Form 8.5 (EPT/NON-RI) - Charter Court Financial Services Group PLC Amendment

LONDON--()--

FORM 8.5 (EPT/NON-RI) - Amendment to Purchases

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)

1.        KEY INFORMATION

                     
(a)       Name of exempt principal trader:       BARCLAYS CAPITAL SECURITIES LTD
(b)       Name of offeror/offeree in relation to whose       CHARTER COURT FINANCIAL SERVICES GR
        relevant securities this form relates:        
(c)       Name of the party to the offer with which exempt       ONESAVINGS BANK PLC
        principal trader is connected        
(d)       Date position held/dealing undertaken:       18 June 2019
(e)       In addition to the company in 1(b) above, is the exempt principal       YES:
        trader making disclosures in respect of any other party to the offer?       ONESAVINGS BANK PLC
 

2.        POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)       Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

                                             

Class of relevant security:

              1p ordinary                        
            Interests               Short Positions        
                Number       (%)       Number       (%)
(1) Relevant securities owned                  
and/or controlled: 777,907 0.33% 397,685 0.17%
                                         
(2) Cash-settled derivatives:
94,909 0.04% 445,725 0.19%
                                         

(3)

Stock-settled derivatives (including options)and agreements to purchase/sell:

0 0.00% 0 0.00%
                                         
 
        TOTAL:       872,816       0.36%       843,410       0.35%
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)       Rights to subscribe for new securities (including directors’ and other employee options)

       
Class of relevant security in relation to    
which subscription right exists      
Details, including nature of the rights
concerned and relevant percentages:      
 

3.        DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)       Purchases and sales

                                     
Class of relevant       Purchase/sale       Total number of       Highest price per unit       Lowest price per unit
security               securities       paid/received       paid/received
1p ordinary       Purchase       133,150       3.1966 GBP       3.155 GBP
 
1p ordinary       Sale       52,455       3.1925 GBP       3.15 GBP
 

(b)       Cash-settled derivative transactions

                                     
Class of       Product       Nature of dealing       Number of       Price per
relevant description reference unit
security                       securities        
1p ordinary       SWAP       Long       1,175       3.1500 GBP
1p ordinary       SWAP       Long       2,875       3.1709 GBP
1p ordinary       SWAP       Long       14,483       3.1733 GBP
1p ordinary       CFD       Long       19,451       3.1608 GBP
1p ordinary       SWAP       Short       100       3.1650 GBP
1p ordinary       SWAP       Short       100       3.1700 GBP
1p ordinary       SWAP       Short       2,266       3.1734 GBP
1p ordinary       CFD       Short       40,600       3.1768 GBP
1p ordinary       CFD       Short       75,988       3.1965 GBP
 

(c)       Stock-settled derivative transactions (including options)

(i)       Writing, selling, purchasing or varying

                                                             
Class       Product       Writing,       Number       Exercise       Type       Expiry       Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
                        relates                                
                                                         
 

(ii)      Exercise

                                     
Class of relevant security       Product description

e.g. call option

      Exercising/ exercised against       Number of securities       Exercise price per unit
                                 
                       

(d)       Other dealings (including subscribing for new securities)

                             
Class of relevant security      

Nature of dealing
e.g. subscription, conversion

 

      Details      

Price per unit
(if applicable)

                         
                 

4.        OTHER INFORMATION

(a)       Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

 

(b)       Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

 

(c)       Attachments

             
Is a Supplemental Form 8 (Open Positions) attached?       NO
Date of disclosure:       21 Jun 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:       020 3134 7213
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 670719
Time of Receipt (offset from UTC): 20190621T073433+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC