Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,607,782

0.79%

697,568

0.21%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

896,000

0.27%

1,851,768

0.56%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

496,600

0.15%

464,700

0.14%

 

 

 

 

TOTAL:

 

 

 

 

4,000,382

1.22%

3,014,036

0.92%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

6

159.8000 USD

Purchase

12

160.0575 USD

Purchase

47

159.5791 USD

Purchase

100

159.9600 USD

Purchase

100

160.0800 USD

Purchase

100

159.7950 USD

Purchase

100

159.5300 USD

Purchase

100

159.9300 USD

Purchase

100

159.6100 USD

Purchase

100

160.0804 USD

Purchase

200

160.1200 USD

Purchase

200

159.4400 USD

Purchase

234

159.9340 USD

Purchase

262

159.9609 USD

Purchase

294

160.0246 USD

Purchase

300

159.8883 USD

Purchase

300

159.9900 USD

Purchase

400

159.9417 USD

Purchase

400

159.2650 USD

Purchase

400

159.9025 USD

Purchase

566

159.8306 USD

Purchase

720

159.8756 USD

Purchase

1,370

159.9331 USD

Purchase

1,766

159.7804 USD

Purchase

2,432

159.5892 USD

Purchase

3,300

159.9225 USD

Purchase

3,756

159.9205 USD

Purchase

3,967

159.6054 USD

Purchase

5,433

159.8501 USD

Purchase

7,236

159.6213 USD

Purchase

16,732

159.4922 USD

Purchase

16,957

159.5999 USD

Purchase

22,100

159.5574 USD

Purchase

22,300

159.5576 USD

Purchase

35,061

159.7868 USD

Purchase

66,787

159.7574 USD

Purchase

226,400

159.9398 USD

Purchase

237,803

159.9376 USD

Purchase

306,428

159.9400 USD

Sale

1

159.4800 USD

Sale

16

160.0000 USD

Sale

17

159.6100 USD

Sale

18

160.0088 USD

Sale

39

159.9100 USD

Sale

40

159.8600 USD

Sale

47

159.5791 USD

Sale

84

159.7700 USD

Sale

90

159.3100 USD

Sale

100

160.1100 USD

Sale

100

160.1300 USD

Sale

100

160.2000 USD

Sale

100

159.8300 USD

Sale

100

159.8400 USD

Sale

100

159.9300 USD

Sale

100

159.9500 USD

Sale

100

160.0200 USD

Sale

100

159.9900 USD

Sale

100

159.9750 USD

Sale

114

160.0964 USD

Sale

200

160.0600 USD

Sale

210

159.6528 USD

Sale

232

159.9127 USD

Sale

234

159.9340 USD

Sale

266

159.8200 USD

Sale

300

159.8883 USD

Sale

300

159.8100 USD

Sale

300

159.8500 USD

Sale

451

159.8010 USD

Sale

500

159.7760 USD

Sale

500

159.7480 USD

Sale

600

159.7616 USD

Sale

653

159.4612 USD

Sale

686

159.5967 USD

Sale

700

159.5700 USD

Sale

861

159.8577 USD

Sale

1,060

159.9807 USD

Sale

1,200

159.7770 USD

Sale

1,220

159.5837 USD

Sale

1,304

159.4693 USD

Sale

2,352

159.8073 USD

Sale

3,415

159.5815 USD

Sale

4,000

159.6517 USD

Sale

4,156

159.8574 USD

Sale

5,300

159.7517 USD

Sale

7,800

159.7653 USD

Sale

9,434

159.9143 USD

Sale

10,530

159.8790 USD

Sale

14,300

165.0000 USD

Sale

17,200

159.4987 USD

Sale

17,679

159.6447 USD

Sale

20,400

159.5442 USD

Sale

49,452

159.5759 USD

Sale

61,398

159.8327 USD

Sale

657,200

159.9400 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction Number of relevant securities Price per
unit

SWAP Expires 23/08/2019

Long

226,000

159.9400 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

145 USD

American

16 Aug 2019

13.9500 USD

Call Option

Purchasing

200

165 USD

American

20 Sep 2019

0.8700 USD

Call Option

Purchasing

100

170 USD

American

15 Nov 2019

1.5300 USD

Call Option

Purchasing

100

170 USD

American

17 Jan 2020

3.8200 USD

Call Option

Selling

100

180 USD

American

15 Nov 2019

0.3900 USD

Call Option

Selling

100

190 USD

American

17 Jan 2020

0.3200 USD

Put Option

Purchasing

300

155 USD

American

15 Nov 2019

4.1000 USD

Put Option

Purchasing

100

165 USD

American

15 Nov 2019

8.3700 USD

Put Option

Purchasing

1,000

170 USD

American

19 Jun 2020

16.4500 USD

Put Option

Purchasing

200

175 USD

American

15 Nov 2019

15.8000 USD

Put Option

Selling

400

140 USD

American

19 Jun 2020

6.7500 USD

Put Option

Selling

200

145 USD

American

21 Feb 2020

4.9500 USD

Put Option

Selling

100

155 USD

American

15 Nov 2019

4.2100 USD

Put Option

Selling

14,300

165 USD

American

16 Aug 2019

6.3400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 Aug 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-3,000

115.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

155.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-800

160.0000

American

Feb 21, 2020

Put Options

Purchased

-900

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

160.0000

American

Aug 23, 2019

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

18,100

165.0000

American

Sep 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Written

-5,600

185.0000

American

Aug 16, 2019

Call Options

Written

-10,000

210.0000

American

Jan 15, 1919

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-2,500

185.0000

American

Dec 20, 2019

Put Options

Written

200

90.0000

American

Feb 21, 2020

Put Options

Written

1,600

155.0000

American

Dec 20, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-4,200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-5,400

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-500

150.0000

American

Aug 23, 2019

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

2,700

175.0000

American

Aug 23, 2019

Call Options

Purchased

2,100

170.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options

Purchased

900

163.0000

American

Aug 16, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Call Options

Written

-100

158.0000

American

Aug 16, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Call Options

Written

-1,700

180.0000

American

Aug 16, 2019

Put Options

Written

10,000

140.0000

American

Jan 15, 1919

Put Options

Written

800

105.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Aug 16, 2019

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Put Options

Purchased

-200

120.0000

American

Jan 17, 2020

Put Options

Purchased

-200

120.0000

American

Nov 15, 2019

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Purchased

100

163.0000

American

Aug 30, 2019

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,400

185.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

2,300

170.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

155.0000

American

Dec 20, 2019

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-100

140.0000

American

Feb 21, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Call Options

Written

-1,300

170.0000

American

Aug 16, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Aug 16, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

1,000

85.0000

American

Aug 16, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

160.0000

American

Jan 17, 2020

Put Options

Purchased

-5,400

150.0000

American

Jan 17, 2020

Put Options

Purchased

-5,700

100.0000

American

Jan 17, 2020

Put Options

Purchased

-7,500

115.0000

American

Aug 16, 2019

Put Options

Purchased

-8,600

130.0000

American

Nov 15, 2019

Put Options

Purchased

-21,700

160.0000

American

Aug 16, 2019

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

170.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

110.0000

American

Aug 16, 2019

Put Options

Purchased

-1,300

165.0000

American

Nov 15, 2019

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

12,500

160.0000

American

Aug 16, 2019

Call Options

Purchased

10,500

165.0000

American

Aug 16, 2019

Call Options

Purchased

4,200

160.0000

American

Sep 20, 2019

Call Options

Purchased

2,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

2,000

175.0000

American

Aug 16, 2019

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-25,000

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Written

21,900

140.0000

American

Jun 19, 2020

Put Options

Purchased

-2,900

150.0000

American

Aug 16, 2019

Put Options

Purchased

-6,400

155.0000

American

Aug 16, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-200

170.0000

American

Nov 15, 2019

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-500

145.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-700

168.0000

American

Aug 16, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jun 19, 2020

Put Options

Written

100

95.0000

American

Aug 16, 2019

Put Options

Written

10,000

140.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

6,800

80.0000

American

Aug 16, 2019

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

3,400

130.0000

American

Aug 16, 2019

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

115.0000

American

Nov 15, 2019

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Purchased

100

145.0000

American

Dec 20, 2019

Call Options

Purchased

100

168.0000

American

Aug 23, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

3,900

165.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-12,800

210.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

8,700

125.0000

American

Aug 16, 2019

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-4,900

120.0000

American

Aug 16, 2019

Put Options

Purchased

-19,800

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-500

145.0000

American

Aug 16, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

163.0000

American

Aug 16, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Purchased

4,500

170.0000

American

Aug 23, 2019

Call Options

Purchased

3,600

135.0000

American

Nov 15, 2019

Call Options

Purchased

1,900

175.0000

American

Feb 21, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-100

200.0000

American

Aug 16, 2019

Call Options

Written

-1,000

175.0000

American

Jan 15, 2021

Put Options

Written

100

90.0000

American

Aug 16, 2019

Put Options

Written

20,000

170.0000

American

Jan 15, 1919

Put Options

Written

2,200

75.0000

American

Aug 16, 2019

Put Options

Written

1,000

90.0000

American

Jan 17, 2020

Put Options

Written

900

135.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

300

105.0000

American

Nov 15, 2019

Put Options

Purchased

-300

140.0000

American

Jan 17, 2020

Put Options

Purchased

-400

155.0000

American

Aug 23, 2019

Put Options

Purchased

-600

135.0000

American

Aug 16, 2019

Put Options

Purchased

-1,500

160.0000

American

Nov 15, 2019

Put Options

Purchased

-2,400

105.0000

American

Aug 16, 2019

Call Options

Purchased

100

195.0000

American

Aug 16, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

150.0000

American

Jan 17, 2020

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options

Purchased

500

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

20,000

170.0000

American

Jan 17, 2020

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

6,500

150.0000

American

Feb 21, 2020

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Nov 15, 2019

Put Options

Written

200

145.0000

American

Feb 21, 2020

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 673900
Time of Receipt (offset from UTC): 20190814T161745+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC