Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 12 August 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,517,397

0.77%

459,746

0.14%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

670,000

0.20%

1,851,768

0.56%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

495,800

0.15%

477,600

0.15%

 

 

 

 

TOTAL:

 

 

 

 

3,683,197

1.12%

2,789,114

0.85%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

14

159.8400 USD

Purchase

65

158.7300 USD

Purchase

70

158.7400 USD

Purchase

90

158.4300 USD

Purchase

100

158.8000 USD

Purchase

100

158.6900 USD

Purchase

100

158.6550 USD

Purchase

100

158.6050 USD

Purchase

128

158.6346 USD

Purchase

200

158.7100 USD

Purchase

200

158.6950 USD

Purchase

200

158.6275 USD

Purchase

210

158.6360 USD

Purchase

300

158.3833 USD

Purchase

300

158.6766 USD

Purchase

300

158.6366 USD

Purchase

300

158.7900 USD

Purchase

406

158.6489 USD

Purchase

500

158.6740 USD

Purchase

500

158.7200 USD

Purchase

506

158.5771 USD

Purchase

545

158.4722 USD

Purchase

933

158.4428 USD

Purchase

1,919

158.5503 USD

Purchase

5,800

158.6196 USD

Purchase

6,400

158.6098 USD

Purchase

6,960

158.6113 USD

Purchase

11,681

158.5519 USD

Purchase

12,212

158.6500 USD

Purchase

20,835

158.6245 USD

Purchase

36,321

158.6429 USD

Purchase

344,764

158.6497 USD

Sale

47

158.5900 USD

Sale

53

158.6700 USD

Sale

65

158.6833 USD

Sale

65

158.7300 USD

Sale

100

158.6300 USD

Sale

100

158.5400 USD

Sale

100

158.3700 USD

Sale

100

158.8300 USD

Sale

100

180.0000 USD

Sale

100

158.7350 USD

Sale

163

158.6800 USD

Sale

190

158.4300 USD

Sale

200

158.5550 USD

Sale

200

158.6600 USD

Sale

200

158.4137 USD

Sale

270

158.7178 USD

Sale

300

158.7533 USD

Sale

300

158.6366 USD

Sale

366

158.6719 USD

Sale

400

158.5375 USD

Sale

400

158.7925 USD

Sale

400

185.0000 USD

Sale

476

158.7459 USD

Sale

500

158.7200 USD

Sale

545

158.4722 USD

Sale

625

158.4940 USD

Sale

665

158.5245 USD

Sale

800

158.4537 USD

Sale

800

158.5916 USD

Sale

900

158.5991 USD

Sale

1,010

158.5832 USD

Sale

2,000

158.6315 USD

Sale

2,778

158.5772 USD

Sale

4,200

158.5948 USD

Sale

5,128

158.6298 USD

Sale

5,750

158.6223 USD

Sale

5,752

158.7215 USD

Sale

6,100

158.6127 USD

Sale

7,188

158.6864 USD

Sale

8,000

170.0000 USD

Sale

22,633

158.5685 USD

Sale

29,546

158.6303 USD

Sale

351,795

158.6500 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

 

unit

SWAP Expires 15/07/2020

Long

335,000

158.6500 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

120 USD

American

16 Aug 2019

39.9500 USD

Call Option

Purchasing

2,000

135 USD

American

16 Aug 2019

24.5500 USD

Call Option

Purchasing

10,600

145 USD

American

16 Aug 2019

15.6000 USD

Call Option

Purchasing

4,100

160 USD

American

20 Sep 2019

2.8741 USD

Call Option

Purchasing

100

163 USD

American

30 Aug 2019

0.7100 USD

Call Option

Purchasing

11,900

165 USD

American

20 Sep 2019

0.8811 USD

Call Option

Selling

200

158 USD

American

16 Aug 2019

1.7500 USD

Call Option

Selling

9,100

170 USD

American

20 Sep 2019

0.1800 USD

Put Option

Purchasing

4,100

155 USD

American

16 Aug 2019

0.2795 USD

Put Option

Purchasing

500

155 USD

American

20 Sep 2019

2.0000 USD

Put Option

Purchasing

1,200

160 USD

American

20 Sep 2019

4.0000 USD

Put Option

Purchasing

100

165 USD

American

17 Jan 2020

10.7300 USD

Put Option

Selling

900

140 USD

American

19 Jun 2020

6.7500 USD

Put Option

Selling

100

160 USD

American

17 Jan 2020

8.4800 USD

Put Option

Selling

8,000

170 USD

American

16 Aug 2019

11.8500 USD

Put Option

Selling

100

180 USD

American

16 Aug 2019

21.3800 USD

Put Option

Selling

400

185 USD

American

16 Aug 2019

23.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 13 Aug 2019
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-800

160.0000

American

Feb 21, 2020

Put Options

Purchased

-900

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

160.0000

American

Aug 23, 2019

Put Options

Purchased

-1,700

165.0000

American

Jan 17, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

155.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

115.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-14,300

165.0000

American

Aug 16, 2019

Call Options

Purchased

17,900

165.0000

American

Sep 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-2,500

185.0000

American

Dec 20, 2019

Call Options

Written

-5,600

185.0000

American

Aug 16, 2019

Call Options

Written

-10,000

210.0000

American

Jan 15, 1919

Call Options

Written

-100

145.0000

American

Aug 16, 2019

Put Options

Written

1,600

155.0000

American

Dec 20, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

200

90.0000

American

Feb 21, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-500

175.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Aug 23, 2019

Put Options

Purchased

-600

135.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-4,200

125.0000

American

Jan 17, 2020

Put Options

Purchased

-5,400

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Call Options

Purchased

4,400

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

2,700

175.0000

American

Aug 23, 2019

Call Options

Purchased

2,100

170.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

145.0000

American

Nov 15, 2019

Call Options

Purchased

900

163.0000

American

Aug 16, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Call Options

Written

-1,700

180.0000

American

Aug 16, 2019

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Call Options

Written

-100

158.0000

American

Aug 16, 2019

Put Options

Written

10,000

140.0000

American

Jan 15, 1919

Put Options

Written

800

105.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Aug 16, 2019

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Put Options

Purchased

-200

120.0000

American

Jan 17, 2020

Put Options

Purchased

-200

120.0000

American

Nov 15, 2019

Call Options

Purchased

6,100

160.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,400

185.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

165.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

2,200

170.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

155.0000

American

Dec 20, 2019

Call Options

Purchased

100

163.0000

American

Aug 30, 2019

Call Options

Written

-1,300

170.0000

American

Aug 16, 2019

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-100

140.0000

American

Feb 21, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-200

125.0000

American

Jan 17, 2020

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

1,000

85.0000

American

Aug 16, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Aug 16, 2019

Put Options

Purchased

-1,000

110.0000

American

Aug 16, 2019

Put Options

Purchased

-1,200

165.0000

American

Nov 15, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

160.0000

American

Jan 17, 2020

Put Options

Purchased

-5,400

150.0000

American

Jan 17, 2020

Put Options

Purchased

-5,700

100.0000

American

Jan 17, 2020

Put Options

Purchased

-7,500

115.0000

American

Aug 16, 2019

Put Options

Purchased

-8,600

130.0000

American

Nov 15, 2019

Put Options

Purchased

-21,700

160.0000

American

Aug 16, 2019

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Purchased

12,500

160.0000

American

Aug 16, 2019

Call Options

Purchased

10,500

165.0000

American

Aug 16, 2019

Call Options

Purchased

4,200

160.0000

American

Sep 20, 2019

Call Options

Purchased

2,000

175.0000

American

Aug 16, 2019

Call Options

Purchased

1,900

170.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-25,000

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Written

21,500

140.0000

American

Jun 19, 2020

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-500

145.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

165.0000

American

Sep 20, 2019

Put Options

Purchased

-1,100

160.0000

American

Dec 20, 2019

Put Options

Purchased

-2,900

150.0000

American

Aug 16, 2019

Put Options

Purchased

-6,400

155.0000

American

Aug 16, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-200

170.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

190.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

200

185.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-700

168.0000

American

Aug 16, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Written

10,000

140.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

6,800

80.0000

American

Aug 16, 2019

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

3,400

130.0000

American

Aug 16, 2019

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jun 19, 2020

Put Options

Written

100

95.0000

American

Aug 16, 2019

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

115.0000

American

Nov 15, 2019

Put Options

Purchased

-800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

160.0000

American

Sep 20, 2019

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

3,900

165.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Purchased

100

145.0000

American

Dec 20, 2019

Call Options

Purchased

100

168.0000

American

Aug 23, 2019

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-12,800

210.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

8,700

125.0000

American

Aug 16, 2019

Put Options

Purchased

-500

145.0000

American

Aug 16, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

163.0000

American

Aug 16, 2019

Put Options

Purchased

-103,100

130.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-4,900

120.0000

American

Aug 16, 2019

Put Options

Purchased

-19,800

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Purchased

12,200

180.0000

American

Nov 15, 2019

Call Options

Purchased

4,500

170.0000

American

Aug 23, 2019

Call Options

Purchased

3,600

135.0000

American

Nov 15, 2019

Call Options

Purchased

1,900

175.0000

American

Feb 21, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Written

-1,000

175.0000

American

Jan 15, 2021

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-9,100

170.0000

American

Sep 20, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-100

200.0000

American

Aug 16, 2019

Put Options

Written

20,000

170.0000

American

Jan 15, 1919

Put Options

Written

2,200

75.0000

American

Aug 16, 2019

Put Options

Written

1,000

90.0000

American

Jan 17, 2020

Put Options

Written

900

135.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

300

105.0000

American

Nov 15, 2019

Put Options

Written

100

90.0000

American

Aug 16, 2019

Put Options

Purchased

-300

140.0000

American

Jan 17, 2020

Put Options

Purchased

-400

155.0000

American

Aug 23, 2019

Put Options

Purchased

-600

135.0000

American

Aug 16, 2019

Put Options

Purchased

-1,500

160.0000

American

Nov 15, 2019

Put Options

Purchased

-2,400

105.0000

American

Aug 16, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

150.0000

American

Jan 17, 2020

Call Options

Purchased

1,100

180.0000

American

Feb 21, 2020

Call Options

Purchased

500

175.0000

American

Jan 17, 2020

Call Options

Purchased

100

195.0000

American

Aug 16, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

20,000

170.0000

American

Jan 17, 2020

Put Options

Written

8,200

150.0000

American

Sep 20, 2019

Put Options

Written

6,500

150.0000

American

Feb 21, 2020

Put Options

Written

1,600

155.0000

American

Sep 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Nov 15, 2019

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 673798
Time of Receipt (offset from UTC): 20190813T140142+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC