Form 8.3 - COBHAM PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
   
(b) Owner or controller of interest and short  
  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose COBHAM PLC
  relevant securities this form relates:
(d) If an exempt fund manager connected with an  
  offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken: 23 August 2019
(f) In addition to the company in 1(c) above, is the discloser making  NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary    
  Interests Short Positions
  Number (%) Number (%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

39,909,705

1.67%

4,424,398

0.19%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

648,506

0.03%

28,847,215

1.21%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

40,558,211

1.70%

33,271,613

1.39%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit
security  

securities

 
2.5p ordinary Purchase

127

1.6245   GBP
2.5p ordinary Purchase

1,206

1.6227   GBP
2.5p ordinary Purchase

1,605

1.6220   GBP
2.5p ordinary Purchase

1,947

1.6212   GBP
2.5p ordinary Purchase

1,979

1.6217   GBP
2.5p ordinary Purchase

1,984

1.6235   GBP
2.5p ordinary Purchase

2,158

1.6207   GBP
2.5p ordinary Purchase

4,248

1.6200   GBP
2.5p ordinary Purchase

13,216

1.6223   GBP
2.5p ordinary Purchase

21,743

1.6210   GBP
2.5p ordinary Purchase

29,768

1.6209   GBP
2.5p ordinary Purchase

105,929

1.6214   GBP
2.5p ordinary Purchase

158,593

1.6222   GBP
2.5p ordinary Purchase

199,318

1.6215   GBP
2.5p ordinary Sale

127

1.6245   GBP
2.5p ordinary Sale

1,055

1.6240   GBP
2.5p ordinary Sale

1,947

1.6212   GBP
2.5p ordinary Sale

1,979

1.6217   GBP
2.5p ordinary Sale

1,984

1.6235   GBP
2.5p ordinary Sale

2,158

1.6207   GBP
2.5p ordinary Sale

12,358

1.6219   GBP
2.5p ordinary Sale

17,598

1.6216   GBP
2.5p ordinary Sale

20,121

1.6210   GBP
2.5p ordinary Sale

26,524

1.6218   GBP
2.5p ordinary Sale

31,644

1.6208   GBP
2.5p ordinary Sale

237,859

1.6215   GBP
2.5p ordinary Sale

363,842

1.6214   GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing

Number of

Price per
relevant description  

reference

unit
security    

securities

 
2.5p ordinary   SWAP   Long

10,183

1.6230   GBP
2.5p ordinary   CFD   Long

24,348

1.6197   GBP
2.5p ordinary   CFD   Long

27,403

1.6211   GBP
2.5p ordinary   SWAP   Long

48,170

1.6217   GBP
2.5p ordinary   SWAP   Long

102,601

1.6215   GBP
2.5p ordinary   SWAP   Long

179,699

1.6213   GBP
2.5p ordinary   CFD   Short

1,206

1.6227   GBP
2.5p ordinary   SWAP   Short

1,704

1.6240   GBP
2.5p ordinary   CFD   Short

11,025

1.6247   GBP
2.5p ordinary   SWAP   Short

37,046

1.6224   GBP
2.5p ordinary   SWAP   Short

39,529

1.6210   GBP
2.5p ordinary   SWAP   Short

123,639

1.6219   GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 Aug 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674599
Time of Receipt (offset from UTC): 20190826T123735+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC