LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: |
Barclays PLC. |
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
||
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
SIBANYE GOLD LIMITED |
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure |
25 Sept 2018 |
|
(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A” |
YES LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 817,268 | 0.04% | 4,181,507 | 0.18% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
214,864 | 0.01% | 12,829,993 | 0.57% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 1,623,000 | 0.07% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 2,655,132 | 0.12% | 17,011,500 | 0.75% | |||||||
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 5,400,000 | 1.20% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 5,400,000 | 1.20% | 0 | 0.00% | |||||||
0 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
security | securities | ||||||||
ADR | Purchase | 430 | 2.6000 USD | ||||||
ADR | Purchase | 800 | 2.5300 USD | ||||||
ADR | Purchase | 857 | 2.5000 USD | ||||||
ADR | Purchase | 1,300 | 2.5807 USD | ||||||
ADR | Purchase | 2,100 | 2.5890 USD | ||||||
ADR | Purchase | 3,200 | 2.5587 USD | ||||||
ADR | Purchase | 3,352 | 2.5719 USD | ||||||
ADR | Purchase | 4,400 | 2.5389 USD | ||||||
ADR | Purchase | 5,140 | 2.5713 USD | ||||||
ADR | Purchase | 6,400 | 2.5901 USD | ||||||
ADR | Purchase | 9,900 | 2.5286 USD | ||||||
ADR | Purchase | 14,857 | 2.5732 USD | ||||||
ADR | Purchase | 19,555 | 2.5674 USD | ||||||
ADR | Purchase | 24,304 | 2.5593 USD | ||||||
ADR | Purchase | 106,933 | 2.5769 USD | ||||||
ADR | Purchase | 118,800 | 2.5079 USD | ||||||
ADR | Purchase | 315,000 | 2.5062 USD | ||||||
ADR | Sale | 100 | 2.5700 USD | ||||||
ADR | Sale | 600 | 2.5100 USD | ||||||
ADR | Sale | 740 | 2.5054 USD | ||||||
ADR | Sale | 800 | 2.5300 USD | ||||||
ADR | Sale | 1,100 | 2.5690 USD | ||||||
ADR | Sale | 1,926 | 2.5192 USD | ||||||
ADR | Sale | 2,623 | 2.5082 USD | ||||||
ADR | Sale | 3,000 | 2.5870 USD | ||||||
ADR | Sale | 3,200 | 2.5587 USD | ||||||
ADR | Sale | 4,300 | 2.5488 USD | ||||||
ADR | Sale | 4,500 | 2.5175 USD | ||||||
ADR | Sale | 9,809 | 2.5086 USD | ||||||
ADR | Sale | 10,000 | 2.5245 USD | ||||||
ADR | Sale | 10,395 | 2.5775 USD | ||||||
ADR | Sale | 16,774 | 2.5093 USD | ||||||
ADR | Sale | 40,301 | 2.5743 USD | ||||||
ADR | Sale | 52,037 | 2.5785 USD | ||||||
ADR | Sale | 57,000 | 2.5104 USD | ||||||
ADR | Sale | 61,800 | 2.5057 USD | ||||||
ADR | Sale | 77,438 | 2.5693 USD | ||||||
ADR | Sale | 83,874 | 2.5037 USD | ||||||
ADR | Sale | 90,511 | 2.5083 USD | ||||||
ADR | Sale | 104,500 | 2.5047 USD | ||||||
Convertible Bond | Purchase | 5,000,000 | 75.2500 USD | ||||||
(b) | Cash-settled derivative transactions | ||||||||
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
Ordinary NPV | CFD | Long | 19,442 | 9.1922 ZAR | |||||
Ordinary NPV | CFD | Long | 25,975 | 9.2611 ZAR | |||||
Ordinary NPV | CFD | Long | 74,038 | 9.3126 ZAR | |||||
Ordinary NPV | CFD | Long | 182,043 | 9.3192 ZAR | |||||
Ordinary NPV | CFD | Long | 250,695 | 9.1360 ZAR | |||||
Ordinary NPV | CFD | Short | 67,871 | 9.1363 ZAR | |||||
Ordinary NPV | CFD | Short | 364,015 | 9.1502 ZAR | |||||
Ordinary NPV | CFD | Short | 454,768 | 9.2050 ZAR | |||||
Ordinary NPV | CFD | Short | 530,199 | 9.1606 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
Date of disclosure: |
26 Sept 2018 |
|
Contact name: |
Large Holdings Regulatory Operations |
|
Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: |
Barclays PLC. |
|
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
SIBANYE GOLD LIMITED |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ADR | Call Options | Purchased | 832,000 | 3.0000 | American | 19 Oct 2018 | |||||||
ADR | Put Options | Written | 791,000 | 3.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.