Form 8.3 - CYBG PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose CYBG PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 09 August 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       10p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 990,934 0.11% 10,056,185 1.13%
           
(2) Cash-settled derivatives:
8,498,308 0.96% 80167+37959 0.01%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 9,489,242 1.07% 10,056,185 1.14%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ordinary Purchase 21 3.5740 GBP
10p ordinary Purchase 3,141 3.5790 GBP
10p ordinary Purchase 3,682 3.5779 GBP
10p ordinary Purchase 5,806 3.5822 GBP
10p ordinary Purchase 12,355 3.5802 GBP
10p ordinary Purchase 16,562 3.5815 GBP
10p ordinary Purchase 18,582 3.5818 GBP
10p ordinary Purchase 26,007 3.5808 GBP
10p ordinary Purchase 28,711 3.5820 GBP
10p ordinary Purchase 33,026 3.5827 GBP
10p ordinary Purchase 48,335 3.6189 GBP
10p ordinary Purchase 53,683 3.5751 GBP
10p ordinary Purchase 70,425 3.5813 GBP
10p ordinary Purchase 92,046 3.5806 GBP
10p ordinary Purchase 399,245 3.5846 GBP
10p ordinary Sale 111 3.5806 GBP
10p ordinary Sale 519 3.5810 GBP
10p ordinary Sale 1,231 3.5802 GBP
10p ordinary Sale 1,300 3.5803 GBP
10p ordinary Sale 1,600 3.5796 GBP
10p ordinary Sale 2,049 3.5990 GBP
10p ordinary Sale 5,734 3.5809 GBP
10p ordinary Sale 5,935 3.5926 GBP
10p ordinary Sale 6,384 3.5821 GBP
10p ordinary Sale 6,883 3.5753 GBP
10p ordinary Sale 7,506 3.5764 GBP
10p ordinary Sale 7,740 3.5791 GBP
10p ordinary Sale 10,611 3.5772 GBP
10p ordinary Sale 11,564 3.5823 GBP
10p ordinary Sale 30,614 3.5978 GBP
10p ordinary Sale 32,304 3.5828 GBP
10p ordinary Sale 96,463 3.5816 GBP
10p ordinary Sale 114,181 3.5789 GBP
10p ordinary Sale 213,556 3.5863 GBP
10p ordinary Sale 256,909 3.5827 GBP
CDI Purchase 29,837 6.3214 AUD
CDI Sale 78,466 6.3255 AUD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ordinary SWAP Long 727 3.5807 GBP
10p ordinary SWAP Long 800 3.5765 GBP
10p ordinary SWAP Long 1,026 3.6659 GBP
10p ordinary SWAP Long 4,661 3.5775 GBP
10p ordinary CFD Long 5,800 3.6595 GBP
10p ordinary SWAP Long 6,883 3.5753 GBP
10p ordinary SWAP Long 7,506 3.5764 GBP
10p ordinary CFD Long 7,740 3.5791 GBP
10p ordinary SWAP Long 10,611 3.5772 GBP
10p ordinary SWAP Long 20,171 3.5810 GBP
10p ordinary SWAP Long 25,888 3.5799 GBP
10p ordinary SWAP Short 200 3.5580 GBP
10p ordinary SWAP Short 2,602 3.5795 GBP
10p ordinary CFD Short 3,682 3.5779 GBP
10p ordinary SWAP Short 4,394 3.5762 GBP
10p ordinary CFD Short 5,806 3.5822 GBP
10p ordinary SWAP Short 8,167 3.6008 GBP
10p ordinary SWAP Short 9,031 3.5777 GBP
10p ordinary SWAP Short 26,737 3.5817 GBP
10p ordinary SWAP Short 45,393 3.5803 GBP
10p ordinary SWAP Short 50,548 3.5981 GBP
10p ordinary CFD Short 52,335 3.5809 GBP
10p ordinary CFD Short 53,683 3.5751 GBP
10p ordinary CFD Short 92,046 3.5806 GBP
CDI SWAP Long 78,466 6.3255 AUD
CDI SWAP Short 29,837 6.3214 AUD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 10 Aug 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 653280
Time of Receipt (offset from UTC): 20180810T130809+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC