Form 8.3 - GREENE KING PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose GREENE KING PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

21 August 2019

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 12.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

5,674,759

1.83%

1,696,080

0.55%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

1,431,470

0.46%

4,505,342

1.45%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

7,106,229

2.29%

6,201,422

2.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

12.5p ordinary

Purchase

171

8.3980 GBP

12.5p ordinary

Purchase

190

8.4070 GBP

12.5p ordinary

Purchase

410

8.3910 GBP

12.5p ordinary

Purchase

601

8.4030 GBP

12.5p ordinary

Purchase

706

8.4067 GBP

12.5p ordinary

Purchase

764

8.4010 GBP

12.5p ordinary

Purchase

765

8.3920 GBP

12.5p ordinary

Purchase

788

8.4020 GBP

12.5p ordinary

Purchase

838

8.3940 GBP

12.5p ordinary

Purchase

2,593

8.3995 GBP

12.5p ordinary

Purchase

3,508

8.4080 GBP

12.5p ordinary

Purchase

4,715

8.3965 GBP

12.5p ordinary

Purchase

20,000

8.4028 GBP

12.5p ordinary

Purchase

25,480

8.4055 GBP

12.5p ordinary

Purchase

26,420

8.3939 GBP

12.5p ordinary

Purchase

40,943

8.3964 GBP

12.5p ordinary

Purchase

67,436

8.3994 GBP

12.5p ordinary

Purchase

103,814

8.4060 GBP

12.5p ordinary

Purchase

120,068

8.4000 GBP

12.5p ordinary

Purchase

242,604

8.4102 GBP

12.5p ordinary

Purchase

372,339

8.3968 GBP

12.5p ordinary

Purchase

415,024

8.4040 GBP

12.5p ordinary

Purchase

431,257

8.3996 GBP

12.5p ordinary

Purchase

500,000

8.3986 GBP

12.5p ordinary

Purchase

750,000

8.4139 GBP

12.5p ordinary

Purchase

1,000,000

8.3958 GBP

12.5p ordinary

Sale

89

8.3986 GBP

12.5p ordinary

Sale

150

8.4008 GBP

12.5p ordinary

Sale

155

8.3970 GBP

12.5p ordinary

Sale

171

8.3980 GBP

12.5p ordinary

Sale

410

8.3910 GBP

12.5p ordinary

Sale

601

8.4030 GBP

12.5p ordinary

Sale

674

8.3960 GBP

12.5p ordinary

Sale

764

8.4010 GBP

12.5p ordinary

Sale

765

8.3920 GBP

12.5p ordinary

Sale

838

8.3940 GBP

12.5p ordinary

Sale

1,064

8.4000 GBP

12.5p ordinary

Sale

1,468

8.4020 GBP

12.5p ordinary

Sale

1,966

8.3982 GBP

12.5p ordinary

Sale

3,803

8.3955 GBP

12.5p ordinary

Sale

3,879

8.4060 GBP

12.5p ordinary

Sale

4,342

8.4040 GBP

12.5p ordinary

Sale

5,403

8.3945 GBP

12.5p ordinary

Sale

6,110

8.3947 GBP

12.5p ordinary

Sale

9,842

8.3928 GBP

12.5p ordinary

Sale

11,834

8.3994 GBP

12.5p ordinary

Sale

25,133

8.3993 GBP

12.5p ordinary

Sale

28,801

8.3991 GBP

12.5p ordinary

Sale

55,663

8.3987 GBP

12.5p ordinary

Sale

61,393

8.4009 GBP

12.5p ordinary

Sale

67,525

8.3978 GBP

12.5p ordinary

Sale

94,794

8.4033 GBP

12.5p ordinary

Sale

139,437

8.4031 GBP

12.5p ordinary

Sale

162,087

8.4004 GBP

12.5p ordinary

Sale

300,000

8.3996 GBP

12.5p ordinary

Sale

556,126

8.3995 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing Number of Price per

relevant

description reference unit

security

securities

12.5p ordinary

CFD

Long

89

8.3986 GBP

12.5p ordinary

SWAP

Long

288

8.4064 GBP

12.5p ordinary

CFD

Long

1,551

8.3988 GBP

12.5p ordinary

SWAP

Long

2,167

8.4031 GBP

12.5p ordinary

CFD

Long

25,133

8.3993 GBP

12.5p ordinary

CFD

Long

33,517

8.3952 GBP

12.5p ordinary

SWAP

Long

34,959

8.3990 GBP

12.5p ordinary

SWAP Expires 23/08/2024

Long

162,087

8.4004 GBP

12.5p ordinary

SWAP Expires 23/08/2024

Long

300,000

8.3996 GBP

12.5p ordinary

CFD

Short

1,551

8.4031 GBP

12.5p ordinary

SWAP

Short

1,632

8.3975 GBP

12.5p ordinary

CFD

Short

2,691

8.4032 GBP

12.5p ordinary

CFD

Short

4,183

8.4094 GBP

12.5p ordinary

SWAP

Short

7,052

8.4002 GBP

12.5p ordinary

SWAP

Short

11,808

8.4066 GBP

12.5p ordinary

SWAP

Short

14,029

8.4060 GBP

12.5p ordinary

CFD

Short

20,000

8.4028 GBP

12.5p ordinary

SWAP

Short

20,795

8.4015 GBP

12.5p ordinary

CFD

Short

31,988

8.4010 GBP

12.5p ordinary

SWAP

Short

31,988

8.4010 GBP

12.5p ordinary

SWAP

Short

242,604

8.4102 GBP

12.5p ordinary

SWAP Expires 23/09/2020

Short

500,000

8.3986 GBP

12.5p ordinary

SWAP Expires 23/09/2020

Short

750,000

8.4139 GBP

12.5p ordinary

SWAP Expires 23/09/2020

Short

1,000,000

8.3958 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

22 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674477
Time of Receipt (offset from UTC): 20190822T122150+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC