Form 8.3 - ABBVIE INC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchases

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 14 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,863,243

0.19%

3,013,663

0.20%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,269,875

0.15%

25,828

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,849,900

0.13%

1,929,600

0.13%

 

 

 

 

TOTAL:

 

 

 

 

6,983,018

0.47%

4,969,091

0.34%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

10

64.7500 USD

Purchase

15

64.1300 USD

Purchase

31

63.8409 USD

Purchase

50

64.0100 USD

Purchase

58

63.5150 USD

Purchase

83

64.2900 USD

Purchase

100

64.9600 USD

Purchase

100

64.1700 USD

Purchase

100

64.1750 USD

Purchase

100

64.5800 USD

Purchase

100

64.8600 USD

Purchase

100

63.6900 USD

Purchase

108

63.6907 USD

Purchase

134

63.7002 USD

Purchase

200

63.9850 USD

Purchase

200

63.6600 USD

Purchase

200

64.4500 USD

Purchase

200

64.1850 USD

Purchase

200

64.4550 USD

Purchase

200

64.4736 USD

Purchase

208

63.7107 USD

Purchase

241

63.7100 USD

Purchase

247

64.1367 USD

Purchase

309

64.0181 USD

Purchase

358

64.5000 USD

Purchase

380

64.4463 USD

Purchase

400

63.7600 USD

Purchase

432

65.0100 USD

Purchase

486

64.0718 USD

Purchase

495

64.1788 USD

Purchase

500

64.6400 USD

Purchase

500

64.1000 USD

Purchase

991

63.6800 USD

Purchase

1,200

63.8050 USD

Purchase

1,300

64.6296 USD

Purchase

1,347

64.7085 USD

Purchase

1,400

64.6307 USD

Purchase

1,500

64.2193 USD

Purchase

1,585

64.1471 USD

Purchase

1,612

63.7037 USD

Purchase

1,763

63.9622 USD

Purchase

2,000

64.7185 USD

Purchase

2,017

63.7918 USD

Purchase

2,125

64.4763 USD

Purchase

2,125

64.4988 USD

Purchase

2,149

63.8859 USD

Purchase

2,335

64.0096 USD

Purchase

2,373

63.7254 USD

Purchase

2,700

72.5000 USD

Purchase

2,873

64.6785 USD

Purchase

3,000

63.7700 USD

Purchase

3,025

64.6882 USD

Purchase

3,200

64.0375 USD

Purchase

3,325

64.6482 USD

Purchase

3,501

63.6978 USD

Purchase

3,575

63.9249 USD

Purchase

4,101

64.6927 USD

Purchase

4,242

64.5744 USD

Purchase

4,400

64.3286 USD

Purchase

4,539

63.7238 USD

Purchase

5,085

64.6649 USD

Purchase

6,400

63.6353 USD

Purchase

6,409

64.7071 USD

Purchase

6,765

64.2300 USD

Purchase

7,145

64.6950 USD

Purchase

9,654

63.9991 USD

Purchase

11,396

64.6665 USD

Purchase

11,400

75.0000 USD

Purchase

12,800

63.6838 USD

Purchase

13,099

64.6857 USD

Purchase

14,888

63.5131 USD

Purchase

15,411

63.8818 USD

Purchase

20,082

64.6773 USD

Purchase

21,650

63.7760 USD

Purchase

26,469

63.5000 USD

Purchase

28,600

64.0172 USD

Purchase

33,836

63.5024 USD

Purchase

34,658

64.2104 USD

Purchase

38,100

63.9774 USD

Purchase

38,334

64.2154 USD

Purchase

43,033

64.6191 USD

Purchase

84,094

64.1995 USD

Purchase

210,649

63.7235 USD

Sale

5

63.7800 USD

Sale

100

63.6450 USD

Sale

100

63.6700 USD

Sale

100

63.7000 USD

Sale

100

64.2700 USD

Sale

100

64.3900 USD

Sale

100

64.4300 USD

Sale

100

64.8300 USD

Sale

101

64.1666 USD

Sale

185

64.3345 USD

Sale

200

64.4100 USD

Sale

200

63.6200 USD

Sale

200

64.1700 USD

Sale

203

64.0445 USD

Sale

205

64.2668 USD

Sale

210

64.2971 USD

Sale

215

63.6056 USD

Sale

215

64.3393 USD

Sale

300

63.6333 USD

Sale

300

63.6400 USD

Sale

300

64.1166 USD

Sale

300

64.0400 USD

Sale

353

63.5761 USD

Sale

360

64.5000 USD

Sale

369

63.6427 USD

Sale

377

63.6703 USD

Sale

410

63.8370 USD

Sale

464

63.6968 USD

Sale

470

63.9985 USD

Sale

500

64.6030 USD

Sale

509

63.6866 USD

Sale

615

64.0928 USD

Sale

701

63.5993 USD

Sale

725

63.5668 USD

Sale

744

64.3242 USD

Sale

780

64.1789 USD

Sale

800

64.2725 USD

Sale

800

64.1825 USD

Sale

800

64.6462 USD

Sale

800

64.4750 USD

Sale

816

63.6925 USD

Sale

851

63.7250 USD

Sale

881

63.6212 USD

Sale

891

63.6800 USD

Sale

900

64.2566 USD

Sale

1,116

63.6758 USD

Sale

1,228

63.7717 USD

Sale

1,323

63.6165 USD

Sale

1,397

63.8496 USD

Sale

1,397

64.3227 USD

Sale

1,400

63.7089 USD

Sale

1,400

64.3257 USD

Sale

1,471

64.2026 USD

Sale

1,483

63.5988 USD

Sale

1,700

64.0711 USD

Sale

1,800

64.2651 USD

Sale

1,801

63.6025 USD

Sale

1,802

64.3505 USD

Sale

2,015

64.2132 USD

Sale

2,100

63.6773 USD

Sale

2,115

64.1796 USD

Sale

2,125

64.4763 USD

Sale

2,125

64.4988 USD

Sale

2,360

63.9748 USD

Sale

2,527

63.7121 USD

Sale

2,900

64.0612 USD

Sale

2,903

64.2232 USD

Sale

3,200

64.1803 USD

Sale

3,400

63.9027 USD

Sale

3,417

64.4171 USD

Sale

3,783

64.3539 USD

Sale

3,891

63.7700 USD

Sale

4,400

63.7253 USD

Sale

5,049

63.6888 USD

Sale

5,521

64.5070 USD

Sale

6,400

63.6353 USD

Sale

7,197

63.7163 USD

Sale

7,668

63.6192 USD

Sale

8,000

64.2035 USD

Sale

17,100

64.0519 USD

Sale

17,800

64.0198 USD

Sale

21,650

63.7760 USD

Sale

23,290

64.4342 USD

Sale

34,658

64.2104 USD

Sale

36,187

63.9291 USD

Sale

39,900

63.9124 USD

Sale

43,297

63.5000 USD

Sale

43,475

64.0020 USD

Sale

49,523

63.7217 USD

Sale

57,974

64.0584 USD

Sale

70,530

64.6731 USD

Sale

112,413

63.5359 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP Expires 15/07/2021

Long

43,300

63.7168 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

400

48 USD

American

19 Jun 2020

17.0500 USD

Call Option

Purchasing

1,000

50 USD

American

19 Jun 2020

15.0000 USD

Call Option

Purchasing

1,500

55 USD

American

17 Jan 2020

10.1933 USD

Call Option

Purchasing

500

66 USD

American

6 Sep 2019

1.1500 USD

Call Option

Purchasing

100

68 USD

American

30 Aug 2019

0.4600 USD

Call Option

Purchasing

300

70 USD

American

16 Aug 2019

0.0100 USD

Call Option

Purchasing

1,000

70 USD

American

17 Jan 2020

1.7680 USD

Call Option

Purchasing

100

73 USD

American

15 Nov 2019

0.7000 USD

Call Option

Selling

300

60 USD

American

15 Jan 2021

8.5000 USD

Call Option

Selling

5,800

64 USD

American

16 Aug 2019

0.6741 USD

Call Option

Selling

500

64 USD

American

6 Sep 2019

2.1900 USD

Call Option

Selling

400

65 USD

American

23 Aug 2019

0.8925 USD

Call Option

Selling

200

65 USD

American

30 Aug 2019

1.1400 USD

Call Option

Selling

300

65 USD

American

20 Sep 2019

1.8200 USD

Call Option

Selling

200

67 USD

American

16 Aug 2019

0.0900 USD

Call Option

Selling

1,600

67 USD

American

23 Aug 2019

0.2281 USD

Call Option

Selling

200

68 USD

American

20 Sep 2019

0.9000 USD

Call Option

Selling

400

69 USD

American

23 Aug 2019

0.1150 USD

Call Option

Selling

1,100

71 USD

American

16 Aug 2019

0.0200 USD

Call Option

Selling

200

75 USD

American

17 Jan 2020

0.7500 USD

Call Option

Selling

100

75 USD

American

15 Jan 2021

2.9300 USD

Call Option

Selling

100

88 USD

American

20 Sep 2019

0.0200 USD

Call Option

Selling

100

88 USD

American

19 Jun 2020

0.4500 USD

Call Option

Selling

400

93 USD

American

15 Jan 2021

0.7000 USD

Put Option

Purchasing

1,200

55 USD

American

17 Jan 2020

1.8433 USD

Put Option

Purchasing

100

58 USD

American

18 Oct 2019

0.9300 USD

Put Option

Purchasing

100

60 USD

American

20 Sep 2019

0.8400 USD

Put Option

Purchasing

6,400

60 USD

American

17 Jan 2020

3.4500 USD

Put Option

Purchasing

1,000

64 USD

American

16 Aug 2019

0.6600 USD

Put Option

Purchasing

180,000

65 USD

American

16 Aug 2019

0.7500 USD

Put Option

Purchasing

100

65 USD

American

16 Aug 2019

1.3900 USD

Put Option

Purchasing

1,800

70 USD

American

15 Jan 2021

14.1400 USD

Put Option

Purchasing

100

71 USD

American

16 Aug 2019

6.8500 USD

Put Option

Purchasing

100

71 USD

American

16 Aug 2019

7.3500 USD

Put Option

Selling

700

60 USD

American

16 Aug 2019

0.0200 USD

Put Option

Selling

180,000

60 USD

American

20 Sep 2019

0.6200 USD

Put Option

Selling

1,700

60 USD

American

18 Sep 2020

6.4500 USD

Put Option

Selling

200

63 USD

American

21 Feb 2020

4.6000 USD

Put Option

Selling

24,700

63 USD

American

19 Jun 2020

6.5500 USD

Put Option

Selling

1,000

64 USD

American

16 Aug 2019

0.4500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 16 Aug 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

9,600

70.0000

American

Nov 15, 2019

Call Options

Purchased

1,300

58.0000

American

Jan 15, 2021

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

500

50.0000

American

Nov 15, 2019

Call Options

Purchased

400

78.0000

American

Nov 15, 2019

Call Options

Purchased

400

71.0000

American

Aug 16, 2019

Call Options

Purchased

300

72.0000

American

Aug 16, 2019

Put Options

Written

200

75.0000

American

Jun 19, 2020

Call Options

Purchased

100

73.0000

American

Sep 18, 2020

Put Options

Written

100

80.0000

American

Sep 18, 2020

Call Options

Purchased

221,200

73.0000

American

Aug 16, 2019

Put Options

Written

250,000

65.0000

American

Jan 17, 2020

Put Options

Written

100,000

65.0000

American

Jan 15, 1919

Call Options

Written

-100

60.0000

American

Nov 15, 2019

Put Options

Purchased

-100

66.0000

American

Aug 30, 2019

Put Options

Purchased

-100

69.0000

American

Aug 16, 2019

Call Options

Written

-200

60.0000

American

Oct 18, 2019

Call Options

Written

-200

72.0000

American

Aug 30, 2019

Call Options

Written

-200

72.0000

American

Aug 23, 2019

Put Options

Purchased

-200

73.0000

American

Nov 15, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-300

75.0000

American

Nov 15, 2019

Call Options

Written

-600

68.0000

American

Nov 15, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-600

65.0000

American

Feb 21, 2020

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,000

68.0000

American

Sep 6, 2019

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

60.0000

American

Jun 19, 2020

Put Options

Purchased

-1,300

70.0000

American

Aug 16, 2019

Put Options

Purchased

-1,400

62.0000

American

Aug 16, 2019

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Call Options

Written

-1,600

63.0000

American

Jan 17, 2020

Put Options

Purchased

-1,800

67.0000

American

Aug 16, 2019

Put Options

Purchased

-2,200

55.0000

American

Sep 20, 2019

Put Options

Purchased

-2,400

73.0000

American

Jun 19, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-3,600

80.0000

American

Aug 16, 2019

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options

Written

-4,300

93.0000

American

Jan 17, 2020

Put Options

Purchased

-4,300

65.0000

American

Jan 17, 2020

Call Options

Written

-5,000

90.0000

American

Jun 19, 2020

Put Options

Purchased

-5,100

48.0000

American

Jun 19, 2020

Call Options

Written

-8,800

83.0000

American

Sep 20, 2019

Put Options

Purchased

-10,100

50.0000

American

Jan 17, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

5,800

75.0000

American

Sep 20, 2019

Put Options

Written

5,300

78.0000

American

Jan 17, 2020

Call Options

Purchased

3,600

55.0000

American

Jan 17, 2020

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options

Written

1,800

58.0000

American

Jan 15, 2021

Put Options

Written

1,500

68.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

48.0000

American

Sep 18, 2020

Call Options

Purchased

1,200

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

150,900

60.0000

American

Jan 15, 2021

Put Options

Written

900

83.0000

American

Jan 17, 2020

Call Options

Purchased

700

68.0000

American

Sep 13, 2019

Put Options

Written

600

66.0000

American

Sep 6, 2019

Call Options

Purchased

400

58.0000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Sep 13, 2019

Put Options

Written

400

45.0000

American

Jan 17, 2020

Call Options

Purchased

300

68.0000

American

Sep 6, 2019

Call Options

Purchased

200

66.0000

American

Aug 23, 2019

Put Options

Written

36,500

70.0000

American

Jan 17, 2020

Put Options

Written

36,500

70.0000

American

Jan 15, 1919

Put Options

Written

25,000

57.5000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

60.0000

American

Jan 15, 2021

Put Options

Purchased

-200

78.0000

American

Nov 15, 2019

Put Options

Purchased

-700

43.0000

American

Jan 15, 2021

Call Options

Written

-800

93.0000

American

Jan 15, 2021

Call Options

Written

-1,000

83.0000

American

Feb 21, 2020

Call Options

Written

-1,100

66.0000

American

Aug 16, 2019

Put Options

Purchased

-1,200

73.0000

American

Oct 18, 2019

Put Options

Purchased

-201,200

63.0000

American

Aug 16, 2019

Call Options

Written

-1,800

70.0000

American

Aug 30, 2019

Call Options

Written

-2,000

80.0000

American

Sep 18, 2020

Call Options

Written

-2,400

80.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

65.0000

American

Aug 30, 2019

Call Options

Written

-4,100

67.0000

American

Aug 23, 2019

Put Options

Purchased

-6,400

60.0000

American

Aug 16, 2019

Call Options

Written

-7,200

93.0000

American

Aug 16, 2019

Call Options

Written

-7,300

98.0000

American

Jan 17, 2020

Call Options

Written

-8,700

66.0000

American

Aug 23, 2019

Call Options

Written

-9,800

110.0000

American

Jan 17, 2020

Put Options

Purchased

-10,900

83.0000

American

Nov 15, 2019

Call Options

Written

-11,200

130.0000

American

Jan 17, 2020

Call Options

Written

-11,400

83.0000

American

Jan 17, 2020

Put Options

Purchased

-12,600

55.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-29,200

63.0000

American

Nov 15, 2019

Call Options

Purchased

6,000

73.0000

American

Jan 17, 2020

Put Options

Written

3,900

63.0000

American

Jan 17, 2020

Call Options

Purchased

3,100

60.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

70.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

2,500

63.0000

American

Feb 21, 2020

Call Options

Purchased

1,600

66.0000

American

Sep 6, 2019

Put Options

Written

37,800

75.0000

American

Aug 16, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options

Written

500

68.0000

American

Aug 30, 2019

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

400

40.0000

American

Sep 20, 2019

Put Options

Written

300

78.0000

American

Sep 18, 2020

Call Options

Purchased

200

73.0000

American

Aug 23, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

100

67.0000

American

Aug 30, 2019

Call Options

Purchased

100

80.0000

American

Aug 23, 2019

Call Options

Purchased

100

70.0000

American

Aug 23, 2019

Put Options

Written

100

73.0000

American

Sep 18, 2020

Put Options

Written

28,300

63.0000

American

Jun 19, 2020

Put Options

Written

13,400

43.0000

American

Feb 21, 2020

Call Options

Written

-100

68.0000

American

Sep 18, 2020

Call Options

Written

-300

68.0000

American

Jan 15, 2021

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-500

83.0000

American

Jun 19, 2020

Call Options

Written

-500

70.0000

American

Sep 6, 2019

Put Options

Purchased

-500

48.0000

American

Nov 15, 2019

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-700

65.0000

American

Aug 23, 2019

Call Options

Written

-800

73.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,000

78.0000

American

Jun 19, 2020

Call Options

Written

-1,000

67.0000

American

Aug 30, 2019

Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020

Call Options

Written

-1,500

85.0000

American

Jun 19, 2020

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-2,200

85.0000

American

Sep 18, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Put Options

Purchased

-2,900

58.0000

American

Oct 18, 2019

Put Options

Purchased

-5,000

43.0000

American

Jun 19, 2020

Call Options

Written

-5,900

64.0000

American

Aug 16, 2019

Put Options

Purchased

-5,900

50.0000

American

Jun 19, 2020

Put Options

Purchased

-7,200

60.0000

American

Jan 17, 2020

Call Options

Written

-7,700

70.0000

American

Sep 20, 2019

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Call Options

Written

-14,600

88.0000

American

Nov 15, 2019

Put Options

Purchased

-17,700

50.0000

American

Aug 16, 2019

Call Options

Purchased

8,200

73.0000

American

Nov 15, 2019

Call Options

Purchased

5,300

68.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

68.0000

American

Sep 20, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

152,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

70.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

85.0000

American

Aug 16, 2019

Put Options

Written

1,100

48.0000

American

Aug 16, 2019

Call Options

Purchased

900

58.0000

American

Jun 19, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

600

69.0000

American

Aug 23, 2019

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

100

67.0000

American

Sep 13, 2019

Put Options

Written

100

63.0000

American

Sep 6, 2019

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Purchased

-100

58.0000

American

Aug 30, 2019

Call Options

Written

-200

75.0000

American

Jun 19, 2020

Put Options

Purchased

-200

64.0000

American

Aug 23, 2019

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-300

60.0000

American

Oct 18, 2019

Call Options

Written

-500

64.0000

American

Sep 6, 2019

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options

Written

-1,100

75.0000

American

Aug 23, 2019

Call Options

Written

-1,200

73.0000

American

Aug 23, 2019

Call Options

Written

-1,700

73.0000

American

Oct 18, 2019

Call Options

Written

-201,700

68.0000

American

Aug 16, 2019

Put Options

Purchased

-2,000

58.0000

American

Jan 17, 2020

Call Options

Written

-2,100

98.0000

American

Jun 19, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-2,700

55.0000

American

Nov 15, 2019

Call Options

Written

-3,300

95.0000

American

Sep 20, 2019

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-10,700

80.0000

American

Sep 20, 2019

Call Options

Written

-12,100

88.0000

American

Aug 16, 2019

Call Options

Written

-12,600

75.0000

American

Jan 17, 2020

Call Options

Written

-13,600

100.0000

American

Jan 15, 2021

Call Options

Written

-14,200

88.0000

American

Jan 17, 2020

Call Options

Written

-16,800

85.0000

American

Nov 15, 2019

Call Options

Written

-17,400

75.0000

American

Aug 30, 2019

Put Options

Purchased

-17,800

68.0000

American

Aug 16, 2019

Put Options

Purchased

-26,700

68.0000

American

Nov 15, 2019

Call Options

Written

-35,500

90.0000

American

Sep 20, 2019

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

8,700

70.0000

American

Jan 17, 2020

Call Options

Purchased

6,600

60.0000

American

Jan 17, 2020

Call Options

Purchased

6,000

63.0000

American

Aug 16, 2019

Put Options

Written

5,300

73.0000

American

Aug 16, 2019

Put Options

Written

4,100

85.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

55.0000

American

Feb 21, 2020

Put Options

Written

2,100

58.0000

American

Sep 20, 2019

Put Options

Written

1,600

66.0000

American

Aug 16, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

1,100

45.0000

American

Sep 20, 2019

Put Options

Written

1,000

48.0000

American

Sep 20, 2019

Put Options

Written

1,000

64.0000

American

Sep 13, 2019

Call Options

Purchased

900

63.0000

American

Nov 15, 2019

Call Options

Purchased

400

68.0000

American

Oct 18, 2019

Call Options

Purchased

300

71.0000

American

Aug 30, 2019

Call Options

Purchased

300

74.0000

American

Aug 23, 2019

Call Options

Purchased

300

98.0000

American

Aug 16, 2019

Put Options

Written

300

70.0000

American

Feb 21, 2020

Call Options

Purchased

200

65.0000

American

Nov 15, 2019

Call Options

Purchased

200

69.0000

American

Sep 6, 2019

Put Options

Written

200

88.0000

American

Nov 15, 2019

Call Options

Purchased

100

63.0000

American

Sep 18, 2020

Put Options

Written

100

58.0000

American

Jun 19, 2020

Call Options

Purchased

20,300

68.0000

American

Aug 16, 2019

Call Options

Purchased

18,800

80.0000

American

Nov 15, 2019

Call Options

Purchased

12,100

70.0000

American

Aug 16, 2019

Put Options

Purchased

-100

66.0000

American

Sep 6, 2019

Call Options

Written

-200

78.0000

American

Sep 18, 2020

Call Options

Written

-200

65.0000

American

Aug 30, 2019

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Call Options

Written

-300

71.0000

American

Aug 16, 2019

Put Options

Purchased

-300

78.0000

American

Feb 21, 2020

Put Options

Purchased

-400

73.0000

American

Jan 17, 2020

Call Options

Written

-500

63.0000

American

Oct 18, 2019

Call Options

Written

-600

95.0000

American

Aug 16, 2019

Put Options

Purchased

-600

64.0000

American

Sep 6, 2019

Call Options

Written

-700

68.0000

American

Jun 19, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-900

78.0000

American

Aug 16, 2019

Call Options

Written

-1,100

93.0000

American

Jun 19, 2020

Call Options

Written

-1,100

70.0000

American

Aug 16, 2019

Call Options

Written

-1,100

69.0000

American

Aug 16, 2019

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

60.0000

American

Feb 21, 2020

Call Options

Written

-1,400

90.0000

American

Sep 18, 2020

Call Options

Written

-1,400

93.0000

American

Nov 15, 2019

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Call Options

Written

-2,100

78.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

43.0000

American

Jan 17, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

60.0000

American

Sep 18, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Call Options

Written

-3,700

93.0000

American

Sep 20, 2019

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options

Purchased

-5,400

75.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

70.0000

American

Sep 20, 2019

Call Options

Written

-7,500

110.0000

American

Sep 20, 2019

Put Options

Purchased

-10,700

55.0000

American

Aug 16, 2019

Call Options

Written

-10,800

83.0000

American

Aug 16, 2019

Put Options

Purchased

-11,600

65.0000

American

Nov 15, 2019

Put Options

Purchased

-49,800

60.0000

American

Sep 20, 2019

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

75.0000

American

Oct 18, 2019

Call Options

Purchased

3,600

75.0000

American

Nov 15, 2019

Put Options

Written

2,000

65.0000

American

Aug 16, 2019

Put Options

Written

1,900

63.0000

American

Aug 30, 2019

Put Options

Written

1,800

73.0000

American

Sep 20, 2019

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

78.0000

American

Oct 18, 2019

Call Options

Purchased

1,000

65.0000

American

Sep 13, 2019

Put Options

Written

1,000

68.0000

American

Feb 21, 2020

Call Options

Purchased

600

75.0000

American

Feb 21, 2020

Call Options

Purchased

300

72.0000

American

Sep 6, 2019

Call Options

Purchased

200

70.0000

American

Sep 6, 2019

Call Options

Purchased

200

105.0000

American

Aug 16, 2019

Call Options

Purchased

100

69.0000

American

Aug 16, 2019

Put Options

Written

100

78.0000

American

Jan 15, 2021

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

100

68.0000

American

Oct 18, 2019

Put Options

Written

100

60.0000

American

Aug 30, 2019

Put Options

Written

30,300

70.0000

American

Jun 19, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-100

65.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Feb 21, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-100

85.0000

American

Sep 20, 2019

Call Options

Written

-100

63.0000

American

Sep 20, 2019

Call Options

Written

-100

66.0000

American

Sep 13, 2019

Call Options

Written

-100

115.0000

American

Aug 16, 2019

Put Options

Purchased

-100

48.0000

American

Jan 17, 2020

Put Options

Purchased

-100

66.0000

American

Aug 23, 2019

Call Options

Written

-200

70.0000

American

Aug 23, 2019

Put Options

Purchased

-200

62.0000

American

Aug 23, 2019

Put Options

Purchased

-200

71.0000

American

Aug 16, 2019

Put Options

Purchased

-600

43.0000

American

Sep 18, 2020

Call Options

Written

-800

74.0000

American

Sep 6, 2019

Put Options

Purchased

-800

68.0000

American

Aug 23, 2019

Call Options

Written

-1,000

100.0000

American

Sep 20, 2019

Call Options

Written

-1,100

115.0000

American

Jan 15, 2021

Call Options

Written

-1,100

67.0000

American

Aug 16, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options

Written

-2,200

83.0000

American

Jan 15, 2021

Put Options

Purchased

-2,500

63.0000

American

Sep 20, 2019

Put Options

Purchased

-3,000

68.0000

American

Jan 15, 2021

Call Options

Written

-4,100

73.0000

American

Sep 20, 2019

Put Options

Purchased

-5,400

70.0000

American

Jan 17, 2020

Put Options

Purchased

-6,700

58.0000

American

Nov 15, 2019

Call Options

Written

-7,500

80.0000

American

Jan 17, 2020

Call Options

Written

-11,200

95.0000

American

Jun 19, 2020

Put Options

Purchased

-13,500

65.0000

American

Sep 20, 2019

Call Options

Written

-24,000

78.0000

American

Sep 20, 2019

Call Options

Written

-25,000

82.5000

American

Jan 17, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

3,000

67.0000

American

Aug 16, 2019

Call Options

Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options

Purchased

2,100

50.0000

American

Jan 17, 2020

Put Options

Written

1,000

83.0000

American

Jan 15, 2021

Call Options

Purchased

700

70.0000

American

Oct 18, 2019

Put Options

Written

700

64.0000

American

Aug 16, 2019

Call Options

Purchased

600

83.0000

American

Nov 15, 2019

Call Options

Purchased

400

48.0000

American

Jun 19, 2020

Put Options

Written

300

63.0000

American

Aug 23, 2019

Put Options

Written

180,000

60.0000

American

Sep 20, 2019

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-200

74.0000

American

Aug 23, 2019

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-200

61.0000

American

Aug 16, 2019

Call Options

Written

-300

93.0000

American

Sep 18, 2020

Call Options

Written

-500

88.0000

American

Jun 19, 2020

Call Options

Written

-500

65.0000

American

Jan 17, 2020

Put Options

Purchased

-500

48.0000

American

Sep 18, 2020

Call Options

Written

-900

100.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,200

68.0000

American

Jan 17, 2020

Call Options

Written

-1,900

98.0000

American

Jan 15, 2021

Call Options

Written

-2,200

63.0000

American

Feb 21, 2020

Call Options

Written

-4,900

110.0000

American

Aug 16, 2019

Call Options

Written

-6,000

100.0000

American

Aug 16, 2019

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-11,200

85.0000

American

Jan 17, 2020

Call Options

Written

-13,500

90.0000

American

Nov 15, 2019

Call Options

Written

-15,100

71.0000

American

Aug 23, 2019

Put Options

Purchased

-24,300

68.0000

American

Sep 20, 2019

Call Options

Written

-68,400

100.0000

American

Jan 17, 2020

Call Options

Purchased

10,900

65.0000

American

Sep 20, 2019

Call Options

Purchased

3,100

73.0000

American

Feb 21, 2020

Call Options

Purchased

3,000

65.0000

American

Aug 16, 2019

Call Options

Purchased

2,000

65.0000

American

Jun 19, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

62.0000

American

Aug 16, 2019

Call Options

Purchased

400

68.0000

American

Aug 30, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

300

65.0000

American

Aug 30, 2019

Call Options

Purchased

100

67.0000

American

Aug 23, 2019

Put Options

Written

100

58.0000

American

Aug 16, 2019

Put Options

Written

25,200

75.0000

American

Sep 20, 2019

Put Options

Written

25,000

58.0000

American

Jan 15, 1919

Put Options

Written

16,100

65.0000

American

Oct 18, 2019

Put Options

Written

14,800

63.0000

American

Oct 18, 2019

Call Options

Written

-100

68.0000

American

Aug 23, 2019

Put Options

Purchased

-100

68.0000

American

Sep 18, 2020

Put Options

Purchased

-200

88.0000

American

Jan 17, 2020

Put Options

Purchased

-300

43.0000

American

Nov 15, 2019

Put Options

Purchased

-300

66.0000

American

Aug 16, 2019

Call Options

Written

-400

105.0000

American

Sep 20, 2019

Put Options

Purchased

-400

69.0000

American

Aug 23, 2019

Call Options

Written

-500

88.0000

American

Jan 15, 2021

Put Options

Purchased

-600

50.0000

American

Sep 20, 2019

Put Options

Purchased

-800

93.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

48.0000

American

Jan 15, 2021

Call Options

Written

-1,700

80.0000

American

Jun 19, 2020

Call Options

Written

-1,800

65.0000

American

Aug 23, 2019

Call Options

Written

-2,900

78.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

64.0000

American

Aug 16, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-3,500

80.0000

American

Jan 15, 2021

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Call Options

Written

-5,400

88.0000

American

Sep 20, 2019

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options

Purchased

-6,900

70.0000

American

Nov 15, 2019

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-9,500

73.0000

American

Jan 15, 2021

Call Options

Written

-13,200

75.0000

American

Aug 16, 2019

Call Options

Written

-14,000

90.0000

American

Jan 17, 2020

Put Options

Purchased

-14,000

60.0000

American

Nov 15, 2019

Call Options

Written

-25,000

83.0000

American

Jan 15, 1919

Put Options

Purchased

-208,100

65.0000

American

Aug 16, 2019

Call Options

Written

-38,000

90.0000

American

Aug 16, 2019

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 674125
Time of Receipt (offset from UTC): 20190816T150619+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC