Form 8.3 - SIBANYE GOLD LTD

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LTD
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 10 June 2019
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer?
    LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary NPV
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 6,290,558 0.24% 4,048,175 0.15%
           
(2) Cash-settled derivatives:
7,152,674 0.27% 2,403,500 0.09%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 13,443,232 0.50% 6,451,675 0.24%
 
Class of relevant security:   Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,800,000 1.25% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 4,800,000 1.25% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 300 3.9058 USD
ADR Purchase 300 3.9266 USD
ADR Purchase 400 3.9087 USD
ADR Purchase 2,877 3.9279 USD
ADR Purchase 9,100 3.9603 USD
ADR Purchase 16,600 3.9491 USD
ADR Purchase 19,712 3.9200 USD
ADR Purchase 25,400 3.9534 USD
ADR Purchase 30,723 3.9342 USD
ADR Purchase 47,670 3.9345 USD
ADR Purchase 101,487 3.9774 USD
ADR Purchase 107,746 3.9847 USD
ADR Sale 124 3.8958 USD
ADR Sale 176 3.9128 USD
ADR Sale 200 3.9100 USD
ADR Sale 300 3.9266 USD
ADR Sale 400 3.9087 USD
ADR Sale 1,100 3.9272 USD
ADR Sale 3,600 3.9291 USD
ADR Sale 5,070 3.9217 USD
ADR Sale 7,700 3.9596 USD
ADR Sale 9,900 3.9463 USD
ADR Sale 15,500 3.9580 USD
ADR Sale 18,000 3.9503 USD
ADR Sale 35,812 3.9328 USD
ADR Sale 37,700 3.9371 USD
ADR Sale 101,487 3.9774 USD
ADR Sale 107,746 3.9847 USD
Ordinary NPV Purchase 2 14.7450 ZAR
Ordinary NPV Purchase 600 14.9372 ZAR
Ordinary NPV Purchase 1,883 14.7580 ZAR
Ordinary NPV Purchase 2,117 14.7100 ZAR
Ordinary NPV Purchase 2,469 14.3720 ZAR
Ordinary NPV Purchase 4,000 14.6902 ZAR
Ordinary NPV Purchase 4,889 14.3446 ZAR
Ordinary NPV Purchase 6,093 14.4363 ZAR
Ordinary NPV Purchase 8,636 14.2618 ZAR
Ordinary NPV Purchase 9,215 14.2926 ZAR
Ordinary NPV Purchase 10,676 14.1417 ZAR
Ordinary NPV Purchase 10,788 14.3026 ZAR
Ordinary NPV Purchase 21,337 14.3845 ZAR
Ordinary NPV Purchase 58,136 14.3851 ZAR
Ordinary NPV Purchase 248,316 14.2820 ZAR
Ordinary NPV Purchase 265,086 17.6329 ZAR
Ordinary NPV Purchase 283,820 TRANSFER
Ordinary NPV Purchase 291,533 14.2821 ZAR
Ordinary NPV Purchase 413,634 14.5874 ZAR
Ordinary NPV Purchase 584,256 14.2822 ZAR
Ordinary NPV Purchase 1,510,376 14.3854 ZAR
Ordinary NPV Purchase 1,574,533 14.3630 ZAR
Ordinary NPV Sale 600 14.9382 ZAR
Ordinary NPV Sale 622 14.0048 ZAR
Ordinary NPV Sale 639 14.0047 ZAR
Ordinary NPV Sale 2,465 14.3725 ZAR
Ordinary NPV Sale 2,500 14.6328 ZAR
Ordinary NPV Sale 2,989 14.4557 ZAR
Ordinary NPV Sale 3,186 14.3540 ZAR
Ordinary NPV Sale 3,209 14.3532 ZAR
Ordinary NPV Sale 3,447 14.4445 ZAR
Ordinary NPV Sale 6,182 14.7663 ZAR
Ordinary NPV Sale 8,636 14.2625 ZAR
Ordinary NPV Sale 9,215 14.2934 ZAR
Ordinary NPV Sale 10,788 14.3034 ZAR
Ordinary NPV Sale 28,250 14.5124 ZAR
Ordinary NPV Sale 40,430 14.4379 ZAR
Ordinary NPV Sale 60,943 14.2894 ZAR
Ordinary NPV Sale 108,251 14.2273 ZAR
Ordinary NPV Sale 117,002 14.3070 ZAR
Ordinary NPV Sale 123,609 14.5976 ZAR
Ordinary NPV Sale 222,399 14.3457 ZAR
Ordinary NPV Sale 737,167 14.2768 ZAR
Ordinary NPV Sale 807,988 14.3795 ZAR
Ordinary NPV Sale 1,510,376 14.3868 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary NPV CFD Long 121 TRANSFER
Ordinary NPV CFD Long 2,531 14.4721 ZAR
Ordinary NPV CFD Long 45,078 14.5036 ZAR
Ordinary NPV CFD Long 62,332 14.2456 ZAR
Ordinary NPV CFD Long 406,884 14.5647 ZAR
Ordinary NPV CFD Long 799,182 14.5561 ZAR
Ordinary NPV CFD Short 11,714 14.3363 ZAR
Ordinary NPV CFD Short 30,411 14.2501 ZAR
Ordinary NPV CFD Short 45,561 14.2415 ZAR
Ordinary NPV CFD Short 84,358 14.4136 ZAR
Ordinary NPV CFD Short 568,610 14.5245 ZAR
Ordinary NPV CFD Short 728,171 14.3143 ZAR
Ordinary NPV CFD Short 3,608,682 TRANSFER

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 11 Jun 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 670117
Time of Receipt (offset from UTC): 20190611T115553+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC