Form 8.3 - Shire plc

LONDON--()--

FORM 8.3

AMENDMENT TO s2(a) AND PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

  Shire plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

  17th December 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

Yes, Takeda Pharmaceutical Company Limited

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   5p ordinary (JE00B2QKY057) - interest [partially] held via holding of ADRs and ADR Options (US82481R1068)

 

  Interests   Short positions
  Number   %   Number   %
(1) Relevant securities owned and/or controlled:   4,871,427   0.531%   234,600   0.026%
(2) Cash-settled derivatives:   3,490,204   0.381%   4,844   0.001%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:   910,000   0.099%   240,000   0.013%

TOTAL:

  9,271,631   1.006%   479,444   0.040%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit (USD)
US82481R1068   Sale   100   169.00
US82481R1068   Sale   430   169.12
US82481R1068   Sale   700   169.19
US82481R1068   Sale   500   169.28
US82481R1068   Sale   160   169.37
US82481R1068   Sale   200   169.40
US82481R1068   Sale   300   169.41
US82481R1068   Sale   300   169.43
US82481R1068   Sale   2,489   169.48
US82481R1068   Sale   500   169.49
US82481R1068   Sale   2,360   169.51
US82481R1068   Sale   200   169.55
US82481R1068   Sale   996   169.65
US82481R1068   Sale   300   169.68
US82481R1068   Sale   188   169.73
US82481R1068   Sale   100   169.77
US82481R1068   Sale   200   169.78
US82481R1068   Sale   200   169.86
US82481R1068   Sale   200   170.09
US82481R1068   Sale   100   170.20
US82481R1068   Sale   719   170.23
US82481R1068   Sale   700   170.24
US82481R1068   Sale   600   170.30
US82481R1068   Sale   100   170.31
US82481R1068   Sale   668   170.34
US82481R1068   Sale   152   170.40
US82481R1068   Sale   400   170.41
US82481R1068   Sale   860   170.44
US82481R1068   Sale   260   170.45
US82481R1068   Sale   400   170.50
US82481R1068   Sale   250   170.51
US82481R1068   Sale   200   170.56
US82481R1068   Sale   500   170.64
US82481R1068   Sale   200   170.65
US82481R1068   Sale   1,021   170.70
US82481R1068   Sale   100   170.71
US82481R1068   Sale   948   170.72
US82481R1068   Sale   300   170.73
US82481R1068   Sale   100   170.74
US82481R1068   Sale   320   170.75
US82481R1068   Sale   600   170.76
US82481R1068   Sale   400   170.77
US82481R1068   Sale   100   170.78
US82481R1068   Sale   400   170.79
US82481R1068   Sale   100   170.80
US82481R1068   Sale   1,400   170.81
US82481R1068   Sale   100   170.82
US82481R1068   Sale   500   170.84
US82481R1068   Sale   100   170.85
US82481R1068   Sale   1,239   170.86
US82481R1068   Sale   710   170.87
US82481R1068   Sale   346   170.88
US82481R1068   Sale   4,509   170.91
US82481R1068   Sale   900   170.92
US82481R1068   Sale   1,000   170.93
US82481R1068   Sale   1,844   170.94
US82481R1068   Sale   100   170.95
US82481R1068   Sale   100   170.96
US82481R1068   Sale   300   170.98
US82481R1068   Sale   274   171.00
US82481R1068   Sale   150   171.01
US82481R1068   Sale   275   171.04
US82481R1068   Sale   514   171.06
US82481R1068   Sale   300   171.08
US82481R1068   Sale   100   171.09
US82481R1068   Sale   110   171.11
US82481R1068   Sale   100   171.12
US82481R1068   Sale   100   171.15
US82481R1068   Sale   100   171.17
US82481R1068   Sale   220   171.23
US82481R1068   Sale   1,200   171.24
US82481R1068   Sale   41   171.25
US82481R1068   Sale   500   171.27
US82481R1068   Sale   100   171.28
US82481R1068   Sale   1,596   171.29
US82481R1068   Sale   160   171.30
US82481R1068   Sale   600   171.31
US82481R1068   Sale   205   171.32
US82481R1068   Sale   300   171.33
US82481R1068   Sale   100   171.34
US82481R1068   Sale   700   171.35
US82481R1068   Sale   100   171.36
US82481R1068   Sale   52   171.38
US82481R1068   Sale   1,900   171.40
US82481R1068   Sale   198   171.41
US82481R1068   Sale   1,279   171.45
US82481R1068   Sale   100   171.49
US82481R1068   Sale   800   171.50
US82481R1068   Sale   850   171.51
US82481R1068   Sale   200   171.52
US82481R1068   Sale   200   171.54
US82481R1068   Sale   1,060   171.55
US82481R1068   Sale   300   171.65
US82481R1068   Sale   700   171.69
US82481R1068   Sale   203   171.71
US82481R1068   Sale   800   171.76
US82481R1068   Sale   294   171.79
US82481R1068   Sale   750   171.83
US82481R1068   Sale   1,600   171.88
US82481R1068   Sale   600   171.89
US82481R1068   Sale   300   171.94
US82481R1068   Sale   500   172.00
US82481R1068   Sale   200   172.02
US82481R1068   Sale   100   172.06
US82481R1068   Sale   100   172.07
US82481R1068   Sale   100   172.11
US82481R1068   Sale   300   172.12
US82481R1068   Purchase   100   170.02
US82481R1068   Purchase   4,969   170.08
US82481R1068   Purchase   39   170.26
US82481R1068   Purchase   161   170.30
US82481R1068   Purchase   200   170.32
US82481R1068   Purchase   100   170.55
US82481R1068   Purchase   178   170.63
US82481R1068   Purchase   100   170.64
US82481R1068   Purchase   101   170.65
US82481R1068   Purchase   287   170.69
US82481R1068   Purchase   122   170.70
US82481R1068   Purchase   100   170.72
US82481R1068   Purchase   100   170.73
US82481R1068   Purchase   200   170.78
US82481R1068   Purchase   100   170.80
US82481R1068   Purchase   95   170.82
US82481R1068   Purchase   159   170.83
US82481R1068   Purchase   904   170.91
US82481R1068   Purchase   100   170.94
US82481R1068   Purchase   800   170.97
US82481R1068   Purchase   195   171.06
US82481R1068   Purchase   341   171.15
US82481R1068   Purchase   200   171.20
US82481R1068   Purchase   100   171.23
US82481R1068   Purchase   298   171.25
US82481R1068   Purchase   100   171.38
US82481R1068   Purchase   130   171.41
US82481R1068   Purchase   580   171.50
US82481R1068   Purchase   992   171.60
US82481R1068   Purchase   100   171.71
US82481R1068   Purchase   205   171.78
US82481R1068   Purchase   100   171.99
US82481R1068   Purchase   200   172.01
US82481R1068   Sale   274   169.26
US82481R1068   Sale   300   169.29
US82481R1068   Sale   100   169.31
US82481R1068   Sale   100   169.32
US82481R1068   Sale   100   169.36
US82481R1068   Sale   100   169.37
US82481R1068   Sale   100   169.47
US82481R1068   Sale   100   169.49
US82481R1068   Purchase   119   168.93
US82481R1068   Purchase   3   168.99
US82481R1068   Purchase   44   169.17
US82481R1068   Purchase   15   169.21
US82481R1068   Purchase   9   169.29
US82481R1068   Purchase   6   169.34
US82481R1068   Purchase   408   169.47
US82481R1068   Purchase   1,000   169.57
US82481R1068   Purchase   2,712   169.59
US82481R1068   Purchase   6   169.77
US82481R1068   Purchase   3   169.87
US82481R1068   Purchase   199   170.06
US82481R1068   Purchase   30   170.08
US82481R1068   Purchase   150   170.11
US82481R1068   Purchase   100   170.12
US82481R1068   Purchase   100   170.17
US82481R1068   Purchase   15   170.20
US82481R1068   Purchase   2,000   170.26
US82481R1068   Purchase   3   170.45
US82481R1068   Purchase   9   170.46
US82481R1068   Purchase   462   170.48
US82481R1068   Purchase   198   170.57
US82481R1068   Purchase   417   170.59
US82481R1068   Purchase   27   170.66
US82481R1068   Purchase   3   170.70
US82481R1068   Purchase   444   170.73
US82481R1068   Purchase   190   170.78
US82481R1068   Purchase   300   170.79
US82481R1068   Purchase   700   170.80
US82481R1068   Purchase   497   170.81
US82481R1068   Purchase   700   170.82
US82481R1068   Purchase   235   170.83
US82481R1068   Purchase   200   170.86
US82481R1068   Purchase   236   170.87
US82481R1068   Purchase   124   170.92
US82481R1068   Purchase   12   170.94
US82481R1068   Purchase   204   170.97
US82481R1068   Purchase   15   170.98
US82481R1068   Purchase   24   171.00
US82481R1068   Purchase   200   171.03
US82481R1068   Purchase   100   171.07
US82481R1068   Purchase   439   171.08
US82481R1068   Purchase   100   171.11
US82481R1068   Purchase   307   171.17
US82481R1068   Purchase   6   171.20
US82481R1068   Purchase   3   171.23
US82481R1068   Purchase   6   171.26
US82481R1068   Purchase   9   171.32
US82481R1068   Purchase   212   171.34
US82481R1068   Purchase   12   171.40
US82481R1068   Purchase   100   171.41
US82481R1068   Purchase   600   171.42
US82481R1068   Purchase   213   171.43
US82481R1068   Purchase   1,215   171.45
US82481R1068   Purchase   200   171.48
US82481R1068   Purchase   6   171.50
US82481R1068   Purchase   294   171.51
US82481R1068   Purchase   418   171.52
US82481R1068   Purchase   400   171.53
US82481R1068   Purchase   100   171.54
US82481R1068   Purchase   300   171.57
US82481R1068   Purchase   300   171.61
US82481R1068   Purchase   100   171.62
US82481R1068   Purchase   100   171.64
US82481R1068   Purchase   100   171.69
US82481R1068   Purchase   200   171.70
US82481R1068   Purchase   1,700   171.72
US82481R1068   Purchase   100   171.73
US82481R1068   Purchase   194   171.79
US82481R1068   Purchase   167   171.80
US82481R1068   Purchase   1,700   171.86
US82481R1068   Purchase   68   171.91
US82481R1068   Purchase   248   171.96
US82481R1068   Purchase   1,700   172.05
US82481R1068   Purchase   1,700   172.08
US82481R1068   Purchase   100   172.19
US82481R1068   Purchase   1,700   172.23
US82481R1068   Sale   115   170.17
US82481R1068   Sale   100   170.84
US82481R1068   Sale   112   171.96

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit
(GBP)
JE00B2QKY057   CFD   Closing a long position   552,977   45.41
JE00B2QKY057   CFD   Reducing a long position   23,569   45.42
JE00B2QKY057   CFD   Reducing a long position   421,128   45.42
JE00B2QKY057   CFD   Reducing a long position   48,508   45.42
JE00B2QKY057   CFD   Closing a long position   159,249   45.42
JE00B2QKY057   CFD   Increasing a short position   290   45.29
JE00B2QKY057   CFD   Closing a short position   37,734   45.42
JE00B2QKY057   CFD   Reducing a short position   41,493   45.42
JE00B2QKY057   CFD   Opening a long position   652,454   45.42
JE00B2QKY057   CFD   Increasing a long position   552,977   45.41
JE00B2QKY057   CFD   Decreasing a long position   4,844   45.42
JE00B2QKY057   CFD   Decreasing a long position   37,734   45.42
JE00B2QKY057   CFD   Decreasing a long position   41,493   45.42
JE00B2QKY057   CFD   Increasing a long position   33,749   45.31
JE00B2QKY057   CFD   Decreasing a long position   29,918   45.50
JE00B2QKY057   CFD   Decreasing a long position   20,694   45.72
JE00B2QKY057   CFD   Decreasing a long position   20,082   45.77
JE00B2QKY057   CFD   Increasing a long position   4,952   45.46
JE00B2QKY057   CFD   Increasing a long position   1,350   45.49
JE00B2QKY057   CFD   Decreasing a long position   1,087   45.53
JE00B2QKY057   CFD   Decreasing a long position   840   45.70
JE00B2QKY057   CFD   Decreasing a long position   3,500   45.32
JE00B2QKY057   CFD   Increasing a long position   25,334   45.25
JE00B2QKY057   CFD   Increasing a long position   12,400   45.25

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure:   18th December 2018
Contact name:   Milos Naumovic
Telephone number:   +44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:   Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Shire plc

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security   Product description e.g. call option   Written or purchased   Number of securities to which option or derivative relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date
US82481R1068 Call Option Purchased 360,000 180

USD

American 18.1.2019
US82481R1068 Put Option Purchased 120,000 4,200 GBP American 21.12.2018
US82481R1068 Call Option Purchased 120,000 4,400
GBP
American 15.3.2019
US82481R1068 Put Option Purchased 120,000 4,800
GBP
American 15.3.2019
US82481R1068 Call Option Purchased 250,000 5,200
GBP
American 18.1.2018
US82481R1068 Call Option Purchased 180,000 190 USD American 21.12.2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 661287
Time of Receipt (offset from UTC): 20181219T110059+0000

Contacts

Millennium Partners, L.P.

Contacts

Millennium Partners, L.P.