Form 8.3 - SIBANYE GOLD LTD

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SIBANYE GOLD LTD

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

6 June 2019

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary NPV            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,810,340 0.08% 3,923,972 0.16%
           
(2) Cash-settled derivatives:
11,101,976 0.47% 2,403,500 0.10%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 12,912,316 0.54% 6,327,472 0.27%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,800,000 1.25% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,800,000 1.25% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 400 4.0500 USD
ADR Purchase 800 4.0412 USD
ADR Purchase 1,300 4.0482 USD
ADR Purchase 2,900 3.9300 USD
ADR Purchase 5,000 4.0388 USD
ADR Purchase 6,200 4.0216 USD
ADR Purchase 6,299 4.0200 USD
ADR Purchase 14,300 4.0080 USD
ADR Purchase 17,389 4.0124 USD
ADR Purchase 19,800 4.0033 USD
ADR Purchase 23,400 3.9261 USD
ADR Purchase 32,800 4.0036 USD
ADR Purchase 35,000 4.0300 USD
ADR Purchase 36,082 3.9783 USD
ADR Purchase 54,864 4.0120 USD
ADR Purchase 62,879 3.9496 USD
ADR Sale 100 4.0450 USD
ADR Sale 100 4.0425 USD
ADR Sale 600 4.0316 USD
ADR Sale 1,200 4.0487 USD
ADR Sale 1,242 4.0200 USD
ADR Sale 2,600 3.9507 USD
ADR Sale 4,289 4.0280 USD
ADR Sale 5,300 4.0213 USD
ADR Sale 5,526 3.9505 USD
ADR Sale 6,200 4.0216 USD
ADR Sale 7,491 4.0237 USD
ADR Sale 11,600 4.0041 USD
ADR Sale 12,500 4.0114 USD
ADR Sale 16,700 4.0143 USD
ADR Sale 20,300 3.9988 USD
ADR Sale 22,287 4.0250 USD
ADR Sale 22,300 4.0006 USD
ADR Sale 27,956 3.9863 USD
ADR Sale 35,800 4.0300 USD
ADR Sale 61,143 4.0128 USD
ADR Sale 89,179 3.9428 USD
Ordinary NPV Purchase 400,000 14.6600 ZAR
Ordinary NPV Sale 400,000 14.6600 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary NPV CFD Long 3,032 14.8778 ZAR
Ordinary NPV CFD Long 13,822 14.5900 ZAR
Ordinary NPV CFD Long 33,546 14.9520 ZAR
Ordinary NPV CFD Long 101,087 14.8198 ZAR
Ordinary NPV CFD Long 126,220 14.7291 ZAR
Ordinary NPV CFD Long 261,243 14.8023 ZAR
Ordinary NPV CFD Long 397,449 14.6830 ZAR
Ordinary NPV CFD Long 400,000 14.6585 ZAR
Ordinary NPV CFD Short 7,940 14.7158 ZAR
Ordinary NPV CFD Short 13,822 14.5900 ZAR
Ordinary NPV CFD Short 24,822 14.8606 ZAR
Ordinary NPV CFD Short 210,972 14.7150 ZAR
Ordinary NPV CFD Short 464,106 14.6440 ZAR
Ordinary NPV CFD Short 594,989 14.7057 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

7 Jun 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 669940
Time of Receipt (offset from UTC): 20190607T121220+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC