Form 8.5 (EPT/NON-RI) - G4S PLC - AMENDMENT

LONDON--()--

FORM 8.5 (EPT/NON-RI)

Amendment to Purchase and Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose G4S PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Garda World Security Corporation
  principal trader is connected  
(d) Date position held/dealing undertaken: 29 April 2019
(e) In addition to the company in 1(b) above, is the exempt principal NO
  trader making disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       25p ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 5,832,302 0.38% 5,548,798 0.36%
           
(2) Cash-settled derivatives:
4,728,848 0.30% 2,593,683 0.17%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 10,561,150 0.68% 8,142,481 0.52%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
25p ordinary Purchase 988,762 2.2099 GBP 2.1816 GBP
25p ordinary Sale 622,228 2.2025 GBP 2.1853 GBP
25p ordinary Purchase 13,000 18.9834 DKK 18.9834 DKK
25p ordinary Sale 81,311 18.9859 DKK 18.9859 DKK

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
25p ordinary SWAP Long 6,289 2.1957 GBP
25p ordinary CFD Long 10,431 2.1848 GBP
25p ordinary CFD Long 12,771 2.1915 GBP
25p ordinary SWAP Long 16,836 2.1960 GBP
25p ordinary CFD Long 32,042 2.1909 GBP
25p ordinary CFD Long 38,309 2.1907 GBP
25p ordinary CFD Long 81,311 18.9840 DKK
25p ordinary SWAP Short 78 2.1748 GBP
25p ordinary SWAP Short 7,267 2.1941 GBP
25p ordinary CFD Short 9,504 2.1904 GBP
25p ordinary CFD Short 13,000 18.9853 DKK
25p ordinary CFD Short 46,290 2.1888 GBP
25p ordinary CFD Short 84,353 2.1909 GBP
25p ordinary CFD Short 85,748 2.1883 GBP
25p ordinary SWAP Short 252,832 2.1916 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 1 May 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 668159
Time of Receipt (offset from UTC): 20190501T122737+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC