

77.5000

American

Sep 20, 2019

Put Options Purchased

-100

47.5000

American

Jan 17, 2020

Put Options Purchased

-200

87.5000

American

Jan 17, 2020

Call Options Written

-1,000

100.0000

American

Sep 20, 2019

Put Options Purchased

-2,100

64.5000

American

Sep 13, 2019

Call Options Written

-100

85.0000

American

Feb 21, 2020

Call Options Written

-100

66.0000

American

Sep 13, 2019

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Put Options Purchased

-5,600

70.0000

American

Jan 17, 2020

Put Options Purchased

-23,100

65.0000

American

Sep 20, 2019

Call Options Written

-800

74.0000

American

Sep 6, 2019

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-61,400

82.5000

American

Jan 17, 2020

Call Options Written

-200

65.0000

American

Jan 15, 2021

Call Options Written

-6,400

87.5000

American

Sep 20, 2019

Call Options Written

-500

87.5000

American

Jun 19, 2020

Put Options Purchased

-600

63.5000

American

Sep 6, 2019

Call Options Written

-74,500

85.0000

American

Sep 20, 2019

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-100

60.0000

American

Aug 30, 2019

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options Written

-9,100

82.5000

American

Sep 20, 2019

Call Options Written

-200

64.0000

American

Aug 23, 2019

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options Written

-14,100

95.0000

American

Jun 19, 2020

Put Options Written

1,000

63.0000

American

Aug 23, 2019

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

1,800

80.0000

American

Jun 19, 2020

Call Options Purchased

2,100

50.0000

American

Jan 17, 2020

Put Options Written

1,400

67.5000

American

Jun 19, 2020

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

4,300

70.0000

American

Oct 18, 2019

Put Options Written

1,000

67.5000

American

Feb 21, 2020

Put Options Written

1,900

62.5000

American

Aug 30, 2019

Call Options Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Put Options Written

1,000

67.5000

American

Sep 13, 2019

Put Options Written

400

72.5000

American

Nov 15, 2019

Put Options Written

100

72.5000

American

Sep 18, 2020

Put Options Written

180,000

60.0000

American

Sep 20, 2019

Call Options Written

-200

77.5000

American

Sep 18, 2020

Call Options Written

-200

64.5000

American

Sep 6, 2019

Put Options Purchased

-600

65.5000

American

Aug 30, 2019

Call Options Written

-68,400

100.0000

American

Jan 17, 2020

Call Options Written

-200

74.0000

American

Aug 23, 2019

Put Options Purchased

-700

70.0000

American

Oct 18, 2019

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Call Options Written

-2,800

62.5000

American

Jan 17, 2020

Call Options Written

-13,500

90.0000

American

Nov 15, 2019

Call Options Written

-15,100

71.0000

American

Aug 23, 2019

Call Options Written

-100

65.0000

American

Jan 17, 2020

Call Options Written

-1,200

66.5000

American

Aug 30, 2019

Call Options Written

-300

62.5000

American

Sep 20, 2019

Put Options Purchased

-27,900

62.5000

American

Nov 15, 2019

Call Options Written

-14,200

87.5000

American

Jan 17, 2020

Put Options Purchased

-26,800

67.5000

American

Nov 15, 2019

Call Options Written

-200

105.0000

American

Sep 18, 2020

Call Options Written

-400

66.5000

American

Aug 23, 2019

Call Options Written

-1,000

74.5000

American

Aug 23, 2019

Put Options Purchased

-300

60.0000

American

Aug 30, 2019

Call Options Written

-900

100.0000

American

Nov 15, 2019

Put Options Purchased

-2,800

64.5000

American

Aug 30, 2019

Put Options Purchased

-100

67.0000

American

Aug 30, 2019

Put Options Purchased

-1,000

40.0000

American

Jun 19, 2020

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Call Options Written

-11,200

85.0000

American

Jan 17, 2020

Call Options Purchased

2,100

77.5000

American

Jan 17, 2020

Call Options Purchased

100

77.5000

American

Feb 21, 2020

Put Options Written

2,700

57.5000

American

Sep 20, 2019

Call Options Purchased

2,000

68.0000

American

Aug 30, 2019

Call Options Purchased

1,000

67.5000

American

Sep 27, 2019

Call Options Purchased

300

67.5000

American

Sep 6, 2019

Put Options Written

200

59.0000

American

Sep 27, 2019

Put Options Written

800

64.5000

American

Aug 23, 2019

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

4,900

70.0000

American

Sep 27, 2019

Put Options Written

400

85.0000

American

Jan 15, 2021

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

17,400

65.0000

American

Oct 18, 2019

Put Options Written

13,800

75.0000

American

Sep 20, 2019

Call Options Purchased

12,000

65.0000

American

Sep 20, 2019

Call Options Purchased

2,800

66.0000

American

Aug 30, 2019

Call Options Purchased

1,300

57.5000

American

Jan 15, 2021

Call Options Purchased

500

67.5000

American

Oct 18, 2019

Put Options Written

400

62.5000

American

Sep 6, 2019

Put Options Purchased

-400

72.5000

American

Jan 17, 2020

Put Options Purchased

-600

67.5000

American

Oct 18, 2019

Call Options Written

-1,200

72.5000

American

Aug 23, 2019

Call Options Written

-2,100

77.5000

American

Jan 15, 2021

Put Options Purchased

-1,000

57.5000

American

Sep 27, 2019

Call Options Written

-400

105.0000

American

Sep 20, 2019

Put Options Purchased

-1,000

65.5000

American

Sep 13, 2019

Put Options Purchased

-1,800

61.0000

American

Sep 20, 2019

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Put Options Purchased

-14,000

60.0000

American

Nov 15, 2019

Put Options Purchased

-600

50.0000

American

Sep 20, 2019

Put Options Purchased

-900

69.0000

American

Aug 23, 2019

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Call Options Written

-100

62.5000

American

Nov 15, 2019

Call Options Written

-3,700

80.0000

American

Jan 15, 2021

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Call Options Written

-34,400

65.0000

American

Aug 23, 2019

Call Options Written

-500

62.5000

American

Oct 18, 2019

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options Written

-400

67.5000

American

Aug 23, 2019

Call Options Written

-5,100

95.0000

American

Jan 15, 2021

Call Options Written

-14,000

90.0000

American

Jan 17, 2020

Put Options Purchased

-1,300

67.5000

American

Jan 17, 2020

Put Options Purchased

-1,300

63.0000

American

Aug 30, 2019

Put Options Purchased

-7,000

70.0000

American

Nov 15, 2019

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-500

87.5000

American

Jan 15, 2021

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674751
Time of Receipt (offset from UTC): 20190828T092905+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC