Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 14 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,630,282

0.80%

1,467,367

0.45%

 

(2)

Derivatives (other than options):

1,798,800

0.55%

1,901,768

0.58%

 

(3)

Options and agreements to
purchase/sell:

503,800

0.15%

467,900

0.14%

 
TOTAL:

4,932,882

1.50%

3,837,035

1.17%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

8

157.6600 USD

Purchase

100

158.6900 USD

Purchase

100

157.6000 USD

Purchase

100

157.7400 USD

Purchase

100

158.2300 USD

Purchase

100

157.5400 USD

Purchase

200

157.5250 USD

Purchase

300

157.5702 USD

Purchase

300

157.5700 USD

Purchase

300

158.3100 USD

Purchase

340

157.5189 USD

Purchase

444

157.5690 USD

Purchase

537

157.5814 USD

Purchase

563

157.5743 USD

Purchase

600

157.6150 USD

Purchase

625

157.6922 USD

Purchase

626

157.5491 USD

Purchase

629

157.5960 USD

Purchase

678

158.6048 USD

Purchase

700

157.5800 USD

Purchase

702

157.5540 USD

Purchase

707

157.5693 USD

Purchase

728

157.5102 USD

Purchase

744

157.5573 USD

Purchase

786

158.4454 USD

Purchase

800

157.5568 USD

Purchase

962

157.5242 USD

Purchase

1,010

157.5452 USD

Purchase

1,064

157.5195 USD

Purchase

1,237

157.5873 USD

Purchase

1,389

158.3892 USD

Purchase

1,400

157.5251 USD

Purchase

1,569

157.5531 USD

Purchase

1,802

158.1205 USD

Purchase

1,840

157.5184 USD

Purchase

1,906

157.5612 USD

Purchase

2,100

157.5823 USD

Purchase

2,300

157.9458 USD

Purchase

3,226

157.5674 USD

Purchase

3,347

157.7847 USD

Purchase

4,054

157.5751 USD

Purchase

4,171

157.5787 USD

Purchase

4,247

158.5849 USD

Purchase

4,869

157.5773 USD

Purchase

5,382

157.5341 USD

Purchase

7,400

157.5483 USD

Purchase

7,665

158.5778 USD

Purchase

9,427

157.5395 USD

Purchase

9,498

158.2400 USD

Purchase

9,657

157.4000 USD

Purchase

25,000

157.6300 USD

Purchase

29,353

158.2170 USD

Purchase

40,200

158.3259 USD

Purchase

47,300

158.1895 USD

Purchase

200,904

158.0503 USD

Purchase

308,800

157.4001 USD

Purchase

802,567

157.4050 USD

Sale

48

157.5900 USD

Sale

68

157.8900 USD

Sale

100

157.8000 USD

Sale

100

158.2300 USD

Sale

100

157.9900 USD

Sale

100

158.7500 USD

Sale

163

157.7900 USD

Sale

183

157.9002 USD

Sale

200

158.2750 USD

Sale

241

157.5152 USD

Sale

300

157.5702 USD

Sale

300

157.7933 USD

Sale

309

157.5851 USD

Sale

311

157.7600 USD

Sale

384

157.7930 USD

Sale

400

157.7875 USD

Sale

650

158.1330 USD

Sale

701

158.1200 USD

Sale

1,000

157.5990 USD

Sale

1,000

157.5800 USD

Sale

1,101

158.1209 USD

Sale

1,750

158.1877 USD

Sale

1,913

157.9166 USD

Sale

1,950

158.0674 USD

Sale

2,017

157.7800 USD

Sale

2,127

158.3410 USD

Sale

2,588

158.2072 USD

Sale

3,500

157.5562 USD

Sale

3,900

157.5411 USD

Sale

6,700

157.9479 USD

Sale

6,700

157.7777 USD

Sale

6,982

158.1569 USD

Sale

7,050

158.1058 USD

Sale

7,410

158.2087 USD

Sale

9,600

158.1442 USD

Sale

12,593

157.9667 USD

Sale

17,400

158.6991 USD

Sale

21,800

158.0613 USD

Sale

24,529

158.0288 USD

Sale

24,663

158.4330 USD

Sale

25,000

157.6300 USD

Sale

26,765

158.1679 USD

Sale

35,500

158.3851 USD

Sale

37,875

158.1855 USD

Sale

53,736

157.5880 USD

Sale

85,823

157.9809 USD

Sale

315,720

157.4039 USD

Sale

316,414

157.4000 USD

Sale

486,867

157.4001 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit

SWAP Expires 30/08/2019 Long

773,200

157.4000 USD

SWAP Expires 16/01/2020 Long

773,200

157.4000 USD

SWAP Expires 15/07/2021 Short

50,000

157.6321 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

paid/

varying etc

to which

 

received

option

 

 

relates

 

 

Call Option Purchasing

200

155 USD

American 16 Aug 2019

3.0400 USD

Call Option Purchasing

6,200

160 USD

American 16 Aug 2019

0.1608 USD

Call Option Selling

2,900

158 USD

American 16 Aug 2019

1.1213 USD

Call Option Selling

200

160 USD

American 16 Aug 2019

0.1400 USD

Put Option Purchasing

100

150 USD

American 15 Nov 2019

3.4000 USD

Put Option Purchasing

200

155 USD

American 15 Nov 2019

5.0000 USD

Put Option Selling

1,000

105 USD

American 15 Nov 2019

0.1500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

15 Aug 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-800

160.0000

American

Feb 21, 2020

Put Options

Purchased

-900

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

160.0000

American

Aug 23, 2019

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

115.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-3,200

155.0000

American

Nov 15, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-2,500

185.0000

American

Dec 20, 2019

Call Options

Written

-5,600

185.0000

American

Aug 16, 2019

Call Options

Written

-10,000

210.0000

American

Jan 15, 1919

Put Options

Written

1,600

155.0000

American

Dec 20, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

200

90.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-500

150.0000

American

Aug 23, 2019

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-4,200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-5,400

110.0000

American

Jan 17, 2020

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

2,700

175.0000

American

Aug 23, 2019

Call Options

Purchased

2,100

170.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options

Purchased

900

163.0000

American

Aug 16, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Purchased

200

155.0000

American

Aug 16, 2019

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Call Options

Written

-1,700

180.0000

American

Aug 16, 2019

Call Options

Written

-3,000

158.0000

American

Aug 16, 2019

Put Options

Written

10,000

140.0000

American

Jan 15, 1919

Put Options

Written

800

105.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Aug 16, 2019

Put Options

Purchased

-200

120.0000

American

Jan 17, 2020

Put Options

Purchased

-200

120.0000

American

Nov 15, 2019

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,400

185.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

2,300

170.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

155.0000

American

Dec 20, 2019

Call Options

Purchased

100

163.0000

American

Aug 30, 2019

Call Options

Written

-100

140.0000

American

Feb 21, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Call Options

Written

-1,300

170.0000

American

Aug 16, 2019

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

1,000

85.0000

American

Aug 16, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Aug 16, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

170.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

110.0000

American

Aug 16, 2019

Put Options

Purchased

-1,300

165.0000

American

Nov 15, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

160.0000

American

Jan 17, 2020

Put Options

Purchased

-5,400

150.0000

American

Jan 17, 2020

Put Options

Purchased

-5,700

100.0000

American

Jan 17, 2020

Put Options

Purchased

-7,500

115.0000

American

Aug 16, 2019

Put Options

Purchased

-8,600

130.0000

American

Nov 15, 2019

Put Options

Purchased

-21,700

160.0000

American

Aug 16, 2019

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Purchased

10,500

165.0000

American

Aug 16, 2019

Call Options

Purchased

4,200

160.0000

American

Sep 20, 2019

Call Options

Purchased

2,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

2,000

175.0000

American

Aug 16, 2019

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

18,500

160.0000

American

Aug 16, 2019

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-25,000

150.0000

American

Jan 17, 2020

Put Options

Written

21,900

140.0000

American

Jun 19, 2020

Put Options

Purchased

-39,300

150.0000

American

Nov 15, 2019

Put Options

Purchased

-200

170.0000

American

Nov 15, 2019

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-500

145.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Put Options

Purchased

-2,900

150.0000

American

Aug 16, 2019

Put Options

Purchased

-6,400

155.0000

American

Aug 16, 2019

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-700

168.0000

American

Aug 16, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Put Options

Written

10,000

140.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

6,800

80.0000

American

Aug 16, 2019

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

3,400

130.0000

American

Aug 16, 2019

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jun 19, 2020

Put Options

Written

100

95.0000

American

Aug 16, 2019

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

115.0000

American

Nov 15, 2019

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

3,900

165.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Purchased

100

145.0000

American

Dec 20, 2019

Call Options

Purchased

100

168.0000

American

Aug 23, 2019

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-12,800

210.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Written

8,700

125.0000

American

Aug 16, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-500

145.0000

American

Aug 16, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

163.0000

American

Aug 16, 2019

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-4,900

120.0000

American

Aug 16, 2019

Put Options

Purchased

-19,800

95.0000

American

Jan 17, 2020

Call Options

Purchased

4,500

170.0000

American

Aug 23, 2019

Call Options

Purchased

3,600

135.0000

American

Nov 15, 2019

Call Options

Purchased

1,900

175.0000

American

Feb 21, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-100

200.0000

American

Aug 16, 2019

Call Options

Written

-1,000

175.0000

American

Jan 15, 2021

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Put Options

Written

2,200

75.0000

American

Aug 16, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

1,000

90.0000

American

Jan 17, 2020

Put Options

Written

900

135.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

100

90.0000

American

Aug 16, 2019

Put Options

Written

20,000

170.0000

American

Jan 15, 1919

Put Options

Purchased

-300

140.0000

American

Jan 17, 2020

Put Options

Purchased

-400

155.0000

American

Aug 23, 2019

Put Options

Purchased

-600

135.0000

American

Aug 16, 2019

Put Options

Purchased

-1,500

160.0000

American

Nov 15, 2019

Put Options

Purchased

-2,400

105.0000

American

Aug 16, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

150.0000

American

Jan 17, 2020

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options

Purchased

500

175.0000

American

Jan 17, 2020

Call Options

Purchased

100

195.0000

American

Aug 16, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

6,500

150.0000

American

Feb 21, 2020

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Nov 15, 2019

Put Options

Written

200

145.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

20,000

170.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 673963
Time of Receipt (offset from UTC): 20190815T114555+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC