Form 8.3 - SIBANYE GOLD LIMITED

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Absa Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

SIBANYE GOLD LIMITED
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

13 May 2019
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES

 

LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.0001 ordinary

 

Interests   Short positions
  Number   % Number   %
(1) Relevant securities owned and/or controlled: 32,127,320 1.41% 37,893,285 1.67%
(2) Cash-settled derivatives: 10,489,651 0.46% 32,761 0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0.00% 0 0.00%

TOTAL:

42,616,971 1.88% 37,926,046 1.67%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
Ordinary NPV Purchase 948 12.5200 ZAR
Ordinary NPV Purchase 2999 12.2300 ZAR
Ordinary NPV Purchase 3556 11.9000 ZAR
Ordinary NPV Purchase 4492 12.1100 ZAR
Ordinary NPV Purchase 5000 12.0500 ZAR
Ordinary NPV Purchase 7063 12.2100 ZAR
Ordinary NPV Purchase 7158 12.5300 ZAR
Ordinary NPV Purchase 8237 11.9200 ZAR
Ordinary NPV Purchase 8435 12.1600 ZAR
Ordinary NPV Purchase 10000 12.1000 ZAR
Ordinary NPV Purchase 10822 11.9400 ZAR
Ordinary NPV Purchase 12237 12.4800 ZAR
Ordinary NPV Purchase 14240 12.4600 ZAR
Ordinary NPV Purchase 21750 12.0100 ZAR
Ordinary NPV Purchase 21826 12.4700 ZAR
Ordinary NPV Purchase 24297 12.0400 ZAR
Ordinary NPV Purchase 30714 12.4100 ZAR
Ordinary NPV Purchase 33397 12.1500 ZAR
Ordinary NPV Purchase 33721 12.5000 ZAR
Ordinary NPV Purchase 38340 12.3200 ZAR
Ordinary NPV Purchase 45214 12.2500 ZAR
Ordinary NPV Purchase 46100 12.1900 ZAR
Ordinary NPV Purchase 47618 12.3900 ZAR
Ordinary NPV Purchase 54160 12.4200 ZAR
Ordinary NPV Purchase 55859 12.2200 ZAR
Ordinary NPV Purchase 56086 12.1400 ZAR
Ordinary NPV Purchase 60592 12.1700 ZAR
Ordinary NPV Purchase 61685 12.4300 ZAR
Ordinary NPV Purchase 65179 12.1800 ZAR
Ordinary NPV Purchase 67226 11.9700 ZAR
Ordinary NPV Purchase 67871 12.2900 ZAR
Ordinary NPV Purchase 69400 12.0300 ZAR
Ordinary NPV Purchase 69977 12.4000 ZAR
Ordinary NPV Purchase 73806 12.3300 ZAR
Ordinary NPV Purchase 74360 12.2000 ZAR
Ordinary NPV Purchase 78733 12.2400 ZAR
Ordinary NPV Purchase 80962 12.4500 ZAR
Ordinary NPV Purchase 82138 12.4400 ZAR
Ordinary NPV Purchase 82185 11.9600 ZAR
Ordinary NPV Purchase 84848 12.3100 ZAR
Ordinary NPV Purchase 85234 12.3800 ZAR
Ordinary NPV Purchase 88282 12.3700 ZAR
Ordinary NPV Purchase 103868 12.0200 ZAR
Ordinary NPV Purchase 107893 12.3500 ZAR
Ordinary NPV Purchase 121274 12.4900 ZAR
Ordinary NPV Purchase 122903 12.3000 ZAR
Ordinary NPV Purchase 123153 12.3400 ZAR
Ordinary NPV Purchase 135798 11.9500 ZAR
Ordinary NPV Purchase 138791 12.2800 ZAR
Ordinary NPV Purchase 152467 12.0000 ZAR
Ordinary NPV Purchase 154194 11.9900 ZAR
Ordinary NPV Purchase 157260 12.2700 ZAR
Ordinary NPV Purchase 158612 12.2600 ZAR
Ordinary NPV Purchase 182241 12.3600 ZAR
Ordinary NPV Purchase 703398 11.9800 ZAR
Ordinary NPV Purchase 1036177 12.1200 ZAR
Ordinary NPV Purchase 1053001 12.1300 ZAR
Ordinary NPV Sale 2656 12.3800 ZAR
Ordinary NPV Sale 2590 12.5600 ZAR
Ordinary NPV Sale 2514 12.4000 ZAR
Ordinary NPV Sale 2354 12.3100 ZAR
Ordinary NPV Sale 2181 12.4400 ZAR
Ordinary NPV Sale 2103 12.3300 ZAR
Ordinary NPV Sale 1889 12.4200 ZAR
Ordinary NPV Sale 1820 12.6100 ZAR
Ordinary NPV Sale 1729 12.5300 ZAR
Ordinary NPV Sale 1650 12.5700 ZAR
Ordinary NPV Sale 1485 12.5200 ZAR
Ordinary NPV Sale 1206 12.7100 ZAR
Ordinary NPV Sale 1016 12.5500 ZAR
Ordinary NPV Sale 1002 12.3900 ZAR
Ordinary NPV Sale 1000 12.8700 ZAR
Ordinary NPV Sale 931 12.6300 ZAR
Ordinary NPV Sale 837 12.6900 ZAR
Ordinary NPV Sale 800 12.7600 ZAR
Ordinary NPV Sale 769 12.9300 ZAR
Ordinary NPV Sale 765 12.6200 ZAR
Ordinary NPV Sale 500 12.9400 ZAR

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   13 May 2019
Contact name: Large Holdings Regulatory Operations
Telephone number*: +27 11 846 4234

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Absa Group Limited
Category Code: RET
Sequence Number: 668725
Time of Receipt (offset from UTC): 20190514T131136+0100

Contacts

Absa Group Limited

Contacts

Absa Group Limited