Form 8.3 - Greene King plc

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

GREENE KING PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

19 August 2019

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 12.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

1,206,854

0.39%

3,114,456

1.00%

 

(2)

Cash-settled derivatives:

2,614,171

0.84%

870,750

0.28%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

3,821,025

1.23%

3,985,206

1.29%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit

security

securities

 

12.5p ordinary Purchase

5

5.6960 GBP

12.5p ordinary Purchase

126

8.4580 GBP

12.5p ordinary Purchase

166

5.7000 GBP

12.5p ordinary Purchase

489

8.4530 GBP

12.5p ordinary Purchase

540

8.4440 GBP

12.5p ordinary Purchase

659

8.4470 GBP

12.5p ordinary Purchase

745

8.5160 GBP

12.5p ordinary Purchase

800

8.4600 GBP

12.5p ordinary Purchase

1,185

8.4721 GBP

12.5p ordinary Purchase

1,355

7.6002 GBP

12.5p ordinary Purchase

1,575

6.3306 GBP

12.5p ordinary Purchase

2,297

8.4746 GBP

12.5p ordinary Purchase

2,324

8.4690 GBP

12.5p ordinary Purchase

3,566

8.4878 GBP

12.5p ordinary Purchase

3,612

7.6525 GBP

12.5p ordinary Purchase

4,284

8.4869 GBP

12.5p ordinary Purchase

12,105

8.5000 GBP

12.5p ordinary Purchase

20,969

7.8038 GBP

12.5p ordinary Purchase

25,722

5.7316 GBP

12.5p ordinary Purchase

28,875

8.2341 GBP

12.5p ordinary Purchase

38,863

8.0426 GBP

12.5p ordinary Purchase

63,378

8.4911 GBP

12.5p ordinary Purchase

97,172

8.1182 GBP

12.5p ordinary Sale

126

8.4580 GBP

12.5p ordinary Sale

347

8.4936 GBP

12.5p ordinary Sale

472

8.4752 GBP

12.5p ordinary Sale

500

5.7620 GBP

12.5p ordinary Sale

528

5.7420 GBP

12.5p ordinary Sale

540

8.4440 GBP

12.5p ordinary Sale

659

8.4470 GBP

12.5p ordinary Sale

745

8.5160 GBP

12.5p ordinary Sale

939

8.4885 GBP

12.5p ordinary Sale

2,520

8.5003 GBP

12.5p ordinary Sale

3,305

8.2369 GBP

12.5p ordinary Sale

3,521

7.8986 GBP

12.5p ordinary Sale

5,519

8.4693 GBP

12.5p ordinary Sale

6,607

8.4668 GBP

12.5p ordinary Sale

9,619

8.0100 GBP

12.5p ordinary Sale

10,937

8.1472 GBP

12.5p ordinary Sale

11,214

8.1663 GBP

12.5p ordinary Sale

29,036

8.4124 GBP

12.5p ordinary Sale

42,003

8.0494 GBP

12.5p ordinary Sale

43,216

7.0056 GBP

12.5p ordinary Sale

51,213

8.4210 GBP

12.5p ordinary Sale

51,245

8.4389 GBP

12.5p ordinary Sale

105,588

8.5000 GBP

12.5p ordinary Sale

200,000

8.5097 GBP

12.5p ordinary Sale

249,109

8.0366 GBP

12.5p ordinary Sale

1,000,000

8.4852 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing

Number of

Price per

relevant description

reference

unit

security

securities

 

12.5p ordinary SWAP Long

300

8.5239 GBP

12.5p ordinary SWAP Long

2,653

8.4600 GBP

12.5p ordinary CFD Long

3,924

8.5001 GBP

12.5p ordinary SWAP Long

4,957

6.9586 GBP

12.5p ordinary SWAP Long

8,100

8.4789 GBP

12.5p ordinary SWAP Long

10,800

8.4815 GBP

12.5p ordinary CFD Long

11,214

8.1663 GBP

12.5p ordinary SWAP Long

14,425

8.4624 GBP

12.5p ordinary CFD Long

21,288

6.4511 GBP

12.5p ordinary SWAP Long

27,559

6.3199 GBP

12.5p ordinary CFD Long

43,216

7.0056 GBP

12.5p ordinary CFD Long

51,213

8.4210 GBP

12.5p ordinary SWAP Long

68,352

8.3601 GBP

12.5p ordinary SWAP Long

141,037

8.3264 GBP

12.5p ordinary SWAP Long

200,000

8.5097 GBP

12.5p ordinary SWAP Expires 21/09/2020 Long

1,000,000

8.4852 GBP

12.5p ordinary CFD Short

5

5.6960 GBP

12.5p ordinary SWAP Short

682

5.7186 GBP

12.5p ordinary SWAP Short

1,092

5.6968 GBP

12.5p ordinary SWAP Short

3,333

7.0605 GBP

12.5p ordinary SWAP Short

3,566

8.4878 GBP

12.5p ordinary SWAP Short

15,183

7.8833 GBP

12.5p ordinary CFD Short

25,722

5.7316 GBP

12.5p ordinary CFD Short

38,863

8.0426 GBP

12.5p ordinary SWAP Short

42,653

7.7571 GBP

12.5p ordinary SWAP Short

59,386

8.3477 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

20 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674321
Time of Receipt (offset from UTC): 20190820T124457+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC