Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 12 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,970,897

0.20%

3,159,631

0.21%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,332,649

0.16%

131,902

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,630,000

0.11%

1,721,600

0.12%

 

 

 

 

TOTAL:

 

 

 

 

6,933,546

0.47%

5,013,133

0.34%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

30

64.9600 USD

Purchase

41

64.8700 USD

Purchase

67

65.5800 USD

Purchase

100

64.2200 USD

Purchase

100

64.3000 USD

Purchase

100

64.4950 USD

Purchase

100

65.0250 USD

Purchase

184

64.7297 USD

Purchase

201

64.5062 USD

Purchase

300

64.5166 USD

Purchase

300

64.7450 USD

Purchase

300

64.4933 USD

Purchase

300

64.3500 USD

Purchase

300

64.4866 USD

Purchase

300

64.5066 USD

Purchase

300

64.5133 USD

Purchase

369

64.7223 USD

Purchase

369

64.6634 USD

Purchase

386

64.9888 USD

Purchase

415

64.5175 USD

Purchase

427

65.0400 USD

Purchase

452

64.9716 USD

Purchase

452

64.9715 USD

Purchase

500

64.5140 USD

Purchase

500

64.3800 USD

Purchase

500

64.4280 USD

Purchase

600

64.5250 USD

Purchase

600

64.6050 USD

Purchase

658

64.4542 USD

Purchase

690

64.8450 USD

Purchase

701

64.4900 USD

Purchase

720

64.5036 USD

Purchase

785

64.5200 USD

Purchase

794

64.5218 USD

Purchase

816

64.8424 USD

Purchase

842

65.3126 USD

Purchase

900

64.5211 USD

Purchase

930

64.9345 USD

Purchase

1,000

64.4870 USD

Purchase

1,113

64.8690 USD

Purchase

1,200

64.7666 USD

Purchase

1,300

64.6115 USD

Purchase

1,800

64.8055 USD

Purchase

2,681

64.5900 USD

Purchase

3,100

64.5189 USD

Purchase

3,499

64.4313 USD

Purchase

3,756

64.4816 USD

Purchase

4,100

64.8472 USD

Purchase

4,876

64.9990 USD

Purchase

5,000

64.4535 USD

Purchase

6,030

64.5678 USD

Purchase

6,900

64.5075 USD

Purchase

8,159

64.8584 USD

Purchase

20,670

64.6557 USD

Purchase

21,000

64.6158 USD

Purchase

21,200

64.5714 USD

Purchase

26,762

64.8655 USD

Purchase

27,596

64.9414 USD

Purchase

41,860

64.6345 USD

Purchase

45,222

64.9037 USD

Purchase

68,996

64.5300 USD

Sale

1

64.2500 USD

Sale

16

65.0900 USD

Sale

32

64.9500 USD

Sale

100

65.1900 USD

Sale

100

65.1400 USD

Sale

100

65.1000 USD

Sale

100

65.0600 USD

Sale

100

65.0036 USD

Sale

100

64.9200 USD

Sale

100

64.6500 USD

Sale

100

64.6300 USD

Sale

100

64.5400 USD

Sale

101

65.0301 USD

Sale

103

65.1020 USD

Sale

118

65.2567 USD

Sale

120

64.5083 USD

Sale

152

64.9592 USD

Sale

200

64.5175 USD

Sale

200

64.5200 USD

Sale

200

64.5000 USD

Sale

200

64.5150 USD

Sale

200

65.0400 USD

Sale

232

64.9948 USD

Sale

261

65.2087 USD

Sale

261

65.1032 USD

Sale

300

64.9433 USD

Sale

300

64.9700 USD

Sale

300

65.3300 USD

Sale

369

64.7223 USD

Sale

369

64.6634 USD

Sale

373

64.5011 USD

Sale

381

64.8549 USD

Sale

400

64.5250 USD

Sale

400

64.5825 USD

Sale

433

64.5501 USD

Sale

452

64.9715 USD

Sale

490

64.5122 USD

Sale

500

64.5050 USD

Sale

500

64.6700 USD

Sale

500

64.4840 USD

Sale

502

64.5026 USD

Sale

526

64.3372 USD

Sale

589

64.5067 USD

Sale

595

64.5115 USD

Sale

600

65.0516 USD

Sale

600

65.1725 USD

Sale

600

65.0416 USD

Sale

700

65.0692 USD

Sale

800

64.9862 USD

Sale

900

64.5211 USD

Sale

900

64.8483 USD

Sale

931

64.5089 USD

Sale

999

65.1295 USD

Sale

1,044

65.0100 USD

Sale

1,100

64.6081 USD

Sale

1,230

64.9383 USD

Sale

1,300

64.5773 USD

Sale

1,600

64.5143 USD

Sale

1,619

64.6660 USD

Sale

1,746

64.5164 USD

Sale

1,800

64.7733 USD

Sale

1,866

65.0363 USD

Sale

2,000

64.4500 USD

Sale

2,200

64.9822 USD

Sale

2,259

64.5679 USD

Sale

2,948

64.2979 USD

Sale

3,056

64.8682 USD

Sale

3,500

64.5623 USD

Sale

3,805

64.3287 USD

Sale

4,200

64.6054 USD

Sale

4,500

64.6501 USD

Sale

6,720

64.5223 USD

Sale

8,248

65.0079 USD

Sale

8,590

64.7542 USD

Sale

11,458

64.4447 USD

Sale

12,401

64.4151 USD

Sale

14,900

64.5895 USD

Sale

16,357

64.6946 USD

Sale

17,987

64.4052 USD

Sale

19,900

64.5833 USD

Sale

27,562

64.8669 USD

Sale

29,415

64.8803 USD

Sale

31,506

64.5748 USD

Sale

60,625

64.5300 USD

Sale

63,632

64.7642 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

55 USD

American

17 Jan 2020

10.4500 USD

Call Option

Purchasing

1,000

65 USD

American

13 Sep 2019

1.6200 USD

Call Option

Purchasing

100

65 USD

American

17 Jan 2020

4.0700 USD

Call Option

Selling

400

65 USD

American

23 Aug 2019

1.5300 USD

Call Option

Selling

1,200

66 USD

American

16 Aug 2019

0.4300 USD

Call Option

Selling

300

66 USD

American

23 Aug 2019

0.7000 USD

Call Option

Selling

8,800

66 USD

American

23 Aug 2019

0.8277 USD

Call Option

Selling

1,700

67 USD

American

16 Aug 2019

0.2105 USD

Call Option

Selling

500

67 USD

American

16 Aug 2019

0.3100 USD

Call Option

Selling

600

67 USD

American

23 Aug 2019

0.3800 USD

Call Option

Selling

100

68 USD

American

17 Jan 2020

2.9700 USD

Call Option

Selling

1,500

69 USD

American

16 Aug 2019

0.0600 USD

Call Option

Selling

100

69 USD

American

23 Aug 2019

0.2200 USD

Call Option

Selling

400

70 USD

American

16 Aug 2019

0.0450 USD

Call Option

Selling

200

70 USD

American

30 Aug 2019

0.1700 USD

Call Option

Selling

100

75 USD

American

16 Aug 2019

0.0200 USD

Call Option

Selling

300

88 USD

American

15 Jan 2021

1.2000 USD

Call Option

Selling

600

90 USD

American

18 Sep 2020

0.6166 USD

Call Option

Selling

200

93 USD

American

15 Jan 2021

0.8000 USD

Call Option

Selling

200

105 USD

American

15 Jan 2021

0.3600 USD

Put Option

Purchasing

300

58 USD

American

18 Oct 2019

0.7100 USD

Put Option

Purchasing

100

60 USD

American

20 Sep 2019

0.6100 USD

Put Option

Purchasing

100

60 USD

American

18 Oct 2019

1.3000 USD

Put Option

Purchasing

100

60 USD

American

15 Nov 2019

2.1300 USD

Put Option

Purchasing

100

65 USD

American

16 Aug 2019

0.5900 USD

Put Option

Purchasing

100

65 USD

American

18 Oct 2019

3.1500 USD

Put Option

Purchasing

1,000

68 USD

American

17 Jan 2020

6.6500 USD

Put Option

Selling

600

63 USD

American

21 Feb 2020

4.8500 USD

Put Option

Selling

1,000

64 USD

American

13 Sep 2019

1.8700 USD

Put Option

Selling

700

65 USD

American

23 Aug 2019

1.5000 USD

Put Option

Selling

15,700

65 USD

American

18 Oct 2019

3.5159 USD

Put Option

Selling

3,000

67 USD

American

16 Aug 2019

1.8500 USD

Put Option

Selling

100

75 USD

American

16 Aug 2019

9.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 13 Aug 2019
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-200

73.0000

American

Nov 15, 2019

Put Options

Purchased

-300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-300

75.0000

American

Nov 15, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Put Options

Purchased

-800

65.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

60.0000

American

Jun 19, 2020

Put Options

Purchased

-1,300

70.0000

American

Aug 16, 2019

Put Options

Purchased

-1,400

62.0000

American

Aug 16, 2019

Put Options

Purchased

-1,600

67.0000

American

Aug 16, 2019

Put Options

Purchased

-2,200

55.0000

American

Sep 20, 2019

Put Options

Purchased

-2,400

73.0000

American

Jun 19, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options

Purchased

-4,300

65.0000

American

Jan 17, 2020

Put Options

Purchased

-5,100

48.0000

American

Jun 19, 2020

Put Options

Purchased

-10,100

50.0000

American

Jan 17, 2020

Put Options

Purchased

-100

66.0000

American

Aug 30, 2019

Put Options

Purchased

-100

69.0000

American

Aug 16, 2019

Put Options

Written

250,000

65.0000

American

Jan 17, 2020

Put Options

Written

100,000

65.0000

American

Jan 15, 1919

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

500

50.0000

American

Nov 15, 2019

Put Options

Written

200

75.0000

American

Jun 19, 2020

Put Options

Written

100

80.0000

American

Sep 18, 2020

Call Options

Purchased

221,200

73.0000

American

Aug 16, 2019

Call Options

Purchased

1,900

70.0000

American

Nov 15, 2019

Call Options

Purchased

1,300

58.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

71.0000

American

Aug 16, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

400

78.0000

American

Nov 15, 2019

Call Options

Purchased

300

72.0000

American

Aug 16, 2019

Call Options

Purchased

100

73.0000

American

Sep 18, 2020

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Call Options

Written

-600

68.0000

American

Nov 15, 2019

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,000

68.0000

American

Sep 6, 2019

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Call Options

Written

-3,600

80.0000

American

Aug 16, 2019

Call Options

Written

-4,300

93.0000

American

Jan 17, 2020

Call Options

Written

-5,000

90.0000

American

Jun 19, 2020

Call Options

Written

-8,800

83.0000

American

Sep 20, 2019

Call Options

Written

-100

60.0000

American

Nov 15, 2019

Call Options

Written

-200

60.0000

American

Oct 18, 2019

Call Options

Written

-200

72.0000

American

Aug 30, 2019

Call Options

Written

-200

72.0000

American

Aug 23, 2019

Put Options

Purchased

-700

43.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

73.0000

American

Oct 18, 2019

Put Options

Purchased

-201,200

63.0000

American

Aug 16, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

65.0000

American

Aug 30, 2019

Put Options

Purchased

-7,100

60.0000

American

Aug 16, 2019

Put Options

Purchased

-10,900

83.0000

American

Nov 15, 2019

Put Options

Purchased

-11,400

55.0000

American

Jan 17, 2020

Put Options

Purchased

-29,200

63.0000

American

Nov 15, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-200

78.0000

American

Nov 15, 2019

Put Options

Written

150,900

60.0000

American

Jan 15, 2021

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Put Options

Written

36,500

70.0000

American

Jan 17, 2020

Put Options

Written

36,500

70.0000

American

Jan 15, 1919

Put Options

Written

25,000

57.5000

American

Jan 17, 2020

Put Options

Written

5,300

78.0000

American

Jan 17, 2020

Put Options

Written

1,500

68.0000

American

Jun 19, 2020

Put Options

Written

1,000

58.0000

American

Jan 15, 2021

Put Options

Written

900

83.0000

American

Jan 17, 2020

Put Options

Written

600

66.0000

American

Sep 6, 2019

Put Options

Written

400

45.0000

American

Jan 17, 2020

Call Options

Purchased

5,800

75.0000

American

Sep 20, 2019

Call Options

Purchased

2,100

55.0000

American

Jan 17, 2020

Call Options

Purchased

1,400

50.0000

American

Jun 19, 2020

Call Options

Purchased

1,200

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

48.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

700

68.0000

American

Sep 13, 2019

Call Options

Purchased

400

58.0000

American

Sep 18, 2020

Call Options

Purchased

300

68.0000

American

Sep 6, 2019

Call Options

Purchased

300

66.0000

American

Aug 23, 2019

Call Options

Written

-400

93.0000

American

Jan 15, 2021

Call Options

Written

-1,000

83.0000

American

Feb 21, 2020

Call Options

Written

-1,100

66.0000

American

Aug 16, 2019

Call Options

Written

-1,800

70.0000

American

Aug 30, 2019

Call Options

Written

-2,000

80.0000

American

Sep 18, 2020

Call Options

Written

-2,400

80.0000

American

Feb 21, 2020

Call Options

Written

-2,500

67.0000

American

Aug 23, 2019

Call Options

Written

-7,200

93.0000

American

Aug 16, 2019

Call Options

Written

-7,300

98.0000

American

Jan 17, 2020

Call Options

Written

-8,800

66.0000

American

Aug 23, 2019

Call Options

Written

-9,800

110.0000

American

Jan 17, 2020

Call Options

Written

-11,200

130.0000

American

Jan 17, 2020

Call Options

Written

-11,400

83.0000

American

Jan 17, 2020

Call Options

Written

-13,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-500

48.0000

American

Nov 15, 2019

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-700

65.0000

American

Aug 23, 2019

Put Options

Purchased

-800

60.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

50.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-2,800

58.0000

American

Oct 18, 2019

Put Options

Purchased

-5,000

43.0000

American

Jun 19, 2020

Put Options

Purchased

-5,900

50.0000

American

Jun 19, 2020

Put Options

Purchased

-17,700

50.0000

American

Aug 16, 2019

Put Options

Written

37,800

75.0000

American

Aug 16, 2019

Put Options

Written

13,400

43.0000

American

Feb 21, 2020

Put Options

Written

3,700

63.0000

American

Jan 17, 2020

Put Options

Written

3,600

63.0000

American

Jun 19, 2020

Put Options

Written

2,300

63.0000

American

Feb 21, 2020

Put Options

Written

500

68.0000

American

Aug 30, 2019

Put Options

Written

400

40.0000

American

Sep 20, 2019

Put Options

Written

300

78.0000

American

Sep 18, 2020

Put Options

Written

100

73.0000

American

Sep 18, 2020

Call Options

Purchased

6,000

73.0000

American

Jan 17, 2020

Call Options

Purchased

3,100

60.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

70.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

200

73.0000

American

Aug 23, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

100

67.0000

American

Aug 30, 2019

Call Options

Purchased

100

80.0000

American

Aug 23, 2019

Call Options

Purchased

100

70.0000

American

Aug 23, 2019

Call Options

Written

-300

68.0000

American

Jan 15, 2021

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-500

83.0000

American

Jun 19, 2020

Call Options

Written

-500

70.0000

American

Sep 6, 2019

Call Options

Written

-800

73.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,000

75.0000

American

Jan 15, 2021

Call Options

Written

-1,000

78.0000

American

Jun 19, 2020

Call Options

Written

-1,000

67.0000

American

Aug 30, 2019

Call Options

Written

-1,500

85.0000

American

Jun 19, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-2,200

85.0000

American

Sep 18, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-7,800

70.0000

American

Sep 20, 2019

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Call Options

Written

-14,600

88.0000

American

Nov 15, 2019

Call Options

Written

-100

68.0000

American

Sep 18, 2020

Call Options

Written

-100

70.0000

American

Sep 13, 2019

Put Options

Purchased

-200

64.0000

American

Aug 23, 2019

Put Options

Purchased

-300

60.0000

American

Oct 18, 2019

Put Options

Purchased

-400

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

58.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-2,700

55.0000

American

Nov 15, 2019

Put Options

Purchased

-17,800

68.0000

American

Aug 16, 2019

Put Options

Purchased

-26,700

68.0000

American

Nov 15, 2019

Put Options

Purchased

-100

58.0000

American

Aug 30, 2019

Put Options

Written

152,100

65.0000

American

Jun 19, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

1,100

48.0000

American

Aug 16, 2019

Put Options

Written

300

80.0000

American

Jun 19, 2020

Put Options

Written

100

63.0000

American

Sep 6, 2019

Call Options

Purchased

8,100

73.0000

American

Nov 15, 2019

Call Options

Purchased

5,300

68.0000

American

Jan 17, 2020

Call Options

Purchased

3,700

68.0000

American

Sep 20, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,500

70.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

85.0000

American

Aug 16, 2019

Call Options

Purchased

1,000

69.0000

American

Aug 23, 2019

Call Options

Purchased

900

58.0000

American

Jun 19, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

100

67.0000

American

Sep 13, 2019

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-1,100

75.0000

American

Aug 23, 2019

Call Options

Written

-1,200

73.0000

American

Aug 23, 2019

Call Options

Written

-1,700

73.0000

American

Oct 18, 2019

Call Options

Written

-201,700

68.0000

American

Aug 16, 2019

Call Options

Written

-2,100

98.0000

American

Jun 19, 2020

Call Options

Written

-3,300

95.0000

American

Sep 20, 2019

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-10,700

80.0000

American

Sep 20, 2019

Call Options

Written

-12,100

88.0000

American

Aug 16, 2019

Call Options

Written

-12,400

75.0000

American

Jan 17, 2020

Call Options

Written

-13,600

100.0000

American

Jan 15, 2021

Call Options

Written

-14,200

88.0000

American

Jan 17, 2020

Call Options

Written

-16,800

85.0000

American

Nov 15, 2019

Call Options

Written

-17,400

75.0000

American

Aug 30, 2019

Call Options

Written

-35,500

90.0000

American

Sep 20, 2019

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-200

75.0000

American

Jun 19, 2020

Put Options

Purchased

-300

78.0000

American

Feb 21, 2020

Put Options

Purchased

-400

73.0000

American

Jan 17, 2020

Put Options

Purchased

-600

64.0000

American

Sep 6, 2019

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

43.0000

American

Jan 17, 2020

Put Options

Purchased

-4,300

60.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options

Purchased

-5,400

75.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

70.0000

American

Sep 20, 2019

Put Options

Purchased

-10,700

55.0000

American

Aug 16, 2019

Put Options

Purchased

-11,600

65.0000

American

Nov 15, 2019

Put Options

Purchased

-46,000

60.0000

American

Sep 20, 2019

Put Options

Purchased

-100

66.0000

American

Sep 6, 2019

Put Options

Written

5,300

73.0000

American

Aug 16, 2019

Put Options

Written

4,100

85.0000

American

Jan 17, 2020

Put Options

Written

1,300

58.0000

American

Sep 20, 2019

Put Options

Written

1,200

66.0000

American

Aug 16, 2019

Put Options

Written

1,100

45.0000

American

Sep 20, 2019

Put Options

Written

1,000

48.0000

American

Sep 20, 2019

Put Options

Written

1,000

64.0000

American

Sep 13, 2019

Put Options

Written

300

70.0000

American

Feb 21, 2020

Put Options

Written

200

88.0000

American

Nov 15, 2019

Put Options

Written

100

58.0000

American

Jun 19, 2020

Call Options

Purchased

20,300

68.0000

American

Aug 16, 2019

Call Options

Purchased

18,800

80.0000

American

Nov 15, 2019

Call Options

Purchased

11,800

70.0000

American

Aug 16, 2019

Call Options

Purchased

7,700

70.0000

American

Jan 17, 2020

Call Options

Purchased

6,600

60.0000

American

Jan 17, 2020

Call Options

Purchased

6,000

63.0000

American

Aug 16, 2019

Call Options

Purchased

3,000

55.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

900

63.0000

American

Nov 15, 2019

Call Options

Purchased

400

68.0000

American

Oct 18, 2019

Call Options

Purchased

300

74.0000

American

Aug 23, 2019

Call Options

Purchased

300

98.0000

American

Aug 16, 2019

Call Options

Purchased

200

65.0000

American

Nov 15, 2019

Call Options

Purchased

200

69.0000

American

Sep 6, 2019

Call Options

Purchased

100

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

63.0000

American

Sep 18, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Call Options

Written

-500

63.0000

American

Oct 18, 2019

Call Options

Written

-600

95.0000

American

Aug 16, 2019

Call Options

Written

-700

68.0000

American

Jun 19, 2020

Call Options

Written

-900

78.0000

American

Aug 16, 2019

Call Options

Written

-1,100

93.0000

American

Jun 19, 2020

Call Options

Written

-1,100

70.0000

American

Aug 16, 2019

Call Options

Written

-1,100

69.0000

American

Aug 16, 2019

Call Options

Written

-1,400

90.0000

American

Sep 18, 2020

Call Options

Written

-1,400

93.0000

American

Nov 15, 2019

Call Options

Written

-2,100

78.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Call Options

Written

-3,700

93.0000

American

Sep 20, 2019

Call Options

Written

-7,500

110.0000

American

Sep 20, 2019

Call Options

Written

-10,800

83.0000

American

Aug 16, 2019

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

78.0000

American

Sep 18, 2020

Put Options

Purchased

-200

62.0000

American

Aug 23, 2019

Put Options

Purchased

-600

43.0000

American

Sep 18, 2020

Put Options

Purchased

-800

68.0000

American

Aug 23, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Purchased

-2,500

63.0000

American

Sep 20, 2019

Put Options

Purchased

-3,000

68.0000

American

Jan 15, 2021

Put Options

Purchased

-5,400

70.0000

American

Jan 17, 2020

Put Options

Purchased

-6,700

58.0000

American

Nov 15, 2019

Put Options

Purchased

-13,400

65.0000

American

Sep 20, 2019

Put Options

Purchased

-100

48.0000

American

Jan 17, 2020

Put Options

Purchased

-100

66.0000

American

Aug 23, 2019

Put Options

Written

30,300

70.0000

American

Jun 19, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Put Options

Written

3,100

65.0000

American

Aug 16, 2019

Put Options

Written

1,900

63.0000

American

Aug 30, 2019

Put Options

Written

1,800

73.0000

American

Sep 20, 2019

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

1,000

68.0000

American

Feb 21, 2020

Put Options

Written

100

78.0000

American

Jan 15, 2021

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

100

68.0000

American

Oct 18, 2019

Put Options

Written

100

60.0000

American

Aug 30, 2019

Call Options

Purchased

4,600

75.0000

American

Oct 18, 2019

Call Options

Purchased

3,600

75.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

78.0000

American

Oct 18, 2019

Call Options

Purchased

1,000

65.0000

American

Sep 13, 2019

Call Options

Purchased

600

75.0000

American

Feb 21, 2020

Call Options

Purchased

300

72.0000

American

Sep 6, 2019

Call Options

Purchased

200

70.0000

American

Sep 6, 2019

Call Options

Purchased

200

105.0000

American

Aug 16, 2019

Call Options

Purchased

100

69.0000

American

Aug 16, 2019

Call Options

Written

-800

74.0000

American

Sep 6, 2019

Call Options

Written

-1,000

100.0000

American

Sep 20, 2019

Call Options

Written

-1,000

67.0000

American

Aug 16, 2019

Call Options

Written

-1,100

115.0000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-2,200

83.0000

American

Jan 15, 2021

Call Options

Written

-4,100

73.0000

American

Sep 20, 2019

Call Options

Written

-7,500

80.0000

American

Jan 17, 2020

Call Options

Written

-11,200

95.0000

American

Jun 19, 2020

Call Options

Written

-24,000

78.0000

American

Sep 20, 2019

Call Options

Written

-25,000

82.5000

American

Jan 17, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-100

65.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Feb 21, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-100

85.0000

American

Sep 20, 2019

Call Options

Written

-100

63.0000

American

Sep 20, 2019

Call Options

Written

-100

66.0000

American

Sep 13, 2019

Call Options

Written

-100

115.0000

American

Aug 16, 2019

Call Options

Written

-200

70.0000

American

Aug 23, 2019

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-500

48.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,200

68.0000

American

Jan 17, 2020

Put Options

Purchased

-24,300

68.0000

American

Sep 20, 2019

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

3,000

67.0000

American

Aug 16, 2019

Put Options

Written

1,000

83.0000

American

Jan 15, 2021

Put Options

Written

300

63.0000

American

Aug 23, 2019

Call Options

Purchased

2,600

60.0000

American

Sep 20, 2019

Call Options

Purchased

2,100

50.0000

American

Jan 17, 2020

Call Options

Purchased

700

70.0000

American

Oct 18, 2019

Call Options

Purchased

600

83.0000

American

Nov 15, 2019

Call Options

Written

-300

93.0000

American

Sep 18, 2020

Call Options

Written

-400

88.0000

American

Jun 19, 2020

Call Options

Written

-500

65.0000

American

Jan 17, 2020

Call Options

Written

-900

100.0000

American

Nov 15, 2019

Call Options

Written

-1,900

98.0000

American

Jan 15, 2021

Call Options

Written

-2,200

63.0000

American

Feb 21, 2020

Call Options

Written

-4,900

110.0000

American

Aug 16, 2019

Call Options

Written

-6,000

100.0000

American

Aug 16, 2019

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-11,200

85.0000

American

Jan 17, 2020

Call Options

Written

-13,500

90.0000

American

Nov 15, 2019

Call Options

Written

-15,100

71.0000

American

Aug 23, 2019

Call Options

Written

-68,400

100.0000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-200

74.0000

American

Aug 23, 2019

Put Options

Purchased

-300

43.0000

American

Nov 15, 2019

Put Options

Purchased

-300

66.0000

American

Aug 16, 2019

Put Options

Purchased

-400

69.0000

American

Aug 23, 2019

Put Options

Purchased

-600

50.0000

American

Sep 20, 2019

Put Options

Purchased

-800

93.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

48.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

64.0000

American

Aug 16, 2019

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options

Purchased

-6,900

70.0000

American

Nov 15, 2019

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-9,500

73.0000

American

Jan 15, 2021

Put Options

Purchased

-14,000

60.0000

American

Nov 15, 2019

Put Options

Purchased

-29,100

65.0000

American

Aug 16, 2019

Put Options

Purchased

-100

68.0000

American

Sep 18, 2020

Put Options

Purchased

-200

88.0000

American

Jan 17, 2020

Put Options

Written

25,200

75.0000

American

Sep 20, 2019

Put Options

Written

25,000

58.0000

American

Jan 15, 1919

Put Options

Written

16,100

65.0000

American

Oct 18, 2019

Put Options

Written

14,800

63.0000

American

Oct 18, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

300

65.0000

American

Aug 30, 2019

Put Options

Written

100

58.0000

American

Aug 16, 2019

Call Options

Purchased

11,000

65.0000

American

Sep 20, 2019

Call Options

Purchased

3,100

73.0000

American

Feb 21, 2020

Call Options

Purchased

2,700

65.0000

American

Aug 16, 2019

Call Options

Purchased

2,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

62.0000

American

Aug 16, 2019

Call Options

Purchased

300

68.0000

American

Aug 30, 2019

Call Options

Purchased

200

63.0000

American

Jan 17, 2020

Call Options

Written

-400

105.0000

American

Sep 20, 2019

Call Options

Written

-500

88.0000

American

Jan 15, 2021

Call Options

Written

-1,400

65.0000

American

Aug 23, 2019

Call Options

Written

-1,700

80.0000

American

Jun 19, 2020

Call Options

Written

-2,900

78.0000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-3,500

80.0000

American

Jan 15, 2021

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Call Options

Written

-5,300

88.0000

American

Sep 20, 2019

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-13,200

75.0000

American

Aug 16, 2019

Call Options

Written

-14,000

90.0000

American

Jan 17, 2020

Call Options

Written

-25,000

83.0000

American

Jan 15, 1919

Call Options

Written

-38,000

90.0000

American

Aug 16, 2019

Call Options

Written

-100

68.0000

American

Aug 23, 2019

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 673799
Time of Receipt (offset from UTC): 20190813T140202+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC