FORM 8.3 – ABBVIE INC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 22 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,657,464

0.18%

3,113,067

0.21%

 

(2)

Derivatives (other than options):

2,337,013

0.16%

25,396

0.00%

 

(3)

Options and agreements to

 

 

purchase/sell:

2,001,700

0.14%

1,427,400

0.10%

 
TOTAL:

6,996,177

0.47%

4,565,863

0.31%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

28

67.8200 USD

Purchase

100

67.0800 USD

Purchase

100

67.5800 USD

Purchase

100

67.6000 USD

Purchase

100

67.6200 USD

Purchase

145

67.6165 USD

Purchase

168

67.5000 USD

Purchase

189

67.1417 USD

Purchase

200

67.6250 USD

Purchase

200

67.7400 USD

Purchase

200

67.6300 USD

Purchase

200

67.6400 USD

Purchase

200

67.5325 USD

Purchase

200

67.5350 USD

Purchase

200

67.5100 USD

Purchase

300

67.5650 USD

Purchase

300

67.6450 USD

Purchase

300

67.6966 USD

Purchase

300

67.5483 USD

Purchase

302

67.6274 USD

Purchase

390

67.4687 USD

Purchase

400

67.6275 USD

Purchase

500

67.5370 USD

Purchase

503

67.5241 USD

Purchase

594

67.3628 USD

Purchase

600

67.2383 USD

Purchase

700

67.5685 USD

Purchase

853

67.6739 USD

Purchase

971

67.2970 USD

Purchase

1,201

67.2300 USD

Purchase

1,700

67.5376 USD

Purchase

2,000

67.5657 USD

Purchase

2,997

67.5390 USD

Purchase

3,388

67.7900 USD

Purchase

4,556

67.4318 USD

Purchase

5,464

67.6648 USD

Purchase

5,855

67.4130 USD

Purchase

13,700

67.5017 USD

Purchase

18,431

67.5372 USD

Purchase

21,675

67.3785 USD

Purchase

28,069

67.3897 USD

Purchase

30,500

67.4236 USD

Purchase

30,831

67.5200 USD

Purchase

32,887

67.4481 USD

Purchase

44,800

67.4479 USD

Purchase

159,246

67.4824 USD

Sale

4

67.0100 USD

Sale

10

67.6500 USD

Sale

84

67.6000 USD

Sale

85

67.1200 USD

Sale

100

67.6300 USD

Sale

100

67.2100 USD

Sale

100

67.2000 USD

Sale

100

66.9450 USD

Sale

100

67.7100 USD

Sale

100

67.4900 USD

Sale

100

67.5600 USD

Sale

100

67.5700 USD

Sale

101

67.6261 USD

Sale

167

67.5619 USD

Sale

180

67.5664 USD

Sale

184

67.5000 USD

Sale

197

67.5402 USD

Sale

200

67.6450 USD

Sale

200

67.6750 USD

Sale

200

67.5800 USD

Sale

200

67.5795 USD

Sale

200

67.4500 USD

Sale

200

67.3200 USD

Sale

200

67.5050 USD

Sale

207

67.5364 USD

Sale

300

67.5866 USD

Sale

300

67.5766 USD

Sale

300

67.4583 USD

Sale

300

67.5566 USD

Sale

400

67.5425 USD

Sale

403

67.6452 USD

Sale

433

67.4691 USD

Sale

437

67.4190 USD

Sale

498

67.2643 USD

Sale

525

67.4779 USD

Sale

564

67.4034 USD

Sale

600

67.2316 USD

Sale

794

67.3527 USD

Sale

810

67.1712 USD

Sale

821

67.2926 USD

Sale

877

67.5154 USD

Sale

900

67.4611 USD

Sale

903

67.4077 USD

Sale

916

67.6492 USD

Sale

1,104

67.4820 USD

Sale

1,200

67.6591 USD

Sale

1,404

67.5747 USD

Sale

1,500

67.4655 USD

Sale

1,552

67.4464 USD

Sale

2,058

67.5577 USD

Sale

2,084

67.4178 USD

Sale

2,362

67.3544 USD

Sale

2,382

67.6664 USD

Sale

2,400

67.5070 USD

Sale

2,488

67.2897 USD

Sale

2,600

67.4388 USD

Sale

3,243

67.4282 USD

Sale

3,388

67.7900 USD

Sale

3,700

67.4610 USD

Sale

4,200

67.3250 USD

Sale

4,700

67.5615 USD

Sale

5,409

67.6635 USD

Sale

6,833

67.4723 USD

Sale

7,000

67.5481 USD

Sale

8,098

67.4676 USD

Sale

9,400

67.3585 USD

Sale

11,614

67.4230 USD

Sale

13,935

67.5119 USD

Sale

15,126

67.5206 USD

Sale

13,886

67.5200 USD

Sale

16,135

67.5223 USD

Sale

16,870

67.3839 USD

Sale

17,646

67.4022 USD

Sale

22,856

67.5479 USD

Sale

25,349

67.4997 USD

Sale

31,334

67.4689 USD

Sale

38,500

67.4446 USD

Sale

40,400

67.4613 USD

Sale

60,134

67.4380 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

200

60 USD

American

18 Oct 2019

8.0900 USD

Call Option Purchasing

100

68 USD

American

23 Aug 2019

0.4600 USD

Call Option Purchasing

200

68 USD

American

20 Sep 2019

1.7200 USD

Call Option Purchasing

1,000

68 USD

American

17 Jan 2020

3.9900 USD

Call Option Purchasing

200

69 USD

American

20 Sep 2019

1.1500 USD

Call Option Purchasing

400

70 USD

American

18 Oct 2019

1.3800 USD

Call Option Purchasing

100

70 USD

American

15 Jan 2021

5.2000 USD

Call Option Purchasing

100

73 USD

American

20 Sep 2019

0.2900 USD

Call Option Purchasing

1,300

73 USD

American

17 Jan 2020

1.8900 USD

Call Option Purchasing

200

73 USD

American

21 Feb 2020

2.3100 USD

Call Option Purchasing

600

75 USD

American

17 Jan 2020

1.2300 USD

Call Option Purchasing

100

75 USD

American

19 Jun 2020

2.6900 USD

Call Option Purchasing

1,200

78 USD

American

18 Oct 2019

0.1783 USD

Call Option Purchasing

1,600

78 USD

American

15 Nov 2019

0.3300 USD

Call Option Purchasing

200

78 USD

American

17 Jan 2020

0.8600 USD

Call Option Purchasing

100

78 USD

American

21 Feb 2020

1.1100 USD

Call Option Purchasing

22,800

80 USD

American

17 Jan 2020

0.5178 USD

Call Option Purchasing

200

80 USD

American

21 Feb 2020

0.8000 USD

Call Option Purchasing

200

85 USD

American

19 Jun 2020

0.8200 USD

Call Option Selling

5,500

65 USD

American

23 Aug 2019

2.1500 USD

Call Option Selling

100

65 USD

American

15 Jan 2021

7.6400 USD

Call Option Selling

200

66 USD

American

23 Aug 2019

1.3700 USD

Call Option Selling

100

70 USD

American

23 Aug 2019

0.0300 USD

Call Option Selling

100

83 USD

American

20 Sep 2019

0.0200 USD

Call Option Selling

100

83 USD

American

15 Nov 2019

0.1100 USD

Call Option Selling

1,000

115 USD

American

15 Jan 2021

0.2500 USD

Put Option Purchasing

600

65 USD

American

30 Aug 2019

0.3100 USD

Put Option Purchasing

1,100

66 USD

American

30 Aug 2019

0.4000 USD

Put Option Purchasing

1,000

68 USD

American

23 Aug 2019

0.3800 USD

Put Option Purchasing

500

69 USD

American

23 Aug 2019

1.5100 USD

Put Option Purchasing

100

73 USD

American

21 Feb 2020

8.7100 USD

Put Option Selling

500

67 USD

American

23 Aug 2019

0.2600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

27 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

200

75.0000

American

Jun 19, 2020

Call Options Purchased

100

73.0000

American

Sep 18, 2020

Put Options Written

100

80.0000

American

Sep 18, 2020

Put Options Written

250,000

65.0000

American

Jan 17, 2020

Put Options Written

100,000

65.0000

American

Jan 15, 1919

Call Options Purchased

14,500

70.0000

American

Nov 15, 2019

Put Options Written

8,900

60.0000

American

Jun 19, 2020

Call Options Purchased

2,600

78.0000

American

Nov 15, 2019

Call Options Purchased

2,100

78.0000

American

Jan 17, 2020

Call Options Purchased

1,300

58.0000

American

Jan 15, 2021

Call Options Purchased

1,100

65.0000

American

Aug 30, 2019

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

800

71.0000

American

Sep 13, 2019

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Put Options Written

500

50.0000

American

Nov 15, 2019

Call Options Written

-20,600

90.0000

American

Jun 19, 2020

Call Options Written

-130,300

68.0000

American

Sep 20, 2019

Call Options Written

-100

60.0000

American

Nov 15, 2019

Call Options Written

-200

72.0000

American

Aug 30, 2019

Call Options Written

-300

120.0000

American

Jan 15, 2021

Call Options Written

-300

72.0000

American

Aug 23, 2019

Put Options Purchased

-300

75.0000

American

Feb 21, 2020

Call Options Written

-500

65.0000

American

Sep 6, 2019

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-600

65.0000

American

Feb 21, 2020

Put Options Purchased

-600

66.0000

American

Aug 30, 2019

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Put Options Purchased

-800

67.0000

American

Sep 20, 2019

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-900

75.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

55.0000

American

Sep 20, 2019

Call Options Written

-2,100

68.0000

American

Nov 15, 2019

Put Options Purchased

-2,700

73.0000

American

Jun 19, 2020

Call Options Written

-2,800

63.0000

American

Jan 17, 2020

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-3,300

63.0000

American

Aug 23, 2019

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options Purchased

-5,100

48.0000

American

Jun 19, 2020

Call Options Written

-6,900

93.0000

American

Jan 17, 2020

Call Options Written

-8,900

83.0000

American

Sep 20, 2019

Put Options Purchased

-9,700

50.0000

American

Jan 17, 2020

Call Options Purchased

200

68.0000

American

Jan 15, 2021

Call Options Purchased

100

72.0000

American

Sep 20, 2019

Put Options Written

100

63.0000

American

Sep 13, 2019

Put Options Written

100

61.0000

American

Aug 30, 2019

Put Options Written

300,900

60.0000

American

Jan 15, 2021

Call Options Purchased

137,000

73.0000

American

Sep 20, 2019

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Put Options Written

36,500

70.0000

American

Jan 17, 2020

Put Options Written

36,500

70.0000

American

Jan 15, 1919

Put Options Written

25,000

57.5000

American

Jan 17, 2020

Call Options Purchased

15,300

80.0000

American

Jan 17, 2020

Call Options Purchased

7,900

66.0000

American

Aug 23, 2019

Put Options Written

5,300

78.0000

American

Jan 17, 2020

Call Options Purchased

4,700

75.0000

American

Sep 20, 2019

Put Options Written

4,500

64.0000

American

Aug 23, 2019

Call Options Purchased

3,900

55.0000

American

Jan 17, 2020

Put Options Written

3,600

43.0000

American

Sep 20, 2019

Call Options Purchased

3,300

69.0000

American

Aug 30, 2019

Call Options Purchased

3,300

68.0000

American

Aug 23, 2019

Call Options Purchased

2,400

50.0000

American

Jun 19, 2020

Call Options Purchased

2,300

48.0000

American

Sep 18, 2020

Put Options Written

2,000

58.0000

American

Jan 15, 2021

Put Options Written

1,900

65.0000

American

Aug 23, 2019

Put Options Written

1,400

68.0000

American

Jun 19, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

900

68.0000

American

Sep 6, 2019

Put Options Written

900

83.0000

American

Jan 17, 2020

Call Options Purchased

700

68.0000

American

Sep 13, 2019

Put Options Written

700

45.0000

American

Jan 17, 2020

Call Options Purchased

600

70.0000

American

Sep 13, 2019

Put Options Written

600

66.0000

American

Sep 6, 2019

Put Options Written

500

58.0000

American

Aug 30, 2019

Call Options Purchased

400

58.0000

American

Sep 18, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-27,900

63.0000

American

Nov 15, 2019

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-200

60.0000

American

Jan 15, 2021

Put Options Purchased

-200

78.0000

American

Nov 15, 2019

Put Options Purchased

-600

68.0000

American

Oct 18, 2019

Put Options Purchased

-700

43.0000

American

Jan 15, 2021

Call Options Written

-800

93.0000

American

Jan 15, 2021

Call Options Written

-800

70.0000

American

Aug 30, 2019

Call Options Written

-1,000

83.0000

American

Feb 21, 2020

Put Options Purchased

-1,000

58.0000

American

Sep 27, 2019

Call Options Written

-1,200

67.0000

American

Aug 23, 2019

Put Options Purchased

-1,200

73.0000

American

Oct 18, 2019

Call Options Written

-2,000

80.0000

American

Sep 18, 2020

Put Options Purchased

-2,100

65.0000

American

Sep 13, 2019

Call Options Written

-2,300

80.0000

American

Feb 21, 2020

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Purchased

-5,100

65.0000

American

Aug 30, 2019

Call Options Written

-7,300

98.0000

American

Jan 17, 2020

Call Options Written

-8,500

66.0000

American

Aug 23, 2019

Call Options Written

-9,800

110.0000

American

Jan 17, 2020

Put Options Purchased

-10,900

83.0000

American

Nov 15, 2019

Call Options Written

-11,200

130.0000

American

Jan 17, 2020

Call Options Written

-11,400

83.0000

American

Jan 17, 2020

Put Options Purchased

-13,500

55.0000

American

Jan 17, 2020

Call Options Purchased

200

73.0000

American

Aug 23, 2019

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

100

67.0000

American

Aug 30, 2019

Call Options Purchased

100

80.0000

American

Aug 23, 2019

Put Options Written

100

73.0000

American

Sep 18, 2020

Call Options Purchased

30,200

63.0000

American

Sep 20, 2019

Put Options Written

28,300

63.0000

American

Jun 19, 2020

Put Options Written

13,400

43.0000

American

Feb 21, 2020

Call Options Purchased

12,700

73.0000

American

Jan 17, 2020

Put Options Written

6,100

63.0000

American

Jan 17, 2020

Call Options Purchased

3,500

70.0000

American

Aug 23, 2019

Put Options Written

3,000

63.0000

American

Feb 21, 2020

Call Options Purchased

2,800

60.0000

American

Jun 19, 2020

Call Options Purchased

2,700

70.0000

American

Feb 21, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

1,600

66.0000

American

Sep 6, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options Written

700

68.0000

American

Aug 30, 2019

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Put Options Written

400

40.0000

American

Sep 20, 2019

Put Options Written

300

78.0000

American

Sep 18, 2020

Call Options Written

-14,600

88.0000

American

Nov 15, 2019

Put Options Purchased

-27,800

60.0000

American

Jan 17, 2020

Call Options Written

-100

68.0000

American

Sep 18, 2020

Call Options Written

-100

70.0000

American

Sep 6, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-500

83.0000

American

Jun 19, 2020

Put Options Purchased

-500

48.0000

American

Nov 15, 2019

Call Options Written

-600

73.0000

American

Jun 19, 2020

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-1,000

78.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

66.0000

American

Sep 13, 2019

Call Options Written

-1,200

67.0000

American

Aug 30, 2019

Call Options Written

-1,300

85.0000

American

Jun 19, 2020

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-2,100

70.0000

American

Sep 20, 2019

Call Options Written

-2,200

85.0000

American

Sep 18, 2020

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Put Options Purchased

-3,200

58.0000

American

Oct 18, 2019

Put Options Purchased

-4,400

50.0000

American

Jun 19, 2020

Put Options Purchased

-5,000

43.0000

American

Jun 19, 2020

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Call Options Purchased

200

65.0000

American

Aug 23, 2019

Call Options Purchased

100

72.0000

American

Sep 27, 2019

Call Options Purchased

100

67.0000

American

Sep 13, 2019

Put Options Written

100

60.0000

American

Sep 27, 2019

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Call Options Purchased

6,500

68.0000

American

Jan 17, 2020

Call Options Purchased

5,900

73.0000

American

Nov 15, 2019

Call Options Purchased

5,900

68.0000

American

Sep 20, 2019

Call Options Purchased

3,500

69.0000

American

Aug 23, 2019

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options Purchased

1,200

58.0000

American

Jun 19, 2020

Put Options Written

900

66.0000

American

Sep 20, 2019

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

600

70.0000

American

Aug 30, 2019

Put Options Written

500

63.0000

American

Sep 6, 2019

Put Options Written

500

66.0000

American

Aug 30, 2019

Call Options Purchased

400

71.0000

American

Sep 27, 2019

Put Options Written

400

62.0000

American

Aug 30, 2019

Put Options Written

300

80.0000

American

Jun 19, 2020

Call Options Written

-14,200

88.0000

American

Jan 17, 2020

Call Options Written

-16,800

85.0000

American

Nov 15, 2019

Call Options Written

-17,400

75.0000

American

Aug 30, 2019

Put Options Purchased

-26,700

68.0000

American

Nov 15, 2019

Call Options Written

-35,500

90.0000

American

Sep 20, 2019

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-100

75.0000

American

Jun 19, 2020

Call Options Written

-100

59.0000

American

Aug 30, 2019

Put Options Purchased

-100

61.0000

American

Sep 13, 2019

Put Options Purchased

-100

58.0000

American

Aug 30, 2019

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Written

-500

64.0000

American

Sep 6, 2019

Call Options Written

-700

68.0000

American

Sep 27, 2019

Call Options Written

-900

73.0000

American

Oct 18, 2019

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options Written

-1,100

75.0000

American

Aug 23, 2019

Call Options Written

-1,200

73.0000

American

Aug 23, 2019

Put Options Purchased

-1,200

55.0000

American

Nov 15, 2019

Call Options Written

-1,300

66.0000

American

Sep 27, 2019

Call Options Written

-2,100

98.0000

American

Jun 19, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-2,400

58.0000

American

Jan 17, 2020

Call Options Written

-3,300

95.0000

American

Sep 20, 2019

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-8,100

75.0000

American

Jan 17, 2020

Call Options Written

-10,700

80.0000

American

Sep 20, 2019

Call Options Written

-13,600

100.0000

American

Jan 15, 2021

Put Options Written

200

88.0000

American

Nov 15, 2019

Call Options Purchased

100

63.0000

American

Sep 18, 2020

Call Options Purchased

100

71.0000

American

Sep 20, 2019

Put Options Written

32,800

58.0000

American

Jun 19, 2020

Call Options Purchased

18,100

60.0000

American

Jan 17, 2020

Call Options Purchased

13,400

80.0000

American

Nov 15, 2019

Call Options Purchased

12,000

70.0000

American

Jan 17, 2020

Put Options Written

4,100

85.0000

American

Jan 17, 2020

Call Options Purchased

3,000

55.0000

American

Feb 21, 2020

Put Options Written

2,700

58.0000

American

Sep 20, 2019

Put Options Written

2,100

45.0000

American

Sep 20, 2019

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options Written

1,000

48.0000

American

Sep 20, 2019

Put Options Written

1,000

68.0000

American

Sep 13, 2019

Put Options Written

1,000

64.0000

American

Sep 13, 2019

Put Options Written

900

61.0000

American

Sep 20, 2019

Call Options Purchased

800

69.0000

American

Sep 6, 2019

Put Options Written

600

55.0000

American

Feb 21, 2020

Call Options Purchased

500

68.0000

American

Oct 18, 2019

Put Options Written

500

64.0000

American

Sep 27, 2019

Call Options Purchased

400

65.0000

American

Nov 15, 2019

Call Options Purchased

400

69.0000

American

Sep 13, 2019

Put Options Written

400

73.0000

American

Nov 15, 2019

Call Options Purchased

300

71.0000

American

Aug 30, 2019

Call Options Purchased

300

74.0000

American

Aug 23, 2019

Put Options Written

300

70.0000

American

Feb 21, 2020

Put Options Purchased

-49,600

60.0000

American

Sep 20, 2019

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-100

63.0000

American

Nov 15, 2019

Put Options Purchased

-100

66.0000

American

Sep 6, 2019

Call Options Written

-200

78.0000

American

Sep 18, 2020

Call Options Written

-300

130.0000

American

Jun 19, 2020

Put Options Purchased

-300

78.0000

American

Feb 21, 2020

Put Options Purchased

-400

73.0000

American

Jan 17, 2020

Call Options Written

-500

63.0000

American

Oct 18, 2019

Put Options Purchased

-600

64.0000

American

Sep 6, 2019

Call Options Written

-700

68.0000

American

Jun 19, 2020

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Put Options Purchased

-1,000

60.0000

American

Sep 18, 2020

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,100

60.0000

American

Feb 21, 2020

Put Options Purchased

-1,200

65.0000

American

Sep 27, 2019

Call Options Written

-1,300

93.0000

American

Jun 19, 2020

Call Options Written

-1,400

90.0000

American

Sep 18, 2020

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Call Options Written

-1,500

93.0000

American

Nov 15, 2019

Call Options Written

-2,100

78.0000

American

Jan 15, 2021

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-2,300

43.0000

American

Jan 17, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Call Options Written

-3,700

93.0000

American

Sep 20, 2019

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Purchased

-5,900

75.0000

American

Jan 17, 2020

Put Options Purchased

-6,000

70.0000

American

Sep 20, 2019

Call Options Written

-7,500

110.0000

American

Sep 20, 2019

Put Options Purchased

-11,800

65.0000

American

Nov 15, 2019

Call Options Purchased

200

70.0000

American

Sep 6, 2019

Put Options Written

200

35.0000

American

Sep 18, 2020

Call Options Purchased

100

78.0000

American

Feb 21, 2020

Call Options Purchased

100

67.0000

American

Sep 20, 2019

Call Options Purchased

100

71.0000

American

Sep 6, 2019

Put Options Written

100

78.0000

American

Jan 15, 2021

Put Options Written

100

80.0000

American

Nov 15, 2019

Put Options Written

30,300

70.0000

American

Jun 19, 2020

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Call Options Purchased

4,700

75.0000

American

Oct 18, 2019

Call Options Purchased

3,700

75.0000

American

Nov 15, 2019

Call Options Purchased

2,200

78.0000

American

Oct 18, 2019

Put Options Written

1,900

63.0000

American

Aug 30, 2019

Put Options Written

1,600

60.0000

American

Oct 18, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Put Options Written

1,500

73.0000

American

Sep 20, 2019

Call Options Purchased

1,000

65.0000

American

Sep 13, 2019

Put Options Written

1,000

68.0000

American

Feb 21, 2020

Call Options Purchased

800

75.0000

American

Feb 21, 2020

Put Options Written

800

67.0000

American

Aug 23, 2019

Put Options Written

400

33.0000

American

Sep 18, 2020

Call Options Purchased

300

72.0000

American

Sep 6, 2019

Call Options Written

-14,100

95.0000

American

Jun 19, 2020

Put Options Purchased

-23,000

65.0000

American

Sep 20, 2019

Call Options Written

-24,100

78.0000

American

Sep 20, 2019

Call Options Written

-25,000

82.5000

American

Jan 17, 2020

Call Options Written

-74,500

85.0000

American

Sep 20, 2019

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-100

85.0000

American

Feb 21, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Call Options Written

-100

66.0000

American

Sep 13, 2019

Call Options Written

-100

60.0000

American

Aug 30, 2019

Put Options Purchased

-100

48.0000

American

Jan 17, 2020

Put Options Purchased

-100

62.0000

American

Aug 23, 2019

Call Options Written

-200

65.0000

American

Jan 15, 2021

Call Options Written

-200

64.0000

American

Aug 23, 2019

Call Options Written

-300

63.0000

American

Sep 20, 2019

Put Options Purchased

-600

43.0000

American

Sep 18, 2020

Call Options Written

-800

74.0000

American

Sep 6, 2019

Call Options Written

-1,000

100.0000

American

Sep 20, 2019

Put Options Purchased

-1,200

63.0000

American

Sep 20, 2019

Put Options Purchased

-1,500

68.0000

American

Aug 23, 2019

Put Options Purchased

-1,900

58.0000

American

Nov 15, 2019

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options Written

-2,200

83.0000

American

Jan 15, 2021

Call Options Written

-3,000

70.0000

American

Aug 23, 2019

Put Options Purchased

-3,000

68.0000

American

Jan 15, 2021

Put Options Purchased

-5,600

70.0000

American

Jan 17, 2020

Put Options Written

180,000

60.0000

American

Sep 20, 2019

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

4,300

70.0000

American

Oct 18, 2019

Call Options Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options Purchased

2,100

50.0000

American

Jan 17, 2020

Call Options Purchased

1,800

80.0000

American

Jun 19, 2020

Put Options Written

1,000

83.0000

American

Jan 15, 2021

Put Options Written

1,000

63.0000

American

Aug 23, 2019

Call Options Purchased

400

48.0000

American

Jun 19, 2020

Call Options Purchased

400

83.0000

American

Nov 15, 2019

Call Options Written

-15,100

71.0000

American

Aug 23, 2019

Put Options Purchased

-25,100

68.0000

American

Sep 20, 2019

Call Options Written

-68,400

100.0000

American

Jan 17, 2020

Call Options Written

-100

65.0000

American

Jan 17, 2020

Put Options Purchased

-100

73.0000

American

Feb 21, 2020

Put Options Purchased

-100

67.0000

American

Aug 30, 2019

Call Options Written

-200

105.0000

American

Sep 18, 2020

Call Options Written

-200

74.0000

American

Aug 23, 2019

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Call Options Written

-300

93.0000

American

Sep 18, 2020

Put Options Purchased

-300

60.0000

American

Aug 30, 2019

Call Options Written

-500

88.0000

American

Jun 19, 2020

Put Options Purchased

-500

48.0000

American

Sep 18, 2020

Put Options Purchased

-700

70.0000

American

Oct 18, 2019

Call Options Written

-900

100.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

40.0000

American

Jun 19, 2020

Put Options Purchased

-1,200

68.0000

American

Jan 17, 2020

Call Options Written

-1,900

98.0000

American

Jan 15, 2021

Call Options Written

-2,200

63.0000

American

Feb 21, 2020

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Call Options Written

-11,200

85.0000

American

Jan 17, 2020

Call Options Written

-13,500

90.0000

American

Nov 15, 2019

Call Options Purchased

200

69.0000

American

Sep 20, 2019

Put Options Written

200

59.0000

American

Sep 27, 2019

Put Options Written

25,000

58.0000

American

Jan 15, 1919

Put Options Written

19,700

63.0000

American

Oct 18, 2019

Put Options Written

17,400

65.0000

American

Oct 18, 2019

Put Options Written

13,800

75.0000

American

Sep 20, 2019

Call Options Purchased

11,800

65.0000

American

Sep 20, 2019

Call Options Purchased

6,000

68.0000

American

Aug 30, 2019

Call Options Purchased

4,900

70.0000

American

Sep 27, 2019

Call Options Purchased

3,300

73.0000

American

Feb 21, 2020

Call Options Purchased

2,900

66.0000

American

Aug 30, 2019

Call Options Purchased

2,500

67.0000

American

Aug 23, 2019

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

1,000

68.0000

American

Sep 27, 2019

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Written

-25,000

83.0000

American

Jan 15, 1919

Call Options Written

-34,400

65.0000

American

Aug 23, 2019

Put Options Purchased

-100

68.0000

American

Sep 18, 2020

Put Options Purchased

-200

88.0000

American

Jan 17, 2020

Put Options Purchased

-300

43.0000

American

Nov 15, 2019

Call Options Written

-400

105.0000

American

Sep 20, 2019

Call Options Written

-500

88.0000

American

Jan 15, 2021

Put Options Purchased

-600

50.0000

American

Sep 20, 2019

Put Options Purchased

-800

93.0000

American

Jun 19, 2020

Put Options Purchased

-900

69.0000

American

Aug 23, 2019

Put Options Purchased

-1,000

48.0000

American

Jan 15, 2021

Put Options Purchased

-1,300

63.0000

American

Aug 30, 2019

Put Options Purchased

-1,800

61.0000

American

Sep 20, 2019

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-3,700

80.0000

American

Jan 15, 2021

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Call Options Written

-5,100

95.0000

American

Jan 15, 2021

Call Options Written

-6,400

88.0000

American

Sep 20, 2019

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options Purchased

-6,900

70.0000

American

Nov 15, 2019

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-9,500

73.0000

American

Jan 15, 2021

Call Options Written

-14,000

90.0000

American

Jan 17, 2020

Put Options Purchased

-14,000

60.0000

American

Nov 15, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674692
Time of Receipt (offset from UTC): 20190827T135034+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC