Form 8.3 - Greene King plc

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

   
(b) Owner or controller of interest and short

 

  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

GREENE KING PLC

  relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

  offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken:

20 August 2019

(f) In addition to the company in 1(c) above, is the discloser making 

NO

  disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 12.5p ordinary    
  Interests Short Positions
  Number (%) Number (%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

3,098,189

1.00%

1,705,657

0.55%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

1,423,849

0.46%

2,249,179

0.73%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

4,522,038

1.46%

3,954,836

1.28%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

12.5p ordinary

Purchase

468

8.4120   GBP

12.5p ordinary

Purchase

538

8.4060   GBP

12.5p ordinary

Purchase

588

8.4100   GBP

12.5p ordinary

Purchase

618

8.4040   GBP

12.5p ordinary

Purchase

783

8.4520   GBP

12.5p ordinary

Purchase

900

8.4680   GBP

12.5p ordinary

Purchase

1,004

8.4076   GBP

12.5p ordinary

Purchase

1,048

8.4020   GBP

12.5p ordinary

Purchase

1,100

8.4600   GBP

12.5p ordinary

Purchase

2,326

8.4510   GBP

12.5p ordinary

Purchase

3,409

8.4200   GBP

12.5p ordinary

Purchase

3,427

8.4070   GBP

12.5p ordinary

Purchase

6,459

8.4500   GBP

12.5p ordinary

Purchase

7,017

8.4409   GBP

12.5p ordinary

Purchase

7,970

8.4540   GBP

12.5p ordinary

Purchase

14,457

8.4715   GBP

12.5p ordinary

Purchase

18,350

8.4646   GBP

12.5p ordinary

Purchase

36,116

8.4669   GBP

12.5p ordinary

Purchase

36,864

8.4417   GBP

12.5p ordinary

Purchase

38,320

8.4564   GBP

12.5p ordinary

Purchase

53,764

8.4261   GBP

12.5p ordinary

Purchase

73,550

8.4379   GBP

12.5p ordinary

Purchase

85,835

8.4368   GBP

12.5p ordinary

Purchase

95,704

8.4344   GBP

12.5p ordinary

Purchase

104,674

8.4128   GBP

12.5p ordinary

Purchase

108,624

8.4080   GBP

12.5p ordinary

Purchase

163,197

8.4406   GBP

12.5p ordinary

Purchase

179,420

8.4467   GBP

12.5p ordinary

Purchase

182,234

8.4551   GBP

12.5p ordinary

Purchase

250,000

8.4279   GBP

12.5p ordinary

Purchase

319,008

8.4145   GBP

12.5p ordinary

Purchase

371,798

8.4573   GBP

12.5p ordinary

Purchase

466,679

8.4228   GBP

12.5p ordinary

Purchase

527,494

8.4240   GBP

12.5p ordinary

Purchase

1,000,000

8.4285   GBP

12.5p ordinary

Purchase

1,377,707

8.4565   GBP

12.5p ordinary

Purchase

1,674,026

8.4324   GBP

12.5p ordinary

Sale

66

8.4600   GBP

12.5p ordinary

Sale

468

8.4120   GBP

12.5p ordinary

Sale

538

8.4060   GBP

12.5p ordinary

Sale

588

8.4100   GBP

12.5p ordinary

Sale

618

8.4040   GBP

12.5p ordinary

Sale

783

8.4520   GBP

12.5p ordinary

Sale

900

8.4680   GBP

12.5p ordinary

Sale

1,048

8.4020   GBP

12.5p ordinary

Sale

1,147

8.4664   GBP

12.5p ordinary

Sale

1,258

8.4089   GBP

12.5p ordinary

Sale

1,375

8.4500   GBP

12.5p ordinary

Sale

1,709

8.4599   GBP

12.5p ordinary

Sale

2,104

8.4067   GBP

12.5p ordinary

Sale

3,122

8.4510   GBP

12.5p ordinary

Sale

3,427

8.4070   GBP

12.5p ordinary

Sale

3,760

8.4267   GBP

12.5p ordinary

Sale

6,425

8.4072   GBP

12.5p ordinary

Sale

7,970

8.4540   GBP

12.5p ordinary

Sale

10,520

8.4103   GBP

12.5p ordinary

Sale

10,876

8.4110   GBP

12.5p ordinary

Sale

14,029

8.4080   GBP

12.5p ordinary

Sale

15,612

8.4240   GBP

12.5p ordinary

Sale

23,639

8.4234   GBP

12.5p ordinary

Sale

28,547

8.4727   GBP

12.5p ordinary

Sale

34,552

8.4486   GBP

12.5p ordinary

Sale

41,046

8.4497   GBP

12.5p ordinary

Sale

57,211

8.4200   GBP

12.5p ordinary

Sale

61,948

8.4191   GBP

12.5p ordinary

Sale

65,116

8.4250   GBP

12.5p ordinary

Sale

73,652

8.4536   GBP

12.5p ordinary

Sale

86,967

8.4424   GBP

12.5p ordinary

Sale

102,215

8.4218   GBP

12.5p ordinary

Sale

142,561

8.4507   GBP

12.5p ordinary

Sale

160,451

8.4459   GBP

12.5p ordinary

Sale

427,355

8.4442   GBP

12.5p ordinary

Sale

572,347

8.4314   GBP

12.5p ordinary

Sale

813,139

8.4255   GBP

12.5p ordinary

Sale

1,136,253

8.4265   GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

12.5p ordinary

  CFD  

Long

164

8.4234   GBP

12.5p ordinary

  SWAP  

Long

3,000

8.4742   GBP

12.5p ordinary

  SWAP  

Long

5,318

8.4746   GBP

12.5p ordinary

  SWAP  

Long

5,329

8.4166   GBP

12.5p ordinary

  SWAP  

Long

6,370

8.4593   GBP

12.5p ordinary

  SWAP  

Long

7,077

8.4160   GBP

12.5p ordinary

  SWAP  

Long

14,029

8.4080   GBP

12.5p ordinary

  CFD  

Long

23,475

8.4233   GBP

12.5p ordinary

  CFD  

Long

54,656

8.4434   GBP

12.5p ordinary

  SWAP  

Long

67,465

8.4139   GBP

12.5p ordinary

  SWAP  

Long

571,447

8.4458   GBP

12.5p ordinary

  SWAP  

Short

620

8.4220   GBP

12.5p ordinary

  SWAP  

Short

1,266

8.4692   GBP

12.5p ordinary

  CFD  

Short

2,642

8.4112   GBP

12.5p ordinary

  SWAP  

Short

5,480

8.4436   GBP

12.5p ordinary

  CFD  

Short

7,131

8.4744   GBP

12.5p ordinary

  SWAP  

Short

10,369

8.4614   GBP

12.5p ordinary

  SWAP  

Short

11,498

8.4611   GBP

12.5p ordinary

  CFD  

Short

104,674

8.4128   GBP

12.5p ordinary

  SWAP  

Short

131,075

8.4459   GBP

12.5p ordinary

  SWAP  

Short

183,407

8.4630   GBP

12.5p ordinary

  SWAP   Expires  22/09/2020

Short

250,000

8.4279   GBP

12.5p ordinary

  SWAP  

Short

573,877

8.4472   GBP

12.5p ordinary

  SWAP  

Short

1,045,042

8.4607   GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

21 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674392
Time of Receipt (offset from UTC): 20190821T121539+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC