Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,911,162

0.20%

2,943,186

0.20%

 

(2)

Derivatives (other than options):

2,226,143

0.15%

25,396

0.00%

 

(3)

Options and agreements to
purchase/sell:

1,642,300

0.11%

1,732,400

0.12%

 
TOTAL:

6,779,605

0.46%

4,700,982

0.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

10

65.4300 USD

Purchase

47

65.3600 USD

Purchase

60

65.4600 USD

Purchase

100

65.0000 USD

Purchase

100

65.4100 USD

Purchase

100

65.3200 USD

Purchase

100

65.2500 USD

Purchase

100

65.1500 USD

Purchase

101

65.3100 USD

Purchase

120

65.2066 USD

Purchase

120

65.5000 USD

Purchase

121

65.0772 USD

Purchase

144

65.3500 USD

Purchase

168

65.3000 USD

Purchase

186

65.1383 USD

Purchase

200

65.2750 USD

Purchase

203

65.3300 USD

Purchase

232

65.0913 USD

Purchase

300

65.2616 USD

Purchase

300

65.1633 USD

Purchase

339

65.1644 USD

Purchase

389

65.1239 USD

Purchase

400

65.1750 USD

Purchase

400

65.0475 USD

Purchase

427

65.0925 USD

Purchase

449

65.1134 USD

Purchase

500

65.1070 USD

Purchase

500

65.1040 USD

Purchase

600

65.3566 USD

Purchase

800

65.1031 USD

Purchase

842

65.1680 USD

Purchase

1,100

65.5427 USD

Purchase

1,700

65.1314 USD

Purchase

1,700

65.4167 USD

Purchase

1,757

65.0891 USD

Purchase

2,300

65.2185 USD

Purchase

2,920

65.3392 USD

Purchase

3,044

65.0531 USD

Purchase

3,050

65.4900 USD

Purchase

3,682

65.1385 USD

Purchase

4,042

65.0253 USD

Purchase

8,556

65.2598 USD

Purchase

13,019

65.4080 USD

Purchase

13,255

65.4097 USD

Purchase

13,387

65.3975 USD

Purchase

15,371

65.3870 USD

Purchase

23,900

65.3994 USD

Purchase

27,700

65.3862 USD

Purchase

28,727

65.3341 USD

Purchase

36,770

65.3121 USD

Purchase

40,764

65.4655 USD

Purchase

41,900

65.4325 USD

Purchase

48,302

65.2877 USD

Purchase

49,849

65.3912 USD

Purchase

67,810

65.0100 USD

Purchase

106,439

64.5300 USD

Sale

2

65.4000 USD

Sale

3

65.3300 USD

Sale

41

65.2900 USD

Sale

60

65.0500 USD

Sale

60

65.4600 USD

Sale

60

65.5000 USD

Sale

74

65.0200 USD

Sale

100

65.4700 USD

Sale

100

65.0000 USD

Sale

100

64.8400 USD

Sale

100

65.2800 USD

Sale

178

65.4050 USD

Sale

200

65.2500 USD

Sale

200

65.1575 USD

Sale

200

65.0800 USD

Sale

432

65.4400 USD

Sale

562

65.2228 USD

Sale

600

65.4333 USD

Sale

700

65.1542 USD

Sale

700

65.1257 USD

Sale

800

65.0550 USD

Sale

801

65.0512 USD

Sale

1,000

65.3470 USD

Sale

1,000

65.3167 USD

Sale

1,051

65.3045 USD

Sale

1,100

65.2736 USD

Sale

1,142

65.3767 USD

Sale

1,228

65.3458 USD

Sale

1,250

65.0588 USD

Sale

1,267

65.0609 USD

Sale

1,279

65.1032 USD

Sale

1,300

65.4584 USD

Sale

1,348

65.3277 USD

Sale

1,558

65.1948 USD

Sale

1,578

65.1351 USD

Sale

1,600

65.1546 USD

Sale

2,525

65.1624 USD

Sale

3,028

65.3405 USD

Sale

3,637

65.4527 USD

Sale

3,688

65.4229 USD

Sale

3,754

65.2131 USD

Sale

3,836

65.1041 USD

Sale

3,843

65.1245 USD

Sale

5,487

65.4429 USD

Sale

5,500

65.2842 USD

Sale

6,000

65.4179 USD

Sale

6,114

65.3613 USD

Sale

8,598

65.0814 USD

Sale

8,750

65.3483 USD

Sale

11,618

65.4361 USD

Sale

15,997

65.3932 USD

Sale

16,009

65.1152 USD

Sale

18,797

65.0100 USD

Sale

19,600

65.3713 USD

Sale

19,846

65.2552 USD

Sale

21,800

65.4090 USD

Sale

40,764

65.4655 USD

Sale

79,456

65.1275 USD

Sale

150,594

65.3882 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

300

48 USD

American

18 Sep 2020

18.3500 USD

Call Option

Purchasing

300

65 USD

American

16 Aug 2019

0.8100 USD

Call Option

Purchasing

200

65 USD

American

20 Sep 2019

2.5350 USD

Call Option

Purchasing

100

66 USD

American

23 Aug 2019

1.1400 USD

Call Option

Purchasing

1,100

66 USD

American

6 Sep 2019

1.4000 USD

Call Option

Purchasing

100

67 USD

American

16 Aug 2019

0.3100 USD

Call Option

Purchasing

100

67 USD

American

23 Aug 2019

0.6100 USD

Call Option

Purchasing

500

70 USD

American

13 Sep 2019

0.5000 USD

Call Option

Purchasing

100

70 USD

American

20 Sep 2019

0.5900 USD

Call Option

Purchasing

7,700

70 USD

American

15 Nov 2019

1.3602 USD

Call Option

Purchasing

300

71 USD

American

30 Aug 2019

0.1300 USD

Call Option

Selling

1,800

63 USD

American

17 Jan 2020

5.6400 USD

Call Option

Selling

100

64 USD

American

16 Aug 2019

1.3800 USD

Call Option

Selling

100

66 USD

American

23 Aug 2019

0.8000 USD

Call Option

Selling

500

75 USD

American

15 Jan 2021

3.4000 USD

Call Option

Selling

5,000

110 USD

American

15 Jan 2021

0.3000 USD

Put Option

Purchasing

3,700

60 USD

American

20 Sep 2019

0.5216 USD

Put Option

Purchasing

200

61 USD

American

16 Aug 2019

0.0200 USD

Put Option

Purchasing

100

65 USD

American

20 Sep 2019

1.9400 USD

Put Option

Purchasing

200

67 USD

American

16 Aug 2019

1.7900 USD

Put Option

Selling

800

58 USD

American

20 Sep 2019

0.2900 USD

Put Option

Selling

800

58 USD

American

15 Jan 2021

6.5000 USD

Put Option

Selling

200

63 USD

American

17 Jan 2020

3.8000 USD

Put Option

Selling

200

65 USD

American

21 Feb 2020

5.6500 USD

Put Option

Selling

400

66 USD

American

16 Aug 2019

1.1000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 Aug 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options

Purchased

-4,300

65.0000

American

Jan 17, 2020

Put Options

Purchased

-5,100

48.0000

American

Jun 19, 2020

Put Options

Purchased

-10,100

50.0000

American

Jan 17, 2020

Put Options

Purchased

-100

66.0000

American

Aug 30, 2019

Put Options

Purchased

-100

69.0000

American

Aug 16, 2019

Put Options

Purchased

-200

73.0000

American

Nov 15, 2019

Put Options

Purchased

-300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-300

75.0000

American

Nov 15, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-600

65.0000

American

Feb 21, 2020

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

60.0000

American

Jun 19, 2020

Put Options

Purchased

-1,300

70.0000

American

Aug 16, 2019

Put Options

Purchased

-1,400

62.0000

American

Aug 16, 2019

Put Options

Purchased

-1,800

67.0000

American

Aug 16, 2019

Put Options

Purchased

-2,200

55.0000

American

Sep 20, 2019

Put Options

Purchased

-2,400

73.0000

American

Jun 19, 2020

Put Options

Written

200

75.0000

American

Jun 19, 2020

Put Options

Written

100

80.0000

American

Sep 18, 2020

Put Options

Written

250,000

65.0000

American

Jan 17, 2020

Put Options

Written

100,000

65.0000

American

Jan 15, 1919

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

500

50.0000

American

Nov 15, 2019

Call Options

Purchased

100

73.0000

American

Sep 18, 2020

Call Options

Purchased

221,200

73.0000

American

Aug 16, 2019

Call Options

Purchased

9,600

70.0000

American

Nov 15, 2019

Call Options

Purchased

1,300

58.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

71.0000

American

Aug 16, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

400

78.0000

American

Nov 15, 2019

Call Options

Purchased

300

72.0000

American

Aug 16, 2019

Call Options

Written

-3,600

80.0000

American

Aug 16, 2019

Call Options

Written

-4,300

93.0000

American

Jan 17, 2020

Call Options

Written

-5,000

90.0000

American

Jun 19, 2020

Call Options

Written

-8,800

83.0000

American

Sep 20, 2019

Call Options

Written

-100

60.0000

American

Nov 15, 2019

Call Options

Written

-200

60.0000

American

Oct 18, 2019

Call Options

Written

-200

72.0000

American

Aug 30, 2019

Call Options

Written

-200

72.0000

American

Aug 23, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Call Options

Written

-600

68.0000

American

Nov 15, 2019

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,000

68.0000

American

Sep 6, 2019

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Call Options

Written

-1,600

63.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

65.0000

American

Aug 30, 2019

Put Options

Purchased

-7,100

60.0000

American

Aug 16, 2019

Put Options

Purchased

-10,900

83.0000

American

Nov 15, 2019

Put Options

Purchased

-11,400

55.0000

American

Jan 17, 2020

Put Options

Purchased

-29,200

63.0000

American

Nov 15, 2019

Put Options

Purchased

-201,200

63.0000

American

Aug 16, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-200

78.0000

American

Nov 15, 2019

Put Options

Purchased

-700

43.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

73.0000

American

Oct 18, 2019

Put Options

Written

150,900

60.0000

American

Jan 15, 2021

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Put Options

Written

36,500

70.0000

American

Jan 17, 2020

Put Options

Written

36,500

70.0000

American

Jan 15, 1919

Put Options

Written

25,000

57.5000

American

Jan 17, 2020

Put Options

Written

5,300

78.0000

American

Jan 17, 2020

Put Options

Written

1,800

58.0000

American

Jan 15, 2021

Put Options

Written

1,500

68.0000

American

Jun 19, 2020

Put Options

Written

900

83.0000

American

Jan 17, 2020

Put Options

Written

600

66.0000

American

Sep 6, 2019

Put Options

Written

400

45.0000

American

Jan 17, 2020

Call Options

Purchased

200

66.0000

American

Aug 23, 2019

Call Options

Purchased

5,800

75.0000

American

Sep 20, 2019

Call Options

Purchased

2,100

55.0000

American

Jan 17, 2020

Call Options

Purchased

1,400

50.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

48.0000

American

Sep 18, 2020

Call Options

Purchased

1,200

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

700

68.0000

American

Sep 13, 2019

Call Options

Purchased

400

58.0000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Sep 13, 2019

Call Options

Purchased

300

68.0000

American

Sep 6, 2019

Call Options

Written

-2,500

67.0000

American

Aug 23, 2019

Call Options

Written

-7,200

93.0000

American

Aug 16, 2019

Call Options

Written

-7,300

98.0000

American

Jan 17, 2020

Call Options

Written

-8,700

66.0000

American

Aug 23, 2019

Call Options

Written

-9,800

110.0000

American

Jan 17, 2020

Call Options

Written

-11,200

130.0000

American

Jan 17, 2020

Call Options

Written

-11,400

83.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-400

93.0000

American

Jan 15, 2021

Call Options

Written

-1,000

83.0000

American

Feb 21, 2020

Call Options

Written

-1,100

66.0000

American

Aug 16, 2019

Call Options

Written

-1,800

70.0000

American

Aug 30, 2019

Call Options

Written

-2,000

80.0000

American

Sep 18, 2020

Call Options

Written

-2,400

80.0000

American

Feb 21, 2020

Put Options

Purchased

-2,800

58.0000

American

Oct 18, 2019

Put Options

Purchased

-5,000

43.0000

American

Jun 19, 2020

Put Options

Purchased

-5,900

50.0000

American

Jun 19, 2020

Put Options

Purchased

-17,700

50.0000

American

Aug 16, 2019

Put Options

Purchased

-500

48.0000

American

Nov 15, 2019

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-700

65.0000

American

Aug 23, 2019

Put Options

Purchased

-800

60.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Written

100

73.0000

American

Sep 18, 2020

Put Options

Written

37,800

75.0000

American

Aug 16, 2019

Put Options

Written

13,400

43.0000

American

Feb 21, 2020

Put Options

Written

3,900

63.0000

American

Jan 17, 2020

Put Options

Written

3,600

63.0000

American

Jun 19, 2020

Put Options

Written

2,300

63.0000

American

Feb 21, 2020

Put Options

Written

500

68.0000

American

Aug 30, 2019

Put Options

Written

400

40.0000

American

Sep 20, 2019

Put Options

Written

300

78.0000

American

Sep 18, 2020

Call Options

Purchased

200

73.0000

American

Aug 23, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

100

67.0000

American

Aug 30, 2019

Call Options

Purchased

100

80.0000

American

Aug 23, 2019

Call Options

Purchased

100

70.0000

American

Aug 23, 2019

Call Options

Purchased

6,000

73.0000

American

Jan 17, 2020

Call Options

Purchased

3,100

60.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

70.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

66.0000

American

Sep 6, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-7,700

70.0000

American

Sep 20, 2019

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Call Options

Written

-14,600

88.0000

American

Nov 15, 2019

Call Options

Written

-100

68.0000

American

Sep 18, 2020

Call Options

Written

-100

64.0000

American

Aug 16, 2019

Call Options

Written

-300

68.0000

American

Jan 15, 2021

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-500

83.0000

American

Jun 19, 2020

Call Options

Written

-500

70.0000

American

Sep 6, 2019

Call Options

Written

-800

73.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,000

78.0000

American

Jun 19, 2020

Call Options

Written

-1,000

67.0000

American

Aug 30, 2019

Call Options

Written

-1,500

75.0000

American

Jan 15, 2021

Call Options

Written

-1,500

85.0000

American

Jun 19, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-2,200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-2,700

55.0000

American

Nov 15, 2019

Put Options

Purchased

-17,800

68.0000

American

Aug 16, 2019

Put Options

Purchased

-26,700

68.0000

American

Nov 15, 2019

Put Options

Purchased

-100

58.0000

American

Aug 30, 2019

Put Options

Purchased

-200

64.0000

American

Aug 23, 2019

Put Options

Purchased

-300

60.0000

American

Oct 18, 2019

Put Options

Purchased

-400

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

58.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Written

100

63.0000

American

Sep 6, 2019

Put Options

Written

152,100

65.0000

American

Jun 19, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

1,100

48.0000

American

Aug 16, 2019

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

100

67.0000

American

Sep 13, 2019

Call Options

Purchased

8,100

73.0000

American

Nov 15, 2019

Call Options

Purchased

5,300

68.0000

American

Jan 17, 2020

Call Options

Purchased

3,700

68.0000

American

Sep 20, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,500

70.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

85.0000

American

Aug 16, 2019

Call Options

Purchased

1,000

69.0000

American

Aug 23, 2019

Call Options

Purchased

900

58.0000

American

Jun 19, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Written

-3,300

95.0000

American

Sep 20, 2019

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-10,700

80.0000

American

Sep 20, 2019

Call Options

Written

-12,100

88.0000

American

Aug 16, 2019

Call Options

Written

-12,400

75.0000

American

Jan 17, 2020

Call Options

Written

-13,600

100.0000

American

Jan 15, 2021

Call Options

Written

-14,200

88.0000

American

Jan 17, 2020

Call Options

Written

-16,800

85.0000

American

Nov 15, 2019

Call Options

Written

-17,400

75.0000

American

Aug 30, 2019

Call Options

Written

-35,500

90.0000

American

Sep 20, 2019

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-201,700

68.0000

American

Aug 16, 2019

Call Options

Written

-200

75.0000

American

Jun 19, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-1,100

75.0000

American

Aug 23, 2019

Call Options

Written

-1,200

73.0000

American

Aug 23, 2019

Call Options

Written

-1,700

73.0000

American

Oct 18, 2019

Call Options

Written

-2,100

98.0000

American

Jun 19, 2020

Put Options

Purchased

-4,300

60.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options

Purchased

-5,400

75.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

70.0000

American

Sep 20, 2019

Put Options

Purchased

-10,700

55.0000

American

Aug 16, 2019

Put Options

Purchased

-11,600

65.0000

American

Nov 15, 2019

Put Options

Purchased

-49,700

60.0000

American

Sep 20, 2019

Put Options

Purchased

-100

66.0000

American

Sep 6, 2019

Put Options

Purchased

-300

78.0000

American

Feb 21, 2020

Put Options

Purchased

-400

73.0000

American

Jan 17, 2020

Put Options

Purchased

-600

64.0000

American

Sep 6, 2019

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

43.0000

American

Jan 17, 2020

Put Options

Written

200

88.0000

American

Nov 15, 2019

Put Options

Written

100

58.0000

American

Jun 19, 2020

Put Options

Written

5,300

73.0000

American

Aug 16, 2019

Put Options

Written

4,100

85.0000

American

Jan 17, 2020

Put Options

Written

2,100

58.0000

American

Sep 20, 2019

Put Options

Written

1,600

66.0000

American

Aug 16, 2019

Put Options

Written

1,100

45.0000

American

Sep 20, 2019

Put Options

Written

1,000

48.0000

American

Sep 20, 2019

Put Options

Written

1,000

64.0000

American

Sep 13, 2019

Put Options

Written

300

70.0000

American

Feb 21, 2020

Call Options

Purchased

200

65.0000

American

Nov 15, 2019

Call Options

Purchased

200

69.0000

American

Sep 6, 2019

Call Options

Purchased

100

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

63.0000

American

Sep 18, 2020

Call Options

Purchased

20,300

68.0000

American

Aug 16, 2019

Call Options

Purchased

18,800

80.0000

American

Nov 15, 2019

Call Options

Purchased

11,800

70.0000

American

Aug 16, 2019

Call Options

Purchased

7,700

70.0000

American

Jan 17, 2020

Call Options

Purchased

6,600

60.0000

American

Jan 17, 2020

Call Options

Purchased

6,000

63.0000

American

Aug 16, 2019

Call Options

Purchased

3,000

55.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

900

63.0000

American

Nov 15, 2019

Call Options

Purchased

400

68.0000

American

Oct 18, 2019

Call Options

Purchased

300

71.0000

American

Aug 30, 2019

Call Options

Purchased

300

74.0000

American

Aug 23, 2019

Call Options

Purchased

300

98.0000

American

Aug 16, 2019

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Call Options

Written

-3,700

93.0000

American

Sep 20, 2019

Call Options

Written

-7,500

110.0000

American

Sep 20, 2019

Call Options

Written

-10,800

83.0000

American

Aug 16, 2019

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

78.0000

American

Sep 18, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Call Options

Written

-500

63.0000

American

Oct 18, 2019

Call Options

Written

-600

95.0000

American

Aug 16, 2019

Call Options

Written

-700

68.0000

American

Jun 19, 2020

Call Options

Written

-900

78.0000

American

Aug 16, 2019

Call Options

Written

-1,100

93.0000

American

Jun 19, 2020

Call Options

Written

-1,100

70.0000

American

Aug 16, 2019

Call Options

Written

-1,100

69.0000

American

Aug 16, 2019

Call Options

Written

-1,400

90.0000

American

Sep 18, 2020

Call Options

Written

-1,400

93.0000

American

Nov 15, 2019

Call Options

Written

-2,100

78.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-2,500

63.0000

American

Sep 20, 2019

Put Options

Purchased

-3,000

68.0000

American

Jan 15, 2021

Put Options

Purchased

-5,400

70.0000

American

Jan 17, 2020

Put Options

Purchased

-6,700

58.0000

American

Nov 15, 2019

Put Options

Purchased

-13,500

65.0000

American

Sep 20, 2019

Put Options

Purchased

-100

48.0000

American

Jan 17, 2020

Put Options

Purchased

-100

66.0000

American

Aug 23, 2019

Put Options

Purchased

-200

62.0000

American

Aug 23, 2019

Put Options

Purchased

-600

43.0000

American

Sep 18, 2020

Put Options

Purchased

-800

68.0000

American

Aug 23, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Written

100

78.0000

American

Jan 15, 2021

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

100

68.0000

American

Oct 18, 2019

Put Options

Written

100

60.0000

American

Aug 30, 2019

Put Options

Written

30,300

70.0000

American

Jun 19, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Put Options

Written

3,100

65.0000

American

Aug 16, 2019

Put Options

Written

1,900

63.0000

American

Aug 30, 2019

Put Options

Written

1,800

73.0000

American

Sep 20, 2019

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

1,000

68.0000

American

Feb 21, 2020

Call Options

Purchased

4,600

75.0000

American

Oct 18, 2019

Call Options

Purchased

200

70.0000

American

Sep 6, 2019

Call Options

Purchased

200

105.0000

American

Aug 16, 2019

Call Options

Purchased

100

69.0000

American

Aug 16, 2019

Call Options

Purchased

3,600

75.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

78.0000

American

Oct 18, 2019

Call Options

Purchased

1,000

65.0000

American

Sep 13, 2019

Call Options

Purchased

600

75.0000

American

Feb 21, 2020

Call Options

Purchased

300

72.0000

American

Sep 6, 2019

Call Options

Written

-4,100

73.0000

American

Sep 20, 2019

Call Options

Written

-7,500

80.0000

American

Jan 17, 2020

Call Options

Written

-11,200

95.0000

American

Jun 19, 2020

Call Options

Written

-24,000

78.0000

American

Sep 20, 2019

Call Options

Written

-25,000

82.5000

American

Jan 17, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-100

65.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Feb 21, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-100

85.0000

American

Sep 20, 2019

Call Options

Written

-100

63.0000

American

Sep 20, 2019

Call Options

Written

-100

66.0000

American

Sep 13, 2019

Call Options

Written

-100

115.0000

American

Aug 16, 2019

Call Options

Written

-200

70.0000

American

Aug 23, 2019

Call Options

Written

-800

74.0000

American

Sep 6, 2019

Call Options

Written

-900

67.0000

American

Aug 16, 2019

Call Options

Written

-1,000

100.0000

American

Sep 20, 2019

Call Options

Written

-1,100

115.0000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-2,200

83.0000

American

Jan 15, 2021

Put Options

Purchased

-24,300

68.0000

American

Sep 20, 2019

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-200

61.0000

American

Aug 16, 2019

Put Options

Purchased

-500

48.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,200

68.0000

American

Jan 17, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

3,000

67.0000

American

Aug 16, 2019

Put Options

Written

1,000

83.0000

American

Jan 15, 2021

Put Options

Written

300

63.0000

American

Aug 23, 2019

Call Options

Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options

Purchased

2,100

50.0000

American

Jan 17, 2020

Call Options

Purchased

700

70.0000

American

Oct 18, 2019

Call Options

Purchased

600

83.0000

American

Nov 15, 2019

Call Options

Written

-4,900

110.0000

American

Aug 16, 2019

Call Options

Written

-6,000

100.0000

American

Aug 16, 2019

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-11,200

85.0000

American

Jan 17, 2020

Call Options

Written

-13,500

90.0000

American

Nov 15, 2019

Call Options

Written

-15,100

71.0000

American

Aug 23, 2019

Call Options

Written

-68,400

100.0000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-200

74.0000

American

Aug 23, 2019

Call Options

Written

-300

93.0000

American

Sep 18, 2020

Call Options

Written

-400

88.0000

American

Jun 19, 2020

Call Options

Written

-500

65.0000

American

Jan 17, 2020

Call Options

Written

-900

100.0000

American

Nov 15, 2019

Call Options

Written

-1,900

98.0000

American

Jan 15, 2021

Call Options

Written

-2,200

63.0000

American

Feb 21, 2020

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options

Purchased

-6,900

70.0000

American

Nov 15, 2019

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-9,500

73.0000

American

Jan 15, 2021

Put Options

Purchased

-14,000

60.0000

American

Nov 15, 2019

Put Options

Purchased

-29,100

65.0000

American

Aug 16, 2019

Put Options

Purchased

-100

68.0000

American

Sep 18, 2020

Put Options

Purchased

-200

88.0000

American

Jan 17, 2020

Put Options

Purchased

-300

43.0000

American

Nov 15, 2019

Put Options

Purchased

-300

66.0000

American

Aug 16, 2019

Put Options

Purchased

-400

69.0000

American

Aug 23, 2019

Put Options

Purchased

-600

50.0000

American

Sep 20, 2019

Put Options

Purchased

-800

93.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

48.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

64.0000

American

Aug 16, 2019

Put Options

Written

100

58.0000

American

Aug 16, 2019

Put Options

Written

25,200

75.0000

American

Sep 20, 2019

Put Options

Written

25,000

58.0000

American

Jan 15, 1919

Put Options

Written

16,100

65.0000

American

Oct 18, 2019

Put Options

Written

14,800

63.0000

American

Oct 18, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

300

65.0000

American

Aug 30, 2019

Call Options

Purchased

100

67.0000

American

Aug 23, 2019

Call Options

Purchased

11,200

65.0000

American

Sep 20, 2019

Call Options

Purchased

3,100

73.0000

American

Feb 21, 2020

Call Options

Purchased

3,000

65.0000

American

Aug 16, 2019

Call Options

Purchased

2,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

62.0000

American

Aug 16, 2019

Call Options

Purchased

300

68.0000

American

Aug 30, 2019

Call Options

Written

-2,900

78.0000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-3,500

80.0000

American

Jan 15, 2021

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Call Options

Written

-5,300

88.0000

American

Sep 20, 2019

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-13,200

75.0000

American

Aug 16, 2019

Call Options

Written

-14,000

90.0000

American

Jan 17, 2020

Call Options

Written

-25,000

83.0000

American

Jan 15, 1919

Call Options

Written

-38,000

90.0000

American

Aug 16, 2019

Call Options

Written

-100

68.0000

American

Aug 23, 2019

Call Options

Written

-400

105.0000

American

Sep 20, 2019

Call Options

Written

-500

88.0000

American

Jan 15, 2021

Call Options

Written

-1,400

65.0000

American

Aug 23, 2019

Call Options

Written

-1,700

80.0000

American

Jun 19, 2020

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 673901
Time of Receipt (offset from UTC): 20190814T161831+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC