FORM 8.3 – ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,673,708

0.18%

3,112,458

0.21%

 

(2)

Derivatives (other than options):

2,337,013

0.16%

25,396

0.00%

 

(3)

Options and agreements to
purchase/sell:

1,980,100

0.13%

1,426,700

0.10%

 
TOTAL:

6,990,821

0.47%

4,564,554

0.31%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

3

67.8000 USD

Purchase

40

67.7500 USD

Purchase

100

66.9300 USD

Purchase

100

67.5900 USD

Purchase

100

67.7800 USD

Purchase

100

67.7200 USD

Purchase

100

67.5600 USD

Purchase

100

67.2200 USD

Purchase

130

67.7176 USD

Purchase

130

67.7708 USD

Purchase

150

67.6000 USD

Purchase

177

67.7006 USD

Purchase

206

67.7489 USD

Purchase

301

67.6831 USD

Purchase

322

67.7462 USD

Purchase

367

67.6447 USD

Purchase

400

67.1400 USD

Purchase

500

67.6740 USD

Purchase

653

67.4340 USD

Purchase

761

67.7320 USD

Purchase

807

67.6663 USD

Purchase

863

67.7400 USD

Purchase

934

67.5395 USD

Purchase

1,008

67.6658 USD

Purchase

1,229

67.6645 USD

Purchase

1,891

67.3947 USD

Purchase

2,030

67.6905 USD

Purchase

2,100

67.6460 USD

Purchase

2,333

67.6695 USD

Purchase

2,700

67.7396 USD

Purchase

3,200

67.5550 USD

Purchase

3,581

67.4784 USD

Purchase

4,316

67.4171 USD

Purchase

5,200

67.3341 USD

Purchase

7,500

67.5260 USD

Purchase

9,100

67.4724 USD

Purchase

11,400

67.6420 USD

Purchase

12,990

67.4677 USD

Purchase

14,202

67.5388 USD

Purchase

14,990

67.5815 USD

Purchase

16,000

67.4537 USD

Purchase

17,900

67.6496 USD

Purchase

19,042

67.5040 USD

Purchase

23,189

67.5379 USD

Purchase

24,707

67.5745 USD

Purchase

29,298

67.5400 USD

Purchase

61,700

67.1786 USD

Purchase

84,763

67.5305 USD

Purchase

112,435

67.1878 USD

Purchase

112,580

67.6434 USD

Purchase

117,074

67.5257 USD

Purchase

118,800

67.3954 USD

Purchase

134,294

67.6296 USD

Sale

6

67.9200 USD

Sale

8

67.6300 USD

Sale

32

67.5800 USD

Sale

39

67.6246 USD

Sale

80

67.5300 USD

Sale

97

67.6900 USD

Sale

100

67.7800 USD

Sale

100

67.7900 USD

Sale

100

67.1600 USD

Sale

100

67.3300 USD

Sale

100

67.6700 USD

Sale

100

67.4000 USD

Sale

100

67.5900 USD

Sale

100

67.6100 USD

Sale

100

67.3750 USD

Sale

110

67.7127 USD

Sale

137

67.6747 USD

Sale

177

67.7295 USD

Sale

200

67.1825 USD

Sale

200

67.3775 USD

Sale

200

67.2500 USD

Sale

200

67.6800 USD

Sale

200

67.5775 USD

Sale

200

67.2050 USD

Sale

247

67.6738 USD

Sale

254

67.5766 USD

Sale

267

67.2792 USD

Sale

297

67.2789 USD

Sale

300

67.3900 USD

Sale

300

67.5850 USD

Sale

300

67.7500 USD

Sale

300

67.6666 USD

Sale

324

67.6167 USD

Sale

357

67.6566 USD

Sale

500

67.6750 USD

Sale

500

67.6290 USD

Sale

600

67.6500 USD

Sale

708

67.6139 USD

Sale

800

67.7105 USD

Sale

806

67.6448 USD

Sale

807

67.6663 USD

Sale

900

67.6388 USD

Sale

1,200

67.6625 USD

Sale

1,265

67.6371 USD

Sale

1,300

67.4053 USD

Sale

1,506

67.6901 USD

Sale

1,600

67.7021 USD

Sale

1,700

67.7300 USD

Sale

1,800

67.6038 USD

Sale

1,818

67.6489 USD

Sale

2,042

67.5983 USD

Sale

2,100

67.6019 USD

Sale

2,113

67.6710 USD

Sale

2,198

67.6527 USD

Sale

2,341

67.7077 USD

Sale

2,436

67.5754 USD

Sale

2,600

67.7400 USD

Sale

2,651

67.6501 USD

Sale

2,902

67.6512 USD

Sale

3,000

67.4851 USD

Sale

3,185

67.7299 USD

Sale

3,266

67.7192 USD

Sale

3,402

67.6244 USD

Sale

3,617

67.5860 USD

Sale

4,056

67.6056 USD

Sale

4,548

67.4975 USD

Sale

4,593

67.5815 USD

Sale

4,603

67.4754 USD

Sale

4,700

67.4544 USD

Sale

4,859

67.6664 USD

Sale

4,975

67.4498 USD

Sale

5,122

67.5592 USD

Sale

5,913

67.6978 USD

Sale

6,490

67.5584 USD

Sale

6,500

67.6320 USD

Sale

6,787

67.6219 USD

Sale

7,200

67.4986 USD

Sale

8,776

67.6951 USD

Sale

9,649

67.4588 USD

Sale

10,062

67.6609 USD

Sale

12,109

67.6987 USD

Sale

12,349

67.6391 USD

Sale

12,990

67.6097 USD

Sale

14,990

67.4584 USD

Sale

15,823

67.2770 USD

Sale

16,100

67.4200 USD

Sale

16,205

67.5988 USD

Sale

17,600

67.6540 USD

Sale

18,179

67.4945 USD

Sale

19,258

67.4795 USD

Sale

21,300

67.5851 USD

Sale

21,902

67.5337 USD

Sale

26,581

67.4197 USD

Sale

29,664

67.2960 USD

Sale

29,909

67.5400 USD

Sale

38,900

67.0257 USD

Sale

39,352

67.6622 USD

Sale

54,759

67.5299 USD

Sale

69,800

67.2448 USD

Sale

99,292

67.5188 USD

Sale

112,355

67.3055 USD

Sale

112,580

67.6434 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

1,000

60 USD

American

17 Jan 2020

8.7000 USD

Call Option Purchasing

500

68 USD

American

15 Jan 2021

6.2200 USD

Call Option Purchasing

1,100

69 USD

American

23 Aug 2019

0.1400 USD

Call Option Purchasing

600

69 USD

American

23 Aug 2019

0.2466 USD

Call Option Purchasing

4,500

70 USD

American

23 Aug 2019

0.0255 USD

Call Option Purchasing

200

70 USD

American

13 Sep 2019

0.6400 USD

Call Option Purchasing

600

70 USD

American

20 Sep 2019

0.8650 USD

Call Option Purchasing

3,600

70 USD

American

15 Nov 2019

2.0127 USD

Call Option Purchasing

1,100

70 USD

American

17 Jan 2020

2.8300 USD

Call Option Purchasing

100

71 USD

American

6 Sep 2019

1.4700 USD

Call Option Purchasing

200

71 USD

American

13 Sep 2019

0.5000 USD

Call Option Purchasing

100

72 USD

American

27 Sep 2019

0.6300 USD

Call Option Purchasing

200

73 USD

American

20 Sep 2019

0.3000 USD

Call Option Purchasing

100

73 USD

American

18 Oct 2019

0.5600 USD

Call Option Purchasing

2,500

73 USD

American

17 Jan 2020

2.0100 USD

Call Option Purchasing

100

73 USD

American

19 Jun 2020

3.3000 USD

Call Option Purchasing

100

75 USD

American

18 Oct 2019

0.3200 USD

Call Option Purchasing

600

75 USD

American

17 Jan 2020

1.3266 USD

Call Option Purchasing

200

75 USD

American

21 Feb 2020

1.6900 USD

Call Option Purchasing

600

78 USD

American

15 Nov 2019

0.3700 USD

Call Option Purchasing

6,400

78 USD

American

17 Jan 2020

0.7932 USD

Call Option Purchasing

900

80 USD

American

17 Jan 2020

0.5355 USD

Call Option Purchasing

3,500

80 USD

American

19 Jun 2020

1.3800 USD

Call Option Selling

100

66 USD

American

23 Aug 2019

2.2500 USD

Call Option Selling

100

67 USD

American

20 Sep 2019

1.8500 USD

Call Option Selling

100

70 USD

American

23 Aug 2019

0.0500 USD

Call Option Selling

100

72 USD

American

23 Aug 2019

1.2700 USD

Put Option Purchasing

100

60 USD

American

17 Jan 2020

2.1200 USD

Put Option Purchasing

1,800

61 USD

American

20 Sep 2019

0.3600 USD

Put Option Purchasing

400

63 USD

American

18 Oct 2019

1.2100 USD

Put Option Purchasing

500

65 USD

American

27 Sep 2019

1.2400 USD

Put Option Purchasing

800

65 USD

American

17 Jan 2020

3.7500 USD

Put Option Purchasing

1,100

65 USD

American

19 Jun 2020

6.0000 USD

Put Option Purchasing

300

73 USD

American

19 Jun 2020

10.3500 USD

Put Option Purchasing

100

75 USD

American

23 Aug 2019

8.2500 USD

Put Option Selling

400

33 USD

American

18 Sep 2020

0.4000 USD

Put Option Selling

200

58 USD

American

15 Jan 2021

5.8000 USD

Put Option Selling

1,600

60 USD

American

18 Sep 2020

5.0000 USD

Put Option Selling

900

61 USD

American

20 Sep 2019

0.4000 USD

Put Option Selling

1,000

65 USD

American

23 Aug 2019

0.0400 USD

Put Option Selling

900

66 USD

American

20 Sep 2019

1.2300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Purchased

-300

75.0000

American

Feb 21, 2020

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-600

65.0000

American

Feb 21, 2020

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Put Options Purchased

-800

67.0000

American

Sep 20, 2019

Put Options Purchased

-900

75.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

55.0000

American

Sep 20, 2019

Put Options Purchased

-2,700

73.0000

American

Jun 19, 2020

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-3,300

63.0000

American

Aug 23, 2019

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Purchased

-4,200

65.0000

American

Jan 17, 2020

Put Options Purchased

-5,100

48.0000

American

Jun 19, 2020

Put Options Purchased

-9,700

50.0000

American

Jan 17, 2020

Put Options Written

8,900

60.0000

American

Jun 19, 2020

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Put Options Written

500

50.0000

American

Nov 15, 2019

Put Options Written

200

75.0000

American

Jun 19, 2020

Put Options Written

100

80.0000

American

Sep 18, 2020

Put Options Written

250,000

65.0000

American

Jan 17, 2020

Put Options Written

100,000

65.0000

American

Jan 15, 1919

Call Options Purchased

14,500

70.0000

American

Nov 15, 2019

Call Options Purchased

1,900

78.0000

American

Jan 17, 2020

Call Options Purchased

1,300

58.0000

American

Jan 15, 2021

Call Options Purchased

1,100

65.0000

American

Aug 30, 2019

Call Options Purchased

1,000

78.0000

American

Nov 15, 2019

Call Options Purchased

800

71.0000

American

Sep 13, 2019

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

100

73.0000

American

Sep 18, 2020

Call Options Written

-20,600

90.0000

American

Jun 19, 2020

Call Options Written

-130,300

68.0000

American

Sep 20, 2019

Call Options Written

-100

60.0000

American

Nov 15, 2019

Call Options Written

-200

60.0000

American

Oct 18, 2019

Call Options Written

-200

72.0000

American

Aug 30, 2019

Call Options Written

-300

120.0000

American

Jan 15, 2021

Call Options Written

-300

72.0000

American

Aug 23, 2019

Call Options Written

-500

65.0000

American

Sep 6, 2019

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Call Options Written

-2,100

68.0000

American

Nov 15, 2019

Call Options Written

-2,800

63.0000

American

Jan 17, 2020

Call Options Written

-6,900

93.0000

American

Jan 17, 2020

Call Options Written

-8,800

83.0000

American

Sep 20, 2019

Put Options Purchased

-27,900

63.0000

American

Nov 15, 2019

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-200

78.0000

American

Nov 15, 2019

Put Options Purchased

-600

68.0000

American

Oct 18, 2019

Put Options Purchased

-700

43.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

58.0000

American

Sep 27, 2019

Put Options Purchased

-1,200

73.0000

American

Oct 18, 2019

Put Options Purchased

-2,100

65.0000

American

Sep 13, 2019

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

65.0000

American

Aug 30, 2019

Put Options Purchased

-10,900

83.0000

American

Nov 15, 2019

Put Options Purchased

-13,500

55.0000

American

Jan 17, 2020

Put Options Written

25,000

57.5000

American

Jan 17, 2020

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Put Options Written

5,300

78.0000

American

Jan 17, 2020

Put Options Written

4,500

64.0000

American

Aug 23, 2019

Put Options Written

3,600

43.0000

American

Sep 20, 2019

Put Options Written

2,000

58.0000

American

Jan 15, 2021

Put Options Written

1,900

65.0000

American

Aug 23, 2019

Put Options Written

1,400

68.0000

American

Jun 19, 2020

Put Options Written

300,900

60.0000

American

Jan 15, 2021

Put Options Written

900

83.0000

American

Jan 17, 2020

Put Options Written

700

45.0000

American

Jan 17, 2020

Put Options Written

600

66.0000

American

Sep 6, 2019

Put Options Written

500

58.0000

American

Aug 30, 2019

Put Options Written

100

63.0000

American

Sep 13, 2019

Put Options Written

100

61.0000

American

Aug 30, 2019

Put Options Written

36,500

70.0000

American

Jan 17, 2020

Put Options Written

36,500

70.0000

American

Jan 15, 1919

Call Options Purchased

8,100

66.0000

American

Aug 23, 2019

Call Options Purchased

136,900

73.0000

American

Sep 20, 2019

Call Options Purchased

4,700

75.0000

American

Sep 20, 2019

Call Options Purchased

3,900

55.0000

American

Jan 17, 2020

Call Options Purchased

3,300

69.0000

American

Aug 30, 2019

Call Options Purchased

3,200

68.0000

American

Aug 23, 2019

Call Options Purchased

2,400

50.0000

American

Jun 19, 2020

Call Options Purchased

2,300

48.0000

American

Sep 18, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

900

68.0000

American

Sep 6, 2019

Call Options Purchased

700

68.0000

American

Sep 13, 2019

Call Options Purchased

600

70.0000

American

Sep 13, 2019

Call Options Purchased

400

58.0000

American

Sep 18, 2020

Call Options Purchased

200

68.0000

American

Jan 15, 2021

Call Options Purchased

100

72.0000

American

Sep 20, 2019

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Call Options Written

-200

60.0000

American

Jan 15, 2021

Call Options Written

-800

93.0000

American

Jan 15, 2021

Call Options Written

-800

70.0000

American

Aug 30, 2019

Call Options Written

-1,000

83.0000

American

Feb 21, 2020

Call Options Written

-1,200

67.0000

American

Aug 23, 2019

Call Options Written

-2,000

80.0000

American

Sep 18, 2020

Call Options Written

-2,500

80.0000

American

Feb 21, 2020

Call Options Written

-7,300

98.0000

American

Jan 17, 2020

Call Options Written

-8,500

66.0000

American

Aug 23, 2019

Call Options Written

-9,800

110.0000

American

Jan 17, 2020

Call Options Written

-11,200

130.0000

American

Jan 17, 2020

Call Options Written

-11,400

83.0000

American

Jan 17, 2020

Put Options Purchased

-27,800

60.0000

American

Jan 17, 2020

Put Options Purchased

-500

48.0000

American

Nov 15, 2019

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

66.0000

American

Sep 13, 2019

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options Purchased

-3,200

58.0000

American

Oct 18, 2019

Put Options Purchased

-4,400

50.0000

American

Jun 19, 2020

Put Options Purchased

-5,000

43.0000

American

Jun 19, 2020

Put Options Written

13,400

43.0000

American

Feb 21, 2020

Put Options Written

6,100

63.0000

American

Jan 17, 2020

Put Options Written

3,000

63.0000

American

Feb 21, 2020

Put Options Written

700

68.0000

American

Aug 30, 2019

Put Options Written

400

40.0000

American

Sep 20, 2019

Put Options Written

300

78.0000

American

Sep 18, 2020

Put Options Written

100

73.0000

American

Sep 18, 2020

Put Options Written

28,300

63.0000

American

Jun 19, 2020

Call Options Purchased

11,400

73.0000

American

Jan 17, 2020

Call Options Purchased

3,600

70.0000

American

Aug 23, 2019

Call Options Purchased

2,800

60.0000

American

Jun 19, 2020

Call Options Purchased

2,700

70.0000

American

Feb 21, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

1,600

66.0000

American

Sep 6, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Purchased

200

73.0000

American

Aug 23, 2019

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

100

67.0000

American

Aug 30, 2019

Call Options Purchased

100

80.0000

American

Aug 23, 2019

Call Options Purchased

30,200

63.0000

American

Sep 20, 2019

Call Options Written

-100

68.0000

American

Sep 18, 2020

Call Options Written

-100

70.0000

American

Sep 6, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-500

83.0000

American

Jun 19, 2020

Call Options Written

-600

73.0000

American

Jun 19, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-1,000

78.0000

American

Jun 19, 2020

Call Options Written

-1,200

67.0000

American

Aug 30, 2019

Call Options Written

-1,500

85.0000

American

Jun 19, 2020

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-2,100

70.0000

American

Sep 20, 2019

Call Options Written

-2,200

85.0000

American

Sep 18, 2020

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Call Options Written

-14,600

88.0000

American

Nov 15, 2019

Put Options Purchased

-26,700

68.0000

American

Nov 15, 2019

Put Options Purchased

-100

61.0000

American

Sep 13, 2019

Put Options Purchased

-100

58.0000

American

Aug 30, 2019

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options Purchased

-1,200

55.0000

American

Nov 15, 2019

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-2,400

58.0000

American

Jan 17, 2020

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Put Options Written

1,000

66.0000

American

Aug 30, 2019

Put Options Written

900

66.0000

American

Sep 20, 2019

Put Options Written

500

63.0000

American

Sep 6, 2019

Put Options Written

400

62.0000

American

Aug 30, 2019

Put Options Written

300

80.0000

American

Jun 19, 2020

Put Options Written

100

60.0000

American

Sep 27, 2019

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Call Options Purchased

5,900

73.0000

American

Nov 15, 2019

Call Options Purchased

5,700

68.0000

American

Sep 20, 2019

Call Options Purchased

5,500

68.0000

American

Jan 17, 2020

Call Options Purchased

3,500

69.0000

American

Aug 23, 2019

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

1,500

70.0000

American

Jan 15, 2021

Call Options Purchased

1,200

58.0000

American

Jun 19, 2020

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

600

70.0000

American

Aug 30, 2019

Call Options Purchased

400

71.0000

American

Sep 27, 2019

Call Options Purchased

200

65.0000

American

Aug 23, 2019

Call Options Purchased

100

72.0000

American

Sep 27, 2019

Call Options Purchased

100

67.0000

American

Sep 13, 2019

Call Options Written

-35,500

90.0000

American

Sep 20, 2019

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-100

59.0000

American

Aug 30, 2019

Call Options Written

-200

75.0000

American

Jun 19, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Written

-500

64.0000

American

Sep 6, 2019

Call Options Written

-700

68.0000

American

Sep 27, 2019

Call Options Written

-900

73.0000

American

Oct 18, 2019

Call Options Written

-1,100

75.0000

American

Aug 23, 2019

Call Options Written

-1,200

73.0000

American

Aug 23, 2019

Call Options Written

-1,300

66.0000

American

Sep 27, 2019

Call Options Written

-2,100

98.0000

American

Jun 19, 2020

Call Options Written

-3,300

95.0000

American

Sep 20, 2019

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-8,700

75.0000

American

Jan 17, 2020

Call Options Written

-10,700

80.0000

American

Sep 20, 2019

Call Options Written

-13,600

100.0000

American

Jan 15, 2021

Call Options Written

-14,200

88.0000

American

Jan 17, 2020

Call Options Written

-16,800

85.0000

American

Nov 15, 2019

Call Options Written

-17,400

75.0000

American

Aug 30, 2019

Put Options Purchased

-49,600

60.0000

American

Sep 20, 2019

Put Options Purchased

-100

66.0000

American

Sep 6, 2019

Put Options Purchased

-300

78.0000

American

Feb 21, 2020

Put Options Purchased

-400

73.0000

American

Jan 17, 2020

Put Options Purchased

-600

64.0000

American

Sep 6, 2019

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Put Options Purchased

-1,000

60.0000

American

Sep 18, 2020

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,100

60.0000

American

Feb 21, 2020

Put Options Purchased

-1,200

65.0000

American

Sep 27, 2019

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

43.0000

American

Jan 17, 2020

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Purchased

-5,900

75.0000

American

Jan 17, 2020

Put Options Purchased

-6,000

70.0000

American

Sep 20, 2019

Put Options Purchased

-11,800

65.0000

American

Nov 15, 2019

Put Options Written

4,100

85.0000

American

Jan 17, 2020

Put Options Written

2,700

58.0000

American

Sep 20, 2019

Put Options Written

2,100

45.0000

American

Sep 20, 2019

Put Options Written

1,000

48.0000

American

Sep 20, 2019

Put Options Written

1,000

68.0000

American

Sep 13, 2019

Put Options Written

1,000

64.0000

American

Sep 13, 2019

Put Options Written

900

61.0000

American

Sep 20, 2019

Put Options Written

600

55.0000

American

Feb 21, 2020

Put Options Written

500

64.0000

American

Sep 27, 2019

Put Options Written

400

73.0000

American

Nov 15, 2019

Put Options Written

300

70.0000

American

Feb 21, 2020

Put Options Written

200

88.0000

American

Nov 15, 2019

Put Options Written

32,800

58.0000

American

Jun 19, 2020

Call Options Purchased

18,100

60.0000

American

Jan 17, 2020

Call Options Purchased

13,400

80.0000

American

Nov 15, 2019

Call Options Purchased

12,000

70.0000

American

Jan 17, 2020

Call Options Purchased

3,000

55.0000

American

Feb 21, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

800

69.0000

American

Sep 6, 2019

Call Options Purchased

500

68.0000

American

Oct 18, 2019

Call Options Purchased

400

65.0000

American

Nov 15, 2019

Call Options Purchased

400

69.0000

American

Sep 13, 2019

Call Options Purchased

300

71.0000

American

Aug 30, 2019

Call Options Purchased

300

74.0000

American

Aug 23, 2019

Call Options Purchased

100

63.0000

American

Sep 18, 2020

Call Options Purchased

100

71.0000

American

Sep 20, 2019

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-100

63.0000

American

Nov 15, 2019

Call Options Written

-200

78.0000

American

Sep 18, 2020

Call Options Written

-300

130.0000

American

Jun 19, 2020

Call Options Written

-500

63.0000

American

Oct 18, 2019

Call Options Written

-700

68.0000

American

Jun 19, 2020

Call Options Written

-1,300

93.0000

American

Jun 19, 2020

Call Options Written

-1,400

90.0000

American

Sep 18, 2020

Call Options Written

-1,500

93.0000

American

Nov 15, 2019

Call Options Written

-2,100

78.0000

American

Jan 15, 2021

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Call Options Written

-3,700

93.0000

American

Sep 20, 2019

Call Options Written

-7,500

110.0000

American

Sep 20, 2019

Put Options Purchased

-23,000

65.0000

American

Sep 20, 2019

Put Options Purchased

-100

48.0000

American

Jan 17, 2020

Put Options Purchased

-100

62.0000

American

Aug 23, 2019

Put Options Purchased

-500

68.0000

American

Aug 23, 2019

Put Options Purchased

-600

43.0000

American

Sep 18, 2020

Put Options Purchased

-1,200

63.0000

American

Sep 20, 2019

Put Options Purchased

-1,900

58.0000

American

Nov 15, 2019

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

68.0000

American

Jan 15, 2021

Put Options Purchased

-5,600

70.0000

American

Jan 17, 2020

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Put Options Written

1,900

63.0000

American

Aug 30, 2019

Put Options Written

1,600

60.0000

American

Oct 18, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Put Options Written

1,500

73.0000

American

Sep 20, 2019

Put Options Written

1,000

68.0000

American

Feb 21, 2020

Put Options Written

400

33.0000

American

Sep 18, 2020

Put Options Written

300

67.0000

American

Aug 23, 2019

Put Options Written

200

35.0000

American

Sep 18, 2020

Put Options Written

100

78.0000

American

Jan 15, 2021

Put Options Written

100

80.0000

American

Nov 15, 2019

Put Options Written

30,300

70.0000

American

Jun 19, 2020

Call Options Purchased

4,700

75.0000

American

Oct 18, 2019

Call Options Purchased

3,700

75.0000

American

Nov 15, 2019

Call Options Purchased

1,000

78.0000

American

Oct 18, 2019

Call Options Purchased

1,000

65.0000

American

Sep 13, 2019

Call Options Purchased

800

75.0000

American

Feb 21, 2020

Call Options Purchased

300

72.0000

American

Sep 6, 2019

Call Options Purchased

200

70.0000

American

Sep 6, 2019

Call Options Purchased

100

67.0000

American

Sep 20, 2019

Call Options Purchased

100

71.0000

American

Sep 6, 2019

Call Options Written

-24,100

78.0000

American

Sep 20, 2019

Call Options Written

-25,000

82.5000

American

Jan 17, 2020

Call Options Written

-74,500

85.0000

American

Sep 20, 2019

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-100

65.0000

American

Jan 15, 2021

Call Options Written

-100

85.0000

American

Feb 21, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Call Options Written

-100

66.0000

American

Sep 13, 2019

Call Options Written

-100

60.0000

American

Aug 30, 2019

Call Options Written

-200

64.0000

American

Aug 23, 2019

Call Options Written

-300

63.0000

American

Sep 20, 2019

Call Options Written

-800

74.0000

American

Sep 6, 2019

Call Options Written

-1,000

100.0000

American

Sep 20, 2019

Call Options Written

-1,100

115.0000

American

Jan 15, 2021

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-2,200

83.0000

American

Jan 15, 2021

Call Options Written

-3,000

70.0000

American

Aug 23, 2019

Call Options Written

-7,500

80.0000

American

Jan 17, 2020

Call Options Written

-14,100

95.0000

American

Jun 19, 2020

Put Options Purchased

-25,100

68.0000

American

Sep 20, 2019

Put Options Purchased

-100

67.0000

American

Aug 30, 2019

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Put Options Purchased

-300

60.0000

American

Aug 30, 2019

Put Options Purchased

-500

48.0000

American

Sep 18, 2020

Put Options Purchased

-700

70.0000

American

Oct 18, 2019

Put Options Purchased

-1,000

40.0000

American

Jun 19, 2020

Put Options Purchased

-1,200

68.0000

American

Jan 17, 2020

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Put Options Written

1,000

83.0000

American

Jan 15, 2021

Put Options Written

1,000

63.0000

American

Aug 23, 2019

Put Options Written

180,000

60.0000

American

Sep 20, 2019

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Call Options Purchased

3,900

70.0000

American

Oct 18, 2019

Call Options Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options Purchased

2,100

50.0000

American

Jan 17, 2020

Call Options Purchased

1,800

80.0000

American

Jun 19, 2020

Call Options Purchased

500

83.0000

American

Nov 15, 2019

Call Options Purchased

400

48.0000

American

Jun 19, 2020

Call Options Written

-68,400

100.0000

American

Jan 17, 2020

Call Options Written

-100

65.0000

American

Jan 17, 2020

Call Options Written

-200

105.0000

American

Sep 18, 2020

Call Options Written

-200

74.0000

American

Aug 23, 2019

Call Options Written

-300

93.0000

American

Sep 18, 2020

Call Options Written

-500

88.0000

American

Jun 19, 2020

Call Options Written

-900

100.0000

American

Nov 15, 2019

Call Options Written

-1,900

98.0000

American

Jan 15, 2021

Call Options Written

-2,200

63.0000

American

Feb 21, 2020

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Call Options Written

-11,200

85.0000

American

Jan 17, 2020

Call Options Written

-13,500

90.0000

American

Nov 15, 2019

Call Options Written

-15,100

71.0000

American

Aug 23, 2019

Put Options Purchased

-100

68.0000

American

Sep 18, 2020

Put Options Purchased

-200

88.0000

American

Jan 17, 2020

Put Options Purchased

-300

43.0000

American

Nov 15, 2019

Put Options Purchased

-400

69.0000

American

Aug 23, 2019

Put Options Purchased

-600

50.0000

American

Sep 20, 2019

Put Options Purchased

-800

93.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

48.0000

American

Jan 15, 2021

Put Options Purchased

-1,300

63.0000

American

Aug 30, 2019

Put Options Purchased

-1,800

61.0000

American

Sep 20, 2019

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options Purchased

-6,900

70.0000

American

Nov 15, 2019

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-9,500

73.0000

American

Jan 15, 2021

Put Options Purchased

-14,000

60.0000

American

Nov 15, 2019

Put Options Written

25,000

58.0000

American

Jan 15, 1919

Put Options Written

19,700

63.0000

American

Oct 18, 2019

Put Options Written

17,400

65.0000

American

Oct 18, 2019

Put Options Written

13,800

75.0000

American

Sep 20, 2019

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Put Options Written

200

59.0000

American

Sep 27, 2019

Call Options Purchased

11,800

65.0000

American

Sep 20, 2019

Call Options Purchased

6,000

68.0000

American

Aug 30, 2019

Call Options Purchased

4,900

70.0000

American

Sep 27, 2019

Call Options Purchased

3,100

73.0000

American

Feb 21, 2020

Call Options Purchased

2,900

66.0000

American

Aug 30, 2019

Call Options Purchased

2,500

67.0000

American

Aug 23, 2019

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

1,000

68.0000

American

Sep 27, 2019

Call Options Written

-25,000

83.0000

American

Jan 15, 1919

Call Options Written

-28,900

65.0000

American

Aug 23, 2019

Call Options Written

-400

105.0000

American

Sep 20, 2019

Call Options Written

-500

88.0000

American

Jan 15, 2021

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-3,700

80.0000

American

Jan 15, 2021

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Call Options Written

-5,100

95.0000

American

Jan 15, 2021

Call Options Written

-6,400

88.0000

American

Sep 20, 2019

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Call Options Written

-14,000

90.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674479
Time of Receipt (offset from UTC): 20190822T124429+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC