Form 8.3 - SIBANYE

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Absa Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

SIBANYE GOLD LIMITED
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

03 June 2019
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES

 

LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.0001 ordinary

 

Interests   Short positions
  Number   % Number   %
(1) Relevant securities owned and/or controlled: 30,902,195 1.30% 42,064,722 1.77%
(2) Cash-settled derivatives: 13,920,375 0.58% 32,761 0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0.00% 0 0.00%

TOTAL:

44,822,570 1.88% 42,097,483 1.77%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
USD 0.0001 ordinary Purchase 1633 13.8200 ZAR
USD 0.0001 ordinary Purchase 1732 14.1700 ZAR
USD 0.0001 ordinary Purchase 2712 14.1800 ZAR
USD 0.0001 ordinary Purchase 3215 13.8100 ZAR
USD 0.0001 ordinary Purchase 3855 14.0800 ZAR
USD 0.0001 ordinary Purchase 4531 14.0600 ZAR
USD 0.0001 ordinary Purchase 4757 13.8800 ZAR
USD 0.0001 ordinary Purchase 5713 14.2100 ZAR
USD 0.0001 ordinary Purchase 5846 14.0700 ZAR
USD 0.0001 ordinary Purchase 6014 13.8700 ZAR
USD 0.0001 ordinary Purchase 6200 13.8500 ZAR
USD 0.0001 ordinary Purchase 6807 14.1100 ZAR
USD 0.0001 ordinary Purchase 8656 13.8400 ZAR
USD 0.0001 ordinary Purchase 9218 13.8900 ZAR
USD 0.0001 ordinary Purchase 9418 14.1200 ZAR
USD 0.0001 ordinary Purchase 10077 14.0300 ZAR
USD 0.0001 ordinary Purchase 14053 14.0400 ZAR
USD 0.0001 ordinary Purchase 14255 14.0900 ZAR
USD 0.0001 ordinary Purchase 15776 13.8300 ZAR
USD 0.0001 ordinary Purchase 16993 13.9000 ZAR
USD 0.0001 ordinary Purchase 21842 14.1400 ZAR
USD 0.0001 ordinary Purchase 23503 14.2300 ZAR
USD 0.0001 ordinary Purchase 24326 14.1900 ZAR
USD 0.0001 ordinary Purchase 24799 14.0100 ZAR
USD 0.0001 ordinary Purchase 28064 14.0500 ZAR
USD 0.0001 ordinary Purchase 29471 13.8600 ZAR
USD 0.0001 ordinary Purchase 34682 14.1749 ZAR
USD 0.0001 ordinary Purchase 34957 13.9100 ZAR
USD 0.0001 ordinary Purchase 36601 14.0200 ZAR
USD 0.0001 ordinary Purchase 36937 13.9300 ZAR
USD 0.0001 ordinary Purchase 36944 14.1300 ZAR
USD 0.0001 ordinary Purchase 40000 14.2400 ZAR
USD 0.0001 ordinary Purchase 44031 14.2000 ZAR
USD 0.0001 ordinary Purchase 46378 14.1500 ZAR
USD 0.0001 ordinary Purchase 47628 13.9600 ZAR
USD 0.0001 ordinary Purchase 50707 14.0000 ZAR
USD 0.0001 ordinary Purchase 52510 13.9900 ZAR
USD 0.0001 ordinary Purchase 59296 13.9700 ZAR
USD 0.0001 ordinary Purchase 59876 13.7489 ZAR
USD 0.0001 ordinary Purchase 60146 13.9800 ZAR
USD 0.0001 ordinary Purchase 82951 13.9400 ZAR
USD 0.0001 ordinary Purchase 93306 13.9200 ZAR
USD 0.0001 ordinary Purchase 322636 14.1000 ZAR
USD 0.0001 ordinary Purchase 762486 13.9500 ZAR
USD 0.0001 ordinary Sale 890759 13.9500 ZAR
USD 0.0001 ordinary Sale 722561 14.1000 ZAR
USD 0.0001 ordinary Sale 506356 14.0000 ZAR
USD 0.0001 ordinary Sale 341775 14.2300 ZAR
USD 0.0001 ordinary Sale 116669 14.0290 ZAR
USD 0.0001 ordinary Sale 69846 13.9200 ZAR
USD 0.0001 ordinary Sale 67187 14.2200 ZAR
USD 0.0001 ordinary Sale 64802 14.2800 ZAR
USD 0.0001 ordinary Sale 60992 14.1100 ZAR
USD 0.0001 ordinary Sale 60724 14.1800 ZAR
USD 0.0001 ordinary Sale 53836 13.9700 ZAR
USD 0.0001 ordinary Sale 50665 13.9400 ZAR
USD 0.0001 ordinary Sale 47847 14.2400 ZAR
USD 0.0001 ordinary Sale 45927 14.0500 ZAR
USD 0.0001 ordinary Sale 40778 13.9900 ZAR
USD 0.0001 ordinary Sale 40611 14.0200 ZAR
USD 0.0001 ordinary Sale 40058 14.1300 ZAR
USD 0.0001 ordinary Sale 38664 14.2000 ZAR
USD 0.0001 ordinary Sale 37220 13.9300 ZAR
USD 0.0001 ordinary Sale 36792 14.0100 ZAR
USD 0.0001 ordinary Sale 30552 13.9000 ZAR
USD 0.0001 ordinary Sale 30166 13.8700 ZAR
USD 0.0001 ordinary Sale 29006 14.1400 ZAR
USD 0.0001 ordinary Sale 24394 14.1200 ZAR
USD 0.0001 ordinary Sale 23386 14.0900 ZAR
USD 0.0001 ordinary Sale 20326 14.2900 ZAR
USD 0.0001 ordinary Sale 19362 14.0662 ZAR
USD 0.0001 ordinary Sale 17376 13.9800 ZAR
USD 0.0001 ordinary Sale 15878 14.0300 ZAR
USD 0.0001 ordinary Sale 13746 14.1500 ZAR
USD 0.0001 ordinary Sale 13738 14.1600 ZAR
USD 0.0001 ordinary Sale 13058 13.9600 ZAR
USD 0.0001 ordinary Sale 12953 13.8300 ZAR
USD 0.0001 ordinary Sale 12442 14.2100 ZAR
USD 0.0001 ordinary Sale 11468 13.9100 ZAR
USD 0.0001 ordinary Sale 10823 14.2600 ZAR
USD 0.0001 ordinary Sale 10758 13.8800 ZAR
USD 0.0001 ordinary Sale 10707 14.1700 ZAR
USD 0.0001 ordinary Sale 10000 14.1900 ZAR
USD 0.0001 ordinary Sale 9401 14.0800 ZAR
USD 0.0001 ordinary Sale 5716 14.2700 ZAR
USD 0.0001 ordinary Sale 5367 14.0700 ZAR
USD 0.0001 ordinary Sale 5000 14.3000 ZAR
USD 0.0001 ordinary Sale 4879 13.8500 ZAR
USD 0.0001 ordinary Sale 4053 13.9750 ZAR
USD 0.0001 ordinary Sale 3150 13.8400 ZAR
USD 0.0001 ordinary Sale 1866 14.0400 ZAR
USD 0.0001 ordinary Sale 888 13.8900 ZAR
USD 0.0001 ordinary Sale 721 14.0600 ZAR

(b) Cash-settled derivative transactions

Class of relevant security Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:   03 June 2019
Contact name: Large Holdings Regulatory Operations
Telephone number*: +27 11 846 4234

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Absa Group Limited
Category Code: RET
Sequence Number: 669744
Time of Receipt (offset from UTC): 20190604T142008+0100

Contacts

Absa Group Limited

Contacts

Absa Group Limited