FORM 8.3 – ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,821,569

0.86%

1,514,103

0.46%

 

(2)

Derivatives (other than options):

1,354,200

0.41%

2,046,768

0.62%

 

(3)

Options and agreements to
purchase/sell:

579,700

0.18%

414,200

0.13%

 
TOTAL:

4,755,469

1.45%

3,975,071

1.21%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

161.2000 USD

Purchase

11

159.9700 USD

Purchase

20

160.3000 USD

Purchase

27

160.2300 USD

Purchase

100

161.4600 USD

Purchase

100

160.0700 USD

Purchase

100

160.3250 USD

Purchase

100

160.2650 USD

Purchase

100

161.2800 USD

Purchase

127

160.4500 USD

Purchase

127

160.4000 USD

Purchase

199

161.0190 USD

Purchase

200

159.9500 USD

Purchase

200

161.5000 USD

Purchase

200

161.4250 USD

Purchase

230

160.3456 USD

Purchase

271

161.0764 USD

Purchase

290

159.9503 USD

Purchase

300

161.4866 USD

Purchase

300

160.3350 USD

Purchase

300

160.6600 USD

Purchase

300

160.3400 USD

Purchase

303

160.9880 USD

Purchase

372

160.7822 USD

Purchase

380

160.3315 USD

Purchase

400

161.5050 USD

Purchase

400

160.6050 USD

Purchase

503

160.6669 USD

Purchase

574

161.3303 USD

Purchase

600

161.1975 USD

Purchase

870

160.3347 USD

Purchase

1,010

159.9600 USD

Purchase

1,200

161.3726 USD

Purchase

1,306

160.8276 USD

Purchase

1,335

161.3509 USD

Purchase

1,500

159.9568 USD

Purchase

1,594

160.9468 USD

Purchase

1,676

160.7811 USD

Purchase

2,300

161.0850 USD

Purchase

2,706

160.5758 USD

Purchase

3,299

161.0776 USD

Purchase

3,834

160.7585 USD

Purchase

4,827

160.7062 USD

Purchase

5,343

160.8050 USD

Purchase

5,492

160.7016 USD

Purchase

5,612

160.4750 USD

Purchase

5,754

160.7554 USD

Purchase

6,000

159.6370 USD

Purchase

7,400

160.8393 USD

Purchase

8,451

161.0564 USD

Purchase

8,600

160.9512 USD

Purchase

9,241

160.7770 USD

Purchase

9,944

161.0751 USD

Purchase

9,951

161.2500 USD

Purchase

10,776

160.7472 USD

Purchase

10,912

159.9862 USD

Purchase

11,153

160.8174 USD

Purchase

11,654

160.5759 USD

Purchase

14,935

160.7966 USD

Purchase

15,000

160.8500 USD

Purchase

17,200

160.6768 USD

Purchase

21,630

161.0529 USD

Purchase

22,467

160.6830 USD

Purchase

26,400

160.6752 USD

Purchase

26,700

160.6886 USD

Purchase

44,924

160.6451 USD

Purchase

130,000

160.7270 USD

Sale

19

160.8857 USD

Sale

47

161.2600 USD

Sale

100

159.7200 USD

Sale

100

159.6900 USD

Sale

100

160.8600 USD

Sale

100

161.4500 USD

Sale

100

161.4200 USD

Sale

100

161.3000 USD

Sale

100

160.6500 USD

Sale

100

161.4700 USD

Sale

100

161.1900 USD

Sale

100

161.2400 USD

Sale

123

159.9745 USD

Sale

127

160.4500 USD

Sale

127

160.4000 USD

Sale

176

159.7147 USD

Sale

200

161.5000 USD

Sale

200

159.5800 USD

Sale

200

159.6500 USD

Sale

200

159.6700 USD

Sale

200

160.2000 USD

Sale

200

160.6350 USD

Sale

200

160.8700 USD

Sale

200

161.1100 USD

Sale

261

160.6801 USD

Sale

300

159.4833 USD

Sale

300

161.4901 USD

Sale

300

160.5900 USD

Sale

400

160.1553 USD

Sale

400

159.6200 USD

Sale

400

161.0625 USD

Sale

400

159.6300 USD

Sale

400

160.3550 USD

Sale

464

160.4354 USD

Sale

500

160.7515 USD

Sale

600

161.5131 USD

Sale

700

161.3260 USD

Sale

700

159.6057 USD

Sale

1,019

160.3500 USD

Sale

1,200

160.3875 USD

Sale

1,220

160.3219 USD

Sale

1,386

160.9064 USD

Sale

1,600

159.6476 USD

Sale

2,100

159.6383 USD

Sale

2,200

160.5181 USD

Sale

2,500

160.3044 USD

Sale

3,000

159.9568 USD

Sale

4,200

161.2957 USD

Sale

4,300

159.8902 USD

Sale

4,400

161.1636 USD

Sale

4,400

160.8155 USD

Sale

4,741

160.3736 USD

Sale

5,140

160.2927 USD

Sale

5,400

160.6680 USD

Sale

5,900

159.9125 USD

Sale

6,800

160.8598 USD

Sale

7,500

161.0927 USD

Sale

9,200

160.8789 USD

Sale

10,443

160.6896 USD

Sale

10,647

161.2190 USD

Sale

11,494

161.2500 USD

Sale

17,200

160.7841 USD

Sale

21,617

160.8481 USD

Sale

26,000

160.6724 USD

Sale

28,919

160.8173 USD

Sale

141,244

160.7538 USD

Sale

145,000

160.7270 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit

SWAP Expires 25/11/2019 Long

236,000

161.2500 USD

SWAP Expires 24/06/2020 Long

236,000

161.2500 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

500

170 USD

American

17 Jan 2020

4.0000 USD

Call Option Purchasing

400

175 USD

American

17 Jan 2020

1.0000 USD

Call Option Purchasing

1,500

185 USD

American

15 Nov 2019

0.1820 USD

Call Option Selling

100

170 USD

American

30 Aug 2019

0.1700 USD

Call Option Selling

100

173 USD

American

30 Aug 2019

0.1200 USD

Put Option Purchasing

100

160 USD

American

15 Nov 2019

5.1800 USD

Put Option Purchasing

500

170 USD

American

19 Jun 2020

15.8000 USD

Put Option Selling

7,800

140 USD

American

19 Jun 2020

7.0692 USD

Put Option Selling

200

145 USD

American

19 Jun 2020

8.0000 USD

Put Option Selling

500

150 USD

American

20 Dec 2019

3.7500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Put Options Purchased

-500

155.0000

American

Feb 21, 2020

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Put Options Purchased

-700

160.0000

American

Feb 21, 2020

Put Options Purchased

-900

155.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

160.0000

American

Aug 23, 2019

Put Options Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options Purchased

-3,000

115.0000

American

Feb 21, 2020

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-3,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-7,300

155.0000

American

Nov 15, 2019

Call Options Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options Purchased

16,300

165.0000

American

Nov 15, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Purchased

100

170.0000

American

Sep 27, 2019

Call Options Written

-100

173.0000

American

Aug 30, 2019

Call Options Written

-400

155.0000

American

Nov 15, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Call Options Written

-2,400

185.0000

American

Dec 20, 2019

Call Options Written

-10,000

210.0000

American

Jan 15, 1919

Put Options Written

1,600

155.0000

American

Dec 20, 2019

Put Options Written

700

100.0000

American

Jan 15, 2021

Put Options Written

700

95.0000

American

Jan 15, 2021

Put Options Written

700

90.0000

American

Feb 21, 2020

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-300

170.0000

American

Feb 21, 2020

Put Options Purchased

-500

150.0000

American

Aug 23, 2019

Put Options Purchased

-600

135.0000

American

Nov 15, 2019

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-4,200

125.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options Purchased

2,700

175.0000

American

Aug 23, 2019

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options Purchased

800

155.0000

American

Jan 15, 2021

Call Options Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options Written

-100

150.0000

American

Feb 21, 2020

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Put Options Written

10,000

140.0000

American

Jan 15, 1919

Put Options Written

800

105.0000

American

Jan 15, 2021

Put Options Written

400

80.0000

American

Feb 21, 2020

Put Options Written

100

150.0000

American

Nov 15, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-700

170.0000

American

Jan 17, 2020

Put Options Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options Purchased

8,700

170.0000

American

Nov 15, 2019

Call Options Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options Purchased

4,900

170.0000

American

Feb 21, 2020

Call Options Purchased

4,900

185.0000

American

Nov 15, 2019

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options Purchased

3,000

165.0000

American

Jan 15, 2021

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options Purchased

1,000

155.0000

American

Dec 20, 2019

Call Options Purchased

100

163.0000

American

Aug 30, 2019

Call Options Written

-100

140.0000

American

Feb 21, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Call Options Written

-200

125.0000

American

Jan 17, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

300

100.0000

American

Dec 20, 2019

Put Options Written

100

145.0000

American

Jan 15, 2021

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

170.0000

American

Jun 19, 2020

Put Options Purchased

-1,500

165.0000

American

Nov 15, 2019

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-2,900

160.0000

American

Jan 17, 2020

Put Options Purchased

-5,400

150.0000

American

Jan 17, 2020

Put Options Purchased

-5,500

100.0000

American

Jan 17, 2020

Put Options Purchased

-8,600

130.0000

American

Nov 15, 2019

Call Options Purchased

7,900

160.0000

American

Sep 20, 2019

Call Options Purchased

2,500

170.0000

American

Jan 17, 2020

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Call Options Written

-25,000

150.0000

American

Jan 17, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Call Options Written

-100

163.0000

American

Sep 20, 2019

Call Options Written

-500

220.0000

American

Jan 15, 2021

Call Options Written

-3,700

155.0000

American

Sep 20, 2019

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Written

31,600

140.0000

American

Jun 19, 2020

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options Purchased

-200

170.0000

American

Nov 15, 2019

Put Options Purchased

-300

145.0000

American

Nov 15, 2019

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Put Options Purchased

-500

150.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options Purchased

3,000

170.0000

American

Aug 30, 2019

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Call Options Purchased

700

160.0000

American

Aug 23, 2019

Call Options Purchased

200

185.0000

American

Jun 19, 2020

Call Options Purchased

100

175.0000

American

Nov 15, 2019

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Call Options Written

-4,300

155.0000

American

Jan 17, 2020

Put Options Written

10,000

140.0000

American

Jan 17, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

100

140.0000

American

Jan 15, 2021

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Put Options Purchased

-800

175.0000

American

Jan 17, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options Purchased

3,900

165.0000

American

Jan 17, 2020

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Call Options Purchased

100

145.0000

American

Dec 20, 2019

Call Options Purchased

100

168.0000

American

Aug 23, 2019

Call Options Written

-100

105.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Call Options Written

-500

135.0000

American

Dec 20, 2019

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Call Options Written

-12,800

210.0000

American

Jan 17, 2020

Call Options Written

-6,100

200.0000

American

Jan 17, 2020

Call Options Written

-18,000

185.0000

American

Jan 17, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

200

145.0000

American

Sep 20, 2019

Put Options Written

25,800

150.0000

American

Dec 20, 2019

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options Purchased

-103,100

130.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options Purchased

4,500

170.0000

American

Aug 23, 2019

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options Purchased

1,900

175.0000

American

Feb 21, 2020

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Call Options Written

-100

215.0000

American

Jan 17, 2020

Call Options Written

-1,000

175.0000

American

Jan 15, 2021

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Call Options Written

-9,100

170.0000

American

Sep 20, 2019

Put Options Written

20,000

170.0000

American

Jan 15, 1919

Put Options Written

19,100

120.0000

American

Nov 15, 2019

Put Options Written

6,700

145.0000

American

Jan 17, 2020

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Put Options Written

1,000

90.0000

American

Jan 17, 2020

Put Options Written

900

135.0000

American

Jan 17, 2020

Put Options Written

500

80.0000

American

Nov 15, 2019

Put Options Purchased

-200

147.0000

American

Sep 20, 2019

Put Options Purchased

-300

140.0000

American

Jan 17, 2020

Put Options Purchased

-400

155.0000

American

Aug 23, 2019

Put Options Purchased

-1,600

160.0000

American

Nov 15, 2019

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options Purchased

4,100

150.0000

American

Jan 17, 2020

Call Options Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options Purchased

900

175.0000

American

Jan 17, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-600

110.0000

American

Jan 17, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-2,000

130.0000

American

Jan 17, 2020

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

20,000

170.0000

American

Jan 17, 2020

Put Options Written

8,200

150.0000

American

Sep 20, 2019

Put Options Written

6,700

115.0000

American

Nov 15, 2019

Put Options Written

6,500

150.0000

American

Feb 21, 2020

Put Options Written

3,600

125.0000

American

Nov 15, 2019

Put Options Written

1,600

155.0000

American

Sep 20, 2019

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

200

145.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674478
Time of Receipt (offset from UTC): 20190822T123333+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC