FORM 8.3 - COBHAM PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose COBHAM PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 29 July 2019
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

47,440,753

1.98%

13,013,743

0.54%

 

 

 

 

 

(2)

Cash-settled derivatives:

10,406,649

0.44%

19,912,300

0.83%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

57,847,402

2.42%

32,926,043

1.38%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

2.5p ordinary

Purchase

98

1.6850 GBP

2.5p ordinary

Purchase

421

1.6817 GBP

2.5p ordinary

Purchase

663

1.6930 GBP

2.5p ordinary

Purchase

782

1.6847 GBP

2.5p ordinary

Purchase

898

1.6832 GBP

2.5p ordinary

Purchase

1,365

1.6957 GBP

2.5p ordinary

Purchase

1,428

1.6915 GBP

2.5p ordinary

Purchase

1,925

1.6948 GBP

2.5p ordinary

Purchase

1,982

1.6877 GBP

2.5p ordinary

Purchase

1,983

1.6820 GBP

2.5p ordinary

Purchase

2,032

1.6807 GBP

2.5p ordinary

Purchase

2,084

1.6827 GBP

2.5p ordinary

Purchase

3,099

1.6825 GBP

2.5p ordinary

Purchase

3,608

1.6815 GBP

2.5p ordinary

Purchase

3,965

1.6955 GBP

2.5p ordinary

Purchase

5,168

1.6909 GBP

2.5p ordinary

Purchase

5,785

1.6841 GBP

2.5p ordinary

Purchase

5,878

1.6920 GBP

2.5p ordinary

Purchase

5,972

1.6919 GBP

2.5p ordinary

Purchase

6,076

1.6927 GBP

2.5p ordinary

Purchase

6,470

1.6897 GBP

2.5p ordinary

Purchase

7,717

1.6899 GBP

2.5p ordinary

Purchase

10,707

1.6921 GBP

2.5p ordinary

Purchase

11,117

1.6925 GBP

2.5p ordinary

Purchase

23,422

1.6901 GBP

2.5p ordinary

Purchase

24,009

1.6912 GBP

2.5p ordinary

Purchase

284,457

1.6872 GBP

2.5p ordinary

Purchase

400,000

1.6813 GBP

2.5p ordinary

Purchase

603,784

1.6884 GBP

2.5p ordinary

Sale

98

1.6850 GBP

2.5p ordinary

Sale

421

1.6817 GBP

2.5p ordinary

Sale

663

1.6930 GBP

2.5p ordinary

Sale

782

1.6847 GBP

2.5p ordinary

Sale

898

1.6832 GBP

2.5p ordinary

Sale

917

1.6970 GBP

2.5p ordinary

Sale

1,365

1.6957 GBP

2.5p ordinary

Sale

1,428

1.6915 GBP

2.5p ordinary

Sale

1,880

1.6815 GBP

2.5p ordinary

Sale

1,982

1.6877 GBP

2.5p ordinary

Sale

1,983

1.6820 GBP

2.5p ordinary

Sale

2,032

1.6807 GBP

2.5p ordinary

Sale

2,976

1.6934 GBP

2.5p ordinary

Sale

3,037

1.6925 GBP

2.5p ordinary

Sale

3,099

1.6825 GBP

2.5p ordinary

Sale

4,029

1.6827 GBP

2.5p ordinary

Sale

5,758

1.6912 GBP

2.5p ordinary

Sale

5,885

1.6920 GBP

2.5p ordinary

Sale

7,740

1.6905 GBP

2.5p ordinary

Sale

12,489

1.6904 GBP

2.5p ordinary

Sale

15,844

1.6882 GBP

2.5p ordinary

Sale

28,856

1.6852 GBP

2.5p ordinary

Sale

61,807

1.6830 GBP

2.5p ordinary

Sale

84,162

1.6927 GBP

2.5p ordinary

Sale

92,949

1.6836 GBP

2.5p ordinary

Sale

95,829

1.6868 GBP

2.5p ordinary

Sale

96,184

1.6911 GBP

2.5p ordinary

Sale

100,310

1.6902 GBP

2.5p ordinary

Sale

227,989

1.6750 GBP

2.5p ordinary

Sale

705,699

1.6863 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

2.5p ordinary

CFD

Long

11,447

1.6779 GBP

2.5p ordinary

CFD

Long

96,184

1.6911 GBP

2.5p ordinary

SWAP

Long

118,423

1.6839 GBP

2.5p ordinary

SWAP

Long

122,411

1.6919 GBP

2.5p ordinary

CFD

Long

124,949

1.6868 GBP

2.5p ordinary

CFD

Long

180,210

1.6826 GBP

2.5p ordinary

SWAP

Long

225,260

1.6750 GBP

2.5p ordinary

SWAP

Long

234,142

1.6841 GBP

2.5p ordinary

SWAP

Long

251,155

1.6905 GBP

2.5p ordinary

SWAP

Short

332

1.6937 GBP

2.5p ordinary

SWAP

Short

1,145

1.6973 GBP

2.5p ordinary

SWAP

Short

3,064

1.6975 GBP

2.5p ordinary

SWAP

Short

3,112

1.6898 GBP

2.5p ordinary

SWAP

Short

16,460

1.6833 GBP

2.5p ordinary

SWAP

Short

29,255

1.6919 GBP

2.5p ordinary

CFD

Short

51,393

1.6884 GBP

2.5p ordinary

SWAP

Short

143,730

1.6838 GBP

2.5p ordinary

SWAP

Short

189,140

1.6878 GBP

2.5p ordinary

SWAP

Short

225,260

1.6863 GBP

2.5p ordinary

CFD

Short

229,119

1.6920 GBP

2.5p ordinary

CFD

Short

400,000

1.6813 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

30 Jul 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 673012
Time of Receipt (offset from UTC): 20190730T135910+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC