Form 8.3 - LONMIN PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Absa Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

LONMIN PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

07 June 2019
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES

 

SIBANYE GOLD LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.0001 ordinary

 

Interests   Short positions
  Number   % Number   %
(1) Relevant securities owned and/or controlled: 12,048,138 4.15% 12,298,573 4.24%
(2) Cash-settled derivatives: 1,539,109 0.53% 0 0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0.00% 0 0.00%

TOTAL:

13,587,247 4.68% 12,298,573 4.24%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
USD 0.0001 ordinary Purchase 190 14.3400 ZAR
USD 0.0001 ordinary Purchase 250 14.6400 ZAR
USD 0.0001 ordinary Purchase 500 14.1300 ZAR
USD 0.0001 ordinary Purchase 832 14.7000 ZAR
USD 0.0001 ordinary Purchase 996 14.8800 ZAR
USD 0.0001 ordinary Purchase 1000 14.9800 ZAR
USD 0.0001 ordinary Purchase 1126 14.4700 ZAR
USD 0.0001 ordinary Purchase 1200 14.2700 ZAR
USD 0.0001 ordinary Purchase 1300 14.2500 ZAR
USD 0.0001 ordinary Purchase 1300 14.2800 ZAR
USD 0.0001 ordinary Purchase 1500 14.7100 ZAR
USD 0.0001 ordinary Purchase 1633 14.6300 ZAR
USD 0.0001 ordinary Purchase 1980 14.2100 ZAR
USD 0.0001 ordinary Purchase 2000 14.9200 ZAR
USD 0.0001 ordinary Purchase 2100 14.8400 ZAR
USD 0.0001 ordinary Purchase 2130 14.5700 ZAR
USD 0.0001 ordinary Purchase 2207 14.3800 ZAR
USD 0.0001 ordinary Purchase 2740 14.8700 ZAR
USD 0.0001 ordinary Purchase 3000 14.0900 ZAR
USD 0.0001 ordinary Purchase 3000 14.3700 ZAR
USD 0.0001 ordinary Purchase 3071 14.6500 ZAR
USD 0.0001 ordinary Purchase 4010 14.7500 ZAR
USD 0.0001 ordinary Purchase 4032 14.1600 ZAR
USD 0.0001 ordinary Purchase 4470 14.9600 ZAR
USD 0.0001 ordinary Purchase 5000 14.3100 ZAR
USD 0.0001 ordinary Purchase 5000 14.9100 ZAR
USD 0.0001 ordinary Purchase 5000 15.0100 ZAR
USD 0.0001 ordinary Purchase 5000 15.0200 ZAR
USD 0.0001 ordinary Purchase 5500 14.8500 ZAR
USD 0.0001 ordinary Purchase 7384 14.9700 ZAR
USD 0.0001 ordinary Purchase 25607 14.9084 ZAR
USD 0.0001 ordinary Purchase 30809 14.9000 ZAR
USD 0.0001 ordinary Purchase 104000 14.9082 ZAR
USD 0.0001 ordinary Sale 9650 14.3100 ZAR
USD 0.0001 ordinary Sale 7362 14.3500 ZAR
USD 0.0001 ordinary Sale 6705 14.3000 ZAR
USD 0.0001 ordinary Sale 5309 14.3700 ZAR
USD 0.0001 ordinary Sale 5271 14.6500 ZAR
USD 0.0001 ordinary Sale 5113 14.3800 ZAR
USD 0.0001 ordinary Sale 4858 14.9000 ZAR
USD 0.0001 ordinary Sale 4743 14.9700 ZAR
USD 0.0001 ordinary Sale 4138 14.8800 ZAR
USD 0.0001 ordinary Sale 4127 14.4700 ZAR
USD 0.0001 ordinary Sale 3758 14.6200 ZAR
USD 0.0001 ordinary Sale 3617 14.3300 ZAR
USD 0.0001 ordinary Sale 3599 14.2100 ZAR
USD 0.0001 ordinary Sale 3343 14.3400 ZAR
USD 0.0001 ordinary Sale 3137 14.2800 ZAR
USD 0.0001 ordinary Sale 3070 14.9900 ZAR
USD 0.0001 ordinary Sale 3000 14.0900 ZAR
USD 0.0001 ordinary Sale 2909 14.2200 ZAR
USD 0.0001 ordinary Sale 2519 14.3200 ZAR
USD 0.0001 ordinary Sale 2506 14.8900 ZAR
USD 0.0001 ordinary Sale 2130 14.5700 ZAR
USD 0.0001 ordinary Sale 1935 14.6300 ZAR
USD 0.0001 ordinary Sale 1732 14.1600 ZAR
USD 0.0001 ordinary Sale 1682 14.2300 ZAR
USD 0.0001 ordinary Sale 1614 14.2900 ZAR
USD 0.0001 ordinary Sale 1551 14.6100 ZAR
USD 0.0001 ordinary Sale 1517 15.0600 ZAR
USD 0.0001 ordinary Sale 1516 14.6000 ZAR
USD 0.0001 ordinary Sale 1505 14.5900 ZAR
USD 0.0001 ordinary Sale 1414 14.5000 ZAR
USD 0.0001 ordinary Sale 1301 14.3600 ZAR
USD 0.0001 ordinary Sale 1283 14.4000 ZAR
USD 0.0001 ordinary Sale 1214 14.9600 ZAR
USD 0.0001 ordinary Sale 1211 14.7600 ZAR
USD 0.0001 ordinary Sale 1210 14.1900 ZAR
USD 0.0001 ordinary Sale 1200 14.6700 ZAR
USD 0.0001 ordinary Sale 1140 15.0300 ZAR
USD 0.0001 ordinary Sale 1115 14.2000 ZAR
USD 0.0001 ordinary Sale 1000 14.5200 ZAR
USD 0.0001 ordinary Sale 700 14.0700 ZAR
USD 0.0001 ordinary Sale 700 14.1400 ZAR
USD 0.0001 ordinary Sale 700 14.2400 ZAR
USD 0.0001 ordinary Sale 700 14.4300 ZAR
USD 0.0001 ordinary Sale 689 14.9800 ZAR
USD 0.0001 ordinary Sale 600 14.8100 ZAR
USD 0.0001 ordinary Sale 560 15.0800 ZAR
USD 0.0001 ordinary Sale 531 14.4900 ZAR
USD 0.0001 ordinary Sale 503 14.4800 ZAR
USD 0.0001 ordinary Sale 500 14.1300 ZAR
USD 0.0001 ordinary Sale 500 14.4200 ZAR
USD 0.0001 ordinary Sale 217 14.0000 ZAR
USD 0.0001 ordinary Sale 200 14.4400 ZAR
USD 0.0001 ordinary Sale 30 14.2600 ZAR
USD 0.0001 ordinary Sale 10 14.4600 ZAR

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   07 June 2019
Contact name: Large Holdings Regulatory Operations
Telephone number*: +27 11 846 4234

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Absa Group Limited
Category Code: RET
Sequence Number: 670018
Time of Receipt (offset from UTC): 20190610T145721+0100

Contacts

Absa Group Limited

Contacts

Absa Group Limited