FORM 8.3 - GREENE KING AMENDMENT

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

GREENE KING PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

21 August 2019

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 12.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

5,674,759

1.83%

1,696,080

0.55%

 

(2)

Cash-settled derivatives:

1,431,470

0.46%

4,505,342

1.45%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

7,106,229

2.29%

6,201,422

2.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit

security

securities

 

12.5p ordinary Purchase

171

8.3980 GBP

12.5p ordinary Purchase

190

8.4070 GBP

12.5p ordinary Purchase

410

8.3910 GBP

12.5p ordinary Purchase

601

8.4030 GBP

12.5p ordinary Purchase

706

8.4067 GBP

12.5p ordinary Purchase

764

8.4010 GBP

12.5p ordinary Purchase

765

8.3920 GBP

12.5p ordinary Purchase

788

8.4020 GBP

12.5p ordinary Purchase

838

8.3940 GBP

12.5p ordinary Purchase

2,593

8.3995 GBP

12.5p ordinary Purchase

3,508

8.4080 GBP

12.5p ordinary Purchase

4,715

8.3965 GBP

12.5p ordinary Purchase

20,000

8.4028 GBP

12.5p ordinary Purchase

25,480

8.4055 GBP

12.5p ordinary Purchase

26,420

8.3939 GBP

12.5p ordinary Purchase

40,943

8.3964 GBP

12.5p ordinary Purchase

67,436

8.3994 GBP

12.5p ordinary Purchase

103,814

8.4060 GBP

12.5p ordinary Purchase

120,068

8.4000 GBP

12.5p ordinary Purchase

242,604

8.4102 GBP

12.5p ordinary Purchase

250,000

8.4033 GBP

12.5p ordinary Purchase

372,339

8.3968 GBP

12.5p ordinary Purchase

415,024

8.4040 GBP

12.5p ordinary Purchase

431,257

8.3996 GBP

12.5p ordinary Purchase

500,000

8.4059 GBP

12.5p ordinary Purchase

500,000

8.4029 GBP

12.5p ordinary Purchase

500,000

8.3986 GBP

12.5p ordinary Purchase

750,000

8.4072 GBP

12.5p ordinary Purchase

1,000,000

8.3958 GBP

12.5p ordinary Sale

89

8.3986 GBP

12.5p ordinary Sale

150

8.4008 GBP

12.5p ordinary Sale

155

8.3970 GBP

12.5p ordinary Sale

171

8.3980 GBP

12.5p ordinary Sale

410

8.3910 GBP

12.5p ordinary Sale

601

8.4030 GBP

12.5p ordinary Sale

674

8.3960 GBP

12.5p ordinary Sale

764

8.4010 GBP

12.5p ordinary Sale

765

8.3920 GBP

12.5p ordinary Sale

838

8.3940 GBP

12.5p ordinary Sale

1,064

8.4000 GBP

12.5p ordinary Sale

1,468

8.4020 GBP

12.5p ordinary Sale

1,966

8.3982 GBP

12.5p ordinary Sale

3,803

8.3955 GBP

12.5p ordinary Sale

3,879

8.4060 GBP

12.5p ordinary Sale

4,342

8.4040 GBP

12.5p ordinary Sale

5,403

8.3945 GBP

12.5p ordinary Sale

6,110

8.3947 GBP

12.5p ordinary Sale

9,842

8.3928 GBP

12.5p ordinary Sale

11,834

8.3994 GBP

12.5p ordinary Sale

25,133

8.3993 GBP

12.5p ordinary Sale

28,801

8.3991 GBP

12.5p ordinary Sale

55,663

8.3987 GBP

12.5p ordinary Sale

61,393

8.4009 GBP

12.5p ordinary Sale

67,525

8.3978 GBP

12.5p ordinary Sale

94,794

8.4033 GBP

12.5p ordinary Sale

139,437

8.4031 GBP

12.5p ordinary Sale

162,087

8.4004 GBP

12.5p ordinary Sale

300,000

8.3996 GBP

12.5p ordinary Sale

556,126

8.3995 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing

Number of

Price per

relevant description

reference

unit

security

securities

 

12.5p ordinary CFD Long

89

8.3986 GBP

12.5p ordinary SWAP Long

288

8.4064 GBP

12.5p ordinary CFD Long

1,551

8.3988 GBP

12.5p ordinary SWAP Long

2,167

8.4031 GBP

12.5p ordinary CFD Long

25,133

8.3993 GBP

12.5p ordinary CFD Long

33,517

8.3952 GBP

12.5p ordinary SWAP Long

34,959

8.3990 GBP

12.5p ordinary SWAP Expires 23/08/2024 Long

300,000

8.3996 GBP

12.5p ordinary SWAP Expires 23/08/2024 Long

907,996

8.4019 GBP

12.5p ordinary CFD Short

1,551

8.4031 GBP

12.5p ordinary SWAP Short

1,632

8.3975 GBP

12.5p ordinary CFD Short

2,691

8.4032 GBP

12.5p ordinary CFD Short

4,183

8.4094 GBP

12.5p ordinary SWAP Short

7,052

8.4002 GBP

12.5p ordinary SWAP Short

11,808

8.4066 GBP

12.5p ordinary SWAP Short

14,029

8.4060 GBP

12.5p ordinary CFD Short

20,000

8.4028 GBP

12.5p ordinary SWAP Short

20,795

8.4015 GBP

12.5p ordinary CFD Short

31,988

8.4010 GBP

12.5p ordinary SWAP Short

31,988

8.4010 GBP

12.5p ordinary SWAP Short

242,604

8.4102 GBP

12.5p ordinary SWAP Expires 23/09/2020 Short

500,000

8.3986 GBP

12.5p ordinary SWAP Expires 23/09/2020 Short

750,000

8.4139 GBP

12.5p ordinary SWAP Expires 23/09/2020 Short

1,000,000

8.3958 GBP

12.5p ordinary SWAP Expires 23/09/2020 Short

1,250,000

8.4041 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

23 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674558
Time of Receipt (offset from UTC): 20190823T141155+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC