FORM 8.3 - ALLERGAN AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 22 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,809,249

0.86%

1,517,611

0.46%

 

(2)

Derivatives (other than options):

1,354,200

0.41%

2,046,768

0.62%

 

(3)

Options and agreements to
purchase/sell:

593,700

0.18%

411,000

0.13%

 
TOTAL:

4,757,149

1.45%

3,975,379

1.21%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

3

161.0633 USD

Purchase

28

161.2085 USD

Purchase

100

161.3600 USD

Purchase

100

161.2100 USD

Purchase

100

161.2800 USD

Purchase

100

161.0650 USD

Purchase

108

161.1166 USD

Purchase

164

160.5414 USD

Purchase

185

160.5497 USD

Purchase

200

161.5000 USD

Purchase

200

161.0350 USD

Purchase

200

161.1187 USD

Purchase

204

161.2460 USD

Purchase

283

161.2594 USD

Purchase

290

160.9293 USD

Purchase

291

161.2061 USD

Purchase

300

160.9233 USD

Purchase

300

161.2666 USD

Purchase

300

161.1300 USD

Purchase

300

161.0620 USD

Purchase

300

161.1450 USD

Purchase

300

161.1766 USD

Purchase

400

160.8650 USD

Purchase

400

161.3325 USD

Purchase

492

161.0793 USD

Purchase

499

161.0277 USD

Purchase

500

160.9970 USD

Purchase

520

160.9642 USD

Purchase

520

161.0504 USD

Purchase

611

161.1789 USD

Purchase

618

161.0471 USD

Purchase

700

161.3542 USD

Purchase

711

161.0667 USD

Purchase

800

160.9262 USD

Purchase

826

161.1980 USD

Purchase

900

161.1772 USD

Purchase

942

160.9146 USD

Purchase

1,006

160.8878 USD

Purchase

1,062

161.0177 USD

Purchase

1,128

161.0786 USD

Purchase

1,208

160.7583 USD

Purchase

1,496

160.9323 USD

Purchase

1,500

160.9623 USD

Purchase

1,600

160.9450 USD

Purchase

1,800

160.9301 USD

Purchase

1,890

160.9074 USD

Purchase

2,118

161.1013 USD

Purchase

2,400

161.1052 USD

Purchase

2,537

161.0804 USD

Purchase

3,373

160.9300 USD

Purchase

7,847

160.9628 USD

Purchase

8,670

161.0777 USD

Purchase

12,182

160.9830 USD

Purchase

14,637

160.9953 USD

Purchase

16,460

161.0143 USD

Purchase

31,265

160.9741 USD

Sale

8

160.9700 USD

Sale

28

161.2085 USD

Sale

39

161.3300 USD

Sale

75

161.1100 USD

Sale

100

160.9200 USD

Sale

100

161.2400 USD

Sale

100

161.2960 USD

Sale

100

161.0800 USD

Sale

100

160.2900 USD

Sale

100

161.1450 USD

Sale

108

161.1166 USD

Sale

200

161.1000 USD

Sale

231

160.7616 USD

Sale

300

160.9600 USD

Sale

300

161.0033 USD

Sale

447

161.1470 USD

Sale

711

160.9606 USD

Sale

712

160.9350 USD

Sale

748

160.7377 USD

Sale

862

161.1960 USD

Sale

1,000

161.1137 USD

Sale

1,200

160.8383 USD

Sale

1,301

161.1489 USD

Sale

1,561

161.1569 USD

Sale

1,600

160.9450 USD

Sale

1,648

161.1035 USD

Sale

2,400

161.1052 USD

Sale

3,200

161.1256 USD

Sale

3,015

160.9300 USD

Sale

4,033

161.1546 USD

Sale

4,284

160.9834 USD

Sale

5,181

160.7583 USD

Sale

5,916

161.0719 USD

Sale

10,214

160.9967 USD

Sale

14,914

161.0795 USD

Sale

18,047

160.9870 USD

Sale

21,023

160.9278 USD

Sale

25,000

161.0287 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

600

175 USD American 15 Nov 2019 0.7600 USD
Call Option Selling

1,600

170 USD American 30 Aug 2019 0.1268 USD
Put Option Selling

100

80 USD American 21 Feb 2020 0.2000 USD
Put Option Selling

300

90 USD American 17 Jan 2020 0.2200 USD
Put Option Selling

200

90 USD American 21 Feb 2020 0.3400 USD
Put Option Selling

200

100 USD American 17 Jan 2020 0.3800 USD
Put Option Selling

200

110 USD American 20 Sep 2019 0.0200 USD
Put Option Selling

200

115 USD American 20 Sep 2019 0.0300 USD
Put Option Selling

5,000

115 USD American 21 Feb 2020 1.5250 USD
Put Option Selling

200

120 USD American 20 Sep 2019 0.0500 USD
Put Option Selling

200

120 USD American 18 Oct 2019 0.1400 USD
Put Option Selling

5,000

120 USD American 15 Nov 2019 0.3600 USD
Put Option Selling

200

125 USD American 20 Sep 2019 0.0800 USD
Put Option Selling

300

140 USD American 20 Sep 2019 0.2566 USD
Put Option Selling

6,100

140 USD American 19 Jun 2020 7.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

27 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Put Options

Written

200

115.0000

American

Sep 20, 2019

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

100

170.0000

American

Sep 27, 2019

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Purchased

16,300

165.0000

American

Nov 15, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

1,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Written

-100

173.0000

American

Aug 30, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-700

160.0000

American

Feb 21, 2020

Put Options

Purchased

-900

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

160.0000

American

Aug 23, 2019

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-7,300

155.0000

American

Nov 15, 2019

Call Options

Written

-10,000

210.0000

American

Jan 15, 1919

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Written

100

150.0000

American

Nov 15, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options

Written

10,000

140.0000

American

Jan 15, 1919

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

2,700

175.0000

American

Aug 23, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Put Options

Written

800

105.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-500

150.0000

American

Aug 23, 2019

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-4,200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Written

200

125.0000

American

Sep 20, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

163.0000

American

Aug 30, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

8,700

170.0000

American

Nov 15, 2019

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

155.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Written

-100

140.0000

American

Feb 21, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Written

37,700

140.0000

American

Jun 19, 2020

Call Options

Purchased

7,900

160.0000

American

Sep 20, 2019

Call Options

Purchased

2,500

170.0000

American

Jan 17, 2020

Put Options

Written

300

140.0000

American

Sep 20, 2019

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-25,000

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-100

163.0000

American

Sep 20, 2019

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

170.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

165.0000

American

Nov 15, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

160.0000

American

Jan 17, 2020

Call Options

Written

-3,700

155.0000

American

Sep 20, 2019

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-5,400

150.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-8,600

130.0000

American

Nov 15, 2019

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

10,000

140.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

170.0000

American

Aug 30, 2019

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

700

175.0000

American

Nov 15, 2019

Call Options

Purchased

700

160.0000

American

Aug 23, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Nov 15, 2019

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Put Options

Written

200

145.0000

American

Sep 20, 2019

Call Options

Purchased

100

145.0000

American

Dec 20, 2019

Call Options

Purchased

100

168.0000

American

Aug 23, 2019

Put Options

Written

25,800

150.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

3,900

165.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-12,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Written

200

120.0000

American

Sep 20, 2019

Put Options

Written

200

110.0000

American

Sep 20, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

24,100

120.0000

American

Nov 15, 2019

Put Options

Written

20,000

170.0000

American

Jan 15, 1919

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Call Options

Purchased

4,500

170.0000

American

Aug 23, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Purchased

1,900

175.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

900

135.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-1,000

175.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Put Options

Written

200

145.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

20,000

170.0000

American

Jan 17, 2020

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

6,700

115.0000

American

Nov 15, 2019

Put Options

Written

6,500

150.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

150.0000

American

Jan 17, 2020

Put Options

Written

3,600

125.0000

American

Nov 15, 2019

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options

Purchased

900

175.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Put Options

Purchased

-200

147.0000

American

Sep 20, 2019

Put Options

Purchased

-300

140.0000

American

Jan 17, 2020

Put Options

Purchased

-400

155.0000

American

Aug 23, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

160.0000

American

Nov 15, 2019

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674691
Time of Receipt (offset from UTC): 20190827T133628+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC