Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,762,446

0.84%

1,511,871

0.46%

 

(2)

Derivatives (other than options):

1,344,200

0.41%

2,046,768

0.62%

 

(3)

Options and agreements to
purchase/sell:

593,800

0.18%

411,100

0.13%

 
TOTAL:

4,700,446

1.43%

3,969,739

1.21%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

7

159.5500 USD

Purchase

100

158.5600 USD

Purchase

100

158.6500 USD

Purchase

100

159.6800 USD

Purchase

100

159.5200 USD

Purchase

100

158.9850 USD

Purchase

100

160.6100 USD

Purchase

100

159.4000 USD

Purchase

100

158.9900 USD

Purchase

100

158.3500 USD

Purchase

100

159.3050 USD

Purchase

130

159.2638 USD

Purchase

184

158.9781 USD

Purchase

200

159.3850 USD

Purchase

200

159.1700 USD

Purchase

200

158.5250 USD

Purchase

200

160.7100 USD

Purchase

200

160.6000 USD

Purchase

216

158.7901 USD

Purchase

300

160.7266 USD

Purchase

300

159.9828 USD

Purchase

358

160.7300 USD

Purchase

517

159.9898 USD

Purchase

558

160.7228 USD

Purchase

576

160.5992 USD

Purchase

610

160.2280 USD

Purchase

650

160.5315 USD

Purchase

700

159.9721 USD

Purchase

800

159.9262 USD

Purchase

856

160.5017 USD

Purchase

902

159.4771 USD

Purchase

1,300

159.0388 USD

Purchase

1,450

160.3132 USD

Purchase

1,649

160.0187 USD

Purchase

2,673

160.4381 USD

Purchase

2,700

158.7659 USD

Purchase

2,900

159.9406 USD

Purchase

4,170

159.4439 USD

Purchase

5,500

160.6112 USD

Purchase

6,275

158.9600 USD

Purchase

6,901

158.9716 USD

Purchase

8,700

159.6692 USD

Purchase

9,134

159.5569 USD

Purchase

9,425

160.0968 USD

Purchase

12,400

160.2029 USD

Purchase

12,400

160.1144 USD

Purchase

13,139

159.1755 USD

Purchase

49,468

159.2221 USD

Purchase

154,063

159.8375 USD

Sale

7

159.5500 USD

Sale

100

159.2800 USD

Sale

100

160.5000 USD

Sale

100

159.1400 USD

Sale

100

159.3100 USD

Sale

114

160.6436 USD

Sale

125

160.3720 USD

Sale

200

160.6850 USD

Sale

200

159.7850 USD

Sale

200

160.4850 USD

Sale

200

160.4900 USD

Sale

200

159.5050 USD

Sale

200

160.4775 USD

Sale

207

159.3978 USD

Sale

300

159.9866 USD

Sale

300

159.5333 USD

Sale

300

160.7266 USD

Sale

300

159.6966 USD

Sale

300

160.6433 USD

Sale

400

160.4137 USD

Sale

572

158.9600 USD

Sale

800

159.4800 USD

Sale

900

159.4783 USD

Sale

1,100

160.0000 USD

Sale

1,116

160.7228 USD

Sale

3,100

159.4377 USD

Sale

3,700

158.7600 USD

Sale

3,762

159.6545 USD

Sale

3,800

159.4450 USD

Sale

3,800

159.6581 USD

Sale

4,852

159.2205 USD

Sale

6,100

160.5572 USD

Sale

6,187

158.9549 USD

Sale

6,871

158.9668 USD

Sale

7,600

159.5749 USD

Sale

8,294

159.8145 USD

Sale

8,300

159.6333 USD

Sale

9,148

159.5777 USD

Sale

10,116

159.5653 USD

Sale

10,622

159.8103 USD

Sale

12,500

160.2060 USD

Sale

12,697

159.8714 USD

Sale

16,234

160.1519 USD

Sale

25,046

159.6534 USD

Sale

36,032

158.9672 USD

Sale

52,148

159.8075 USD

Sale

56,043

160.0596 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

paid/

varying etc

to which

 

received

 

option

 

 

relates

 

Put Option

Purchasing

100

160 USD American

15 Nov 2019

4.9200 USD
Put Option

Selling

100

163 USD American

30 Aug 2019

4.1700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

28 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Put Options

Written

1,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

16,300

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

200

115.0000

American

Sep 20, 2019

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-700

160.0000

American

Feb 21, 2020

Put Options

Purchased

-1,100

160.0000

American

Aug 23, 2019

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-7,300

155.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-900

155.0000

American

Jan 17, 2020

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Written

800

105.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

Oct 18, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Nov 15, 2019

Call Options

Purchased

2,700

175.0000

American

Aug 23, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-500

150.0000

American

Aug 23, 2019

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-4,200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Call Options

Purchased

4,900

170.0000

American

Feb 21, 2020

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

200

125.0000

American

Sep 20, 2019

Call Options

Purchased

8,700

170.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

155.0000

American

Dec 20, 2019

Call Options

Purchased

100

167.5000

American

Aug 23, 2019

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-100

140.0000

American

Feb 21, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Written

300

140.0000

American

Sep 20, 2019

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

7,900

160.0000

American

Sep 20, 2019

Put Options

Written

37,700

140.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

170.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-8,600

130.0000

American

Nov 15, 2019

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-5,400

150.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

165.0000

American

Nov 15, 2019

Call Options

Written

-3,700

155.0000

American

Sep 20, 2019

Put Options

Purchased

-1,500

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

160.0000

American

Jan 17, 2020

Call Options

Written

-25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Call Options

Purchased

700

160.0000

American

Aug 23, 2019

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Put Options

Written

20,000

140.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

100

162.5000

American

Aug 30, 2019

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

1,400

170.0000

American

Aug 30, 2019

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-200

170.0000

American

Nov 15, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-100

172.5000

American

Aug 30, 2019

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

200

145.0000

American

Sep 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

3,900

165.0000

American

Jan 17, 2020

Call Options

Purchased

100

145.0000

American

Dec 20, 2019

Put Options

Written

25,800

150.0000

American

Dec 20, 2019

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Written

900

135.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

100

162.5000

American

Aug 30, 2019

Call Options

Purchased

4,500

170.0000

American

Aug 23, 2019

Call Options

Purchased

1,900

175.0000

American

Feb 21, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

200

110.0000

American

Sep 20, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

24,100

120.0000

American

Nov 15, 2019

Put Options

Written

200

120.0000

American

Sep 20, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options

Written

-100

162.5000

American

Sep 20, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-1,000

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

6,500

150.0000

American

Feb 21, 2020

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

6,700

115.0000

American

Nov 15, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

150.0000

American

Jan 17, 2020

Put Options

Written

200

145.0000

American

Feb 21, 2020

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Call Options

Purchased

900

175.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-300

140.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Put Options

Purchased

-400

155.0000

American

Aug 23, 2019

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674750
Time of Receipt (offset from UTC): 20190828T091158+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC