Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,763,546

0.84%

1,511,871

0.46%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,344,200

0.41%

2,046,768

0.62%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

593,800

0.18%

411,100

0.13%

 

 

 

 

TOTAL:

 

 

 

 

4,701,546

1.43%

3,969,739

1.21%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

7

159.5500 USD
Purchase

100

160.6100 USD
Purchase

100

158.5600 USD
Purchase

100

158.6500 USD
Purchase

100

159.6800 USD
Purchase

100

158.3500 USD
Purchase

100

158.9850 USD
Purchase

100

158.9900 USD
Purchase

100

159.5200 USD
Purchase

100

159.4000 USD
Purchase

100

159.3050 USD
Purchase

130

159.2638 USD
Purchase

184

158.9781 USD
Purchase

200

160.7100 USD
Purchase

200

159.1700 USD
Purchase

200

160.6000 USD
Purchase

200

158.5250 USD
Purchase

200

159.3850 USD
Purchase

216

158.7901 USD
Purchase

300

159.9828 USD
Purchase

300

160.7266 USD
Purchase

358

160.7300 USD
Purchase

517

159.9898 USD
Purchase

558

160.7228 USD
Purchase

576

160.5992 USD
Purchase

610

160.2280 USD
Purchase

650

160.5315 USD
Purchase

700

159.9721 USD
Purchase

800

159.9262 USD
Purchase

856

160.5017 USD
Purchase

902

159.4771 USD
Purchase

1,300

159.0388 USD
Purchase

1,450

160.3132 USD
Purchase

1,649

160.0187 USD
Purchase

2,673

160.4381 USD
Purchase

2,700

158.7659 USD
Purchase

2,900

159.9406 USD
Purchase

4,170

159.4439 USD
Purchase

5,500

160.6112 USD
Purchase

6,275

158.9600 USD
Purchase

6,901

158.9716 USD
Purchase

8,700

159.6692 USD
Purchase

9,134

159.5569 USD
Purchase

9,425

160.0968 USD
Purchase

12,400

160.1144 USD
Purchase

12,400

160.2029 USD
Purchase

13,139

159.1755 USD
Purchase

49,468

159.2221 USD
Purchase

154,063

159.8375 USD
Sale

7

159.5500 USD
Sale

100

160.5000 USD
Sale

100

159.3100 USD
Sale

100

159.2800 USD
Sale

100

159.1400 USD
Sale

114

160.6436 USD
Sale

125

160.3720 USD
Sale

200

159.5050 USD
Sale

200

160.6850 USD
Sale

200

160.4775 USD
Sale

200

160.4900 USD
Sale

200

159.7850 USD
Sale

200

160.4850 USD
Sale

207

159.3978 USD
Sale

300

159.5333 USD
Sale

300

160.7266 USD
Sale

300

160.6433 USD
Sale

300

159.6966 USD
Sale

300

159.9866 USD
Sale

400

160.4137 USD
Sale

572

158.9600 USD
Sale

800

159.4800 USD
Sale

900

159.4783 USD
Sale

1,116

160.7228 USD
Sale

3,100

159.4377 USD
Sale

3,700

158.7600 USD
Sale

3,762

159.6545 USD
Sale

3,800

159.6581 USD
Sale

3,800

159.4450 USD
Sale

4,852

159.2205 USD
Sale

6,100

160.5572 USD
Sale

6,187

158.9549 USD
Sale

6,871

158.9668 USD
Sale

7,600

159.5749 USD
Sale

8,294

159.8145 USD
Sale

8,300

159.6333 USD
Sale

9,148

159.5777 USD
Sale

10,116

159.5653 USD
Sale

10,622

159.8103 USD
Sale

12,500

160.2060 USD
Sale

12,697

159.8714 USD
Sale

16,234

160.1519 USD
Sale

25,046

159.6534 USD
Sale

36,032

158.9672 USD
Sale

52,148

159.8075 USD
Sale

56,043

160.0596 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Put Option Purchasing

100

160 USD American 15 Nov 2019 4.9200 USD
Put Option Selling

100

163 USD American 30 Aug 2019 4.1700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 26 Aug 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

100

130.0000

American Nov 15, 2019
Call Options Purchased

100

170.0000

American Sep 27, 2019
Put Options Written

1,600

155.0000

American Dec 20, 2019
Call Options Purchased

1,200

100.0000

American Jan 15, 2021
Call Options Purchased

16,300

165.0000

American Nov 15, 2019
Call Options Purchased

1,800

175.0000

American Dec 20, 2019
Call Options Purchased

500

185.0000

American Jan 15, 2021
Put Options Written

200

115.0000

American Sep 20, 2019
Call Options Purchased

18,100

165.0000

American Sep 20, 2019
Put Options Written

900

90.0000

American Feb 21, 2020
Call Options Written

-2,400

185.0000

American Dec 20, 2019
Put Options Purchased

-700

160.0000

American Feb 21, 2020
Put Options Purchased

-1,100

160.0000

American Aug 23, 2019
Put Options Purchased

-1,700

165.0000

American Jan 17, 2020
Put Options Purchased

-500

155.0000

American Feb 21, 2020
Put Options Purchased

-3,500

70.0000

American Jan 15, 2021
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-7,300

155.0000

American Nov 15, 2019
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-500

140.0000

American Nov 15, 2019
Put Options Purchased

-900

155.0000

American Jan 17, 2020
Call Options Written

-400

155.0000

American Nov 15, 2019
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Written

800

105.0000

American Jan 15, 2021
Put Options Written

200

120.0000

American Oct 18, 2019
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Call Options Purchased

1,000

145.0000

American Nov 15, 2019
Put Options Written

500

80.0000

American Feb 21, 2020
Put Options Written

100

150.0000

American Nov 15, 2019
Call Options Purchased

2,700

175.0000

American Aug 23, 2019
Call Options Purchased

800

155.0000

American Jan 15, 2021
Call Options Purchased

3,000

170.0000

American Jan 15, 2021
Call Options Purchased

27,400

170.0000

American Dec 20, 2019
Call Options Purchased

4,400

140.0000

American Jan 17, 2020
Put Options Purchased

-200

95.0000

American Nov 15, 2019
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-600

135.0000

American Nov 15, 2019
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-100

150.0000

American Feb 21, 2020
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Put Options Purchased

-500

150.0000

American Aug 23, 2019
Put Options Purchased

-700

175.0000

American Nov 15, 2019
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-4,200

125.0000

American Jan 17, 2020
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Call Options Written

-1,700

200.0000

American Jan 15, 2021
Put Options Purchased

-300

170.0000

American Feb 21, 2020
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Call Options Purchased

3,200

180.0000

American Jan 17, 2020
Put Options Written

100

145.0000

American Jan 15, 2021
Put Options Written

149,800

140.0000

American Nov 15, 2019
Call Options Purchased

3,000

165.0000

American Jan 15, 2021
Call Options Purchased

4,900

170.0000

American Feb 21, 2020
Put Options Written

2,800

90.0000

American Nov 15, 2019
Put Options Written

400

65.0000

American Jan 17, 2020
Put Options Written

200

125.0000

American Sep 20, 2019
Call Options Purchased

8,700

170.0000

American Nov 15, 2019
Call Options Purchased

4,700

140.0000

American Nov 15, 2019
Call Options Purchased

6,100

160.0000

American Jan 17, 2020
Put Options Written

1,000

85.0000

American Dec 20, 2019
Call Options Purchased

1,000

155.0000

American Dec 20, 2019
Call Options Purchased

100

167.5000

American Aug 23, 2019
Call Options Purchased

4,900

185.0000

American Nov 15, 2019
Call Options Purchased

2,500

160.0000

American Nov 15, 2019
Put Options Written

300

100.0000

American Dec 20, 2019
Call Options Written

-200

125.0000

American Jan 17, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-6,000

160.0000

American Jun 19, 2020
Call Options Written

-100

210.0000

American Nov 15, 2019
Put Options Purchased

-700

170.0000

American Jan 17, 2020
Call Options Written

-100

140.0000

American Feb 21, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Put Options Written

300

140.0000

American Sep 20, 2019
Call Options Purchased

300

145.0000

American Jan 15, 2021
Call Options Purchased

100

180.0000

American Jan 15, 2021
Call Options Purchased

7,900

160.0000

American Sep 20, 2019
Put Options Written

37,700

140.0000

American Jun 19, 2020
Call Options Purchased

2,500

170.0000

American Jan 17, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Put Options Purchased

-8,600

130.0000

American Nov 15, 2019
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-5,400

150.0000

American Jan 17, 2020
Put Options Purchased

-5,300

100.0000

American Jan 17, 2020
Put Options Purchased

-1,500

165.0000

American Nov 15, 2019
Call Options Written

-3,700

155.0000

American Sep 20, 2019
Put Options Purchased

-1,500

170.0000

American Jun 19, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-2,900

160.0000

American Jan 17, 2020
Call Options Written

-25,000

150.0000

American Jan 17, 2020
Call Options Purchased

700

175.0000

American Nov 15, 2019
Call Options Purchased

700

160.0000

American Aug 23, 2019
Call Options Purchased

2,600

120.0000

American Jan 17, 2020
Call Options Purchased

900

115.0000

American Jan 17, 2020
Put Options Written

20,000

140.0000

American Jan 17, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Call Options Purchased

4,600

190.0000

American Jan 17, 2020
Put Options Written

100

162.5000

American Aug 30, 2019
Put Options Written

3,100

115.0000

American Dec 20, 2019
Call Options Purchased

1,400

170.0000

American Aug 30, 2019
Call Options Purchased

200

185.0000

American Jun 19, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Put Options Written

2,500

120.0000

American Feb 21, 2020
Put Options Written

100

140.0000

American Jan 15, 2021
Put Options Written

1,800

145.0000

American Jun 19, 2020
Call Options Written

-100

240.0000

American Jan 17, 2020
Put Options Purchased

-300

145.0000

American Nov 15, 2019
Put Options Purchased

-1,100

160.0000

American Dec 20, 2019
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Written

-100

120.0000

American Jan 15, 2021
Put Options Purchased

-300

100.0000

American Nov 15, 2019
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Put Options Purchased

-200

170.0000

American Nov 15, 2019
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Put Options Purchased

-39,200

150.0000

American Nov 15, 2019
Put Options Purchased

-1,000

165.0000

American Sep 20, 2019
Put Options Purchased

-500

150.0000

American Jan 15, 2021
Call Options Written

-100

172.5000

American Aug 30, 2019
Call Options Written

-4,300

155.0000

American Jan 17, 2020
Call Options Purchased

300

135.0000

American Jan 17, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Written

200

145.0000

American Sep 20, 2019
Put Options Written

13,700

75.0000

American Jan 17, 2020
Call Options Purchased

3,900

165.0000

American Jan 17, 2020
Call Options Purchased

100

145.0000

American Dec 20, 2019
Put Options Written

25,800

150.0000

American Dec 20, 2019
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Purchased

-3,300

160.0000

American Sep 20, 2019
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Call Options Written

-18,000

185.0000

American Jan 17, 2020
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-6,100

200.0000

American Jan 17, 2020
Call Options Written

-100

105.0000

American Jan 17, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Call Options Written

-500

135.0000

American Dec 20, 2019
Put Options Purchased

-800

175.0000

American Jan 17, 2020
Put Options Written

900

135.0000

American Jan 17, 2020
Call Options Purchased

3,500

135.0000

American Nov 15, 2019
Put Options Written

1,300

105.0000

American Nov 15, 2019
Call Options Purchased

300

160.0000

American Dec 20, 2019
Put Options Written

1,300

90.0000

American Jan 17, 2020
Put Options Written

500

80.0000

American Nov 15, 2019
Call Options Purchased

100

162.5000

American Aug 30, 2019
Call Options Purchased

4,500

170.0000

American Aug 23, 2019
Call Options Purchased

1,900

175.0000

American Feb 21, 2020
Call Options Purchased

800

180.0000

American Dec 20, 2019
Put Options Written

200

110.0000

American Sep 20, 2019
Call Options Purchased

100

150.0000

American Jan 15, 2021
Put Options Written

24,100

120.0000

American Nov 15, 2019
Put Options Written

200

120.0000

American Sep 20, 2019
Put Options Written

6,700

145.0000

American Jan 17, 2020
Call Options Purchased

12,100

180.0000

American Nov 15, 2019
Put Options Purchased

-103,100

130.0000

American Jan 17, 2020
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Call Options Written

-9,100

170.0000

American Sep 20, 2019
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Call Options Written

-4,500

150.0000

American Nov 15, 2019
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-19,700

95.0000

American Jan 17, 2020
Call Options Written

-100

162.5000

American Sep 20, 2019
Put Options Purchased

-600

110.0000

American Nov 15, 2019
Call Options Written

-1,000

175.0000

American Jan 15, 2021
Call Options Purchased

1,100

180.0000

American Feb 21, 2020
Call Options Purchased

4,500

145.0000

American Jan 17, 2020
Put Options Written

1,600

155.0000

American Sep 20, 2019
Put Options Written

6,500

150.0000

American Feb 21, 2020
Put Options Written

8,200

150.0000

American Sep 20, 2019
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Written

6,700

115.0000

American Nov 15, 2019
Put Options Written

40,000

170.0000

American Jan 17, 2020
Call Options Purchased

4,100

150.0000

American Jan 17, 2020
Put Options Written

200

145.0000

American Feb 21, 2020
Put Options Written

3,600

125.0000

American Nov 15, 2019
Call Options Purchased

900

175.0000

American Jan 17, 2020
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Purchased

-300

140.0000

American Jan 17, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-2,000

130.0000

American Jan 17, 2020
Put Options Purchased

-1,700

160.0000

American Nov 15, 2019
Put Options Purchased

-200

147.0000

American Sep 20, 2019
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-100

195.0000

American Jan 17, 2020
Put Options Purchased

-400

155.0000

American Aug 23, 2019
Call Options Written

-600

110.0000

American Jan 17, 2020

 

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674603
Time of Receipt (offset from UTC): 20190826T130629+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC