FORM 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 07 August 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,734,629 0.63% 4,543,901 0.50%
           
(2) Cash-settled derivatives:
1,457,639 0.16% 4,166,336 0.46%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 168,100 0.02% 260,800 0.03%
           
(4)
TOTAL: 7,360,368 0.81% 8,971,037 0.99%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 9 173.2200 USD
ADR Purchase 25 174.1300 USD
5p ordinary Purchase 37 44.6300 GBP
5p ordinary Purchase 44 44.5900 GBP
5p ordinary Purchase 48 44.6000 GBP
5p ordinary Purchase 61 44.7404 GBP
5p ordinary Purchase 63 44.6450 GBP
5p ordinary Purchase 64 44.7500 GBP
5p ordinary Purchase 65 44.7000 GBP
5p ordinary Purchase 73 44.6900 GBP
5p ordinary Purchase 73 44.6500 GBP
5p ordinary Purchase 73 44.7550 GBP
5p ordinary Purchase 79 44.5800 GBP
5p ordinary Purchase 93 44.7075 GBP
5p ordinary Purchase 94 44.7600 GBP
5p ordinary Purchase 95 44.6573 GBP
5p ordinary Purchase 95 44.5550 GBP
ADR Purchase 100 174.3350 USD
5p ordinary Purchase 100 44.7300 GBP
5p ordinary Purchase 112 44.7400 GBP
5p ordinary Purchase 134 44.7100 GBP
5p ordinary Purchase 137 44.7350 GBP
5p ordinary Purchase 146 44.6775 GBP
5p ordinary Purchase 147 44.6825 GBP
5p ordinary Purchase 156 44.6347 GBP
5p ordinary Purchase 173 44.6600 GBP
5p ordinary Purchase 180 44.6100 GBP
5p ordinary Purchase 201 44.6350 GBP
5p ordinary Purchase 217 44.6200 GBP
5p ordinary Purchase 219 44.6725 GBP
5p ordinary Purchase 239 44.6438 GBP
5p ordinary Purchase 246 44.7250 GBP
ADR Purchase 300 173.8533 USD
5p ordinary Purchase 311 44.6750 GBP
5p ordinary Purchase 315 44.6800 GBP
5p ordinary Purchase 337 44.6850 GBP
ADR Purchase 400 173.5325 USD
5p ordinary Purchase 405 44.5825 GBP
5p ordinary Purchase 439 44.6575 GBP
ADR Purchase 446 173.4876 USD
5p ordinary Purchase 460 44.7050 GBP
5p ordinary Purchase 465 44.6700 GBP
5p ordinary Purchase 643 44.6550 GBP
5p ordinary Purchase 747 44.6675 GBP
5p ordinary Purchase 858 44.6862 GBP
ADR Purchase 922 173.2900 USD
5p ordinary Purchase 1,121 44.7340 GBP
ADR Purchase 1,287 173.5722 USD
5p ordinary Purchase 1,340 44.7311 GBP
ADR Purchase 1,400 174.0233 USD
ADR Purchase 1,500 174.0441 USD
5p ordinary Purchase 1,643 44.6572 GBP
5p ordinary Purchase 1,817 44.6909 GBP
5p ordinary Purchase 2,009 44.6773 GBP
5p ordinary Purchase 3,118 44.6370 GBP
5p ordinary Purchase 3,551 44.6884 GBP
5p ordinary Purchase 3,715 44.6660 GBP
5p ordinary Purchase 4,116 44.6930 GBP
ADR Purchase 4,221 173.8218 USD
5p ordinary Purchase 4,750 44.6903 GBP
ADR Purchase 7,200 174.3313 USD
5p ordinary Purchase 10,258 44.7191 GBP
5p ordinary Purchase 10,854 44.7155 GBP
5p ordinary Purchase 23,931 44.6945 GBP
5p ordinary Purchase 26,584 44.6805 GBP
5p ordinary Purchase 34,347 44.6880 GBP
5p ordinary Purchase 65,173 44.6955 GBP
5p ordinary Purchase 66,803 44.7200 GBP
5p ordinary Purchase 100,568 44.7028 GBP
ADR Sale 9 173.2200 USD
5p ordinary Sale 17 44.7367 GBP
ADR Sale 20 173.5000 USD
ADR Sale 25 174.1300 USD
5p ordinary Sale 37 44.6300 GBP
5p ordinary Sale 44 44.5900 GBP
5p ordinary Sale 48 44.6000 GBP
5p ordinary Sale 62 44.7350 GBP
5p ordinary Sale 63 44.6450 GBP
5p ordinary Sale 63 44.6800 GBP
5p ordinary Sale 64 44.7500 GBP
5p ordinary Sale 73 44.7550 GBP
5p ordinary Sale 73 44.6500 GBP
5p ordinary Sale 73 44.6900 GBP
5p ordinary Sale 79 44.5800 GBP
5p ordinary Sale 93 44.7075 GBP
5p ordinary Sale 94 44.7600 GBP
5p ordinary Sale 95 44.5550 GBP
ADR Sale 100 173.3600 USD
ADR Sale 100 174.2600 USD
ADR Sale 100 173.2985 USD
ADR Sale 100 173.3500 USD
ADR Sale 100 173.8150 USD
5p ordinary Sale 100 44.7300 GBP
5p ordinary Sale 134 44.7100 GBP
5p ordinary Sale 146 44.6775 GBP
5p ordinary Sale 146 44.7150 GBP
5p ordinary Sale 147 44.6825 GBP
5p ordinary Sale 173 44.6600 GBP
5p ordinary Sale 180 44.6100 GBP
5p ordinary Sale 201 44.6350 GBP
5p ordinary Sale 202 44.7000 GBP
5p ordinary Sale 217 44.6200 GBP
5p ordinary Sale 219 44.6725 GBP
5p ordinary Sale 246 44.7250 GBP
ADR Sale 300 173.9583 USD
5p ordinary Sale 318 44.6750 GBP
5p ordinary Sale 337 44.6850 GBP
ADR Sale 367 173.2536 USD
5p ordinary Sale 437 44.6729 GBP
5p ordinary Sale 439 44.6575 GBP
5p ordinary Sale 460 44.7050 GBP
5p ordinary Sale 465 44.6700 GBP
ADR Sale 500 173.9770 USD
5p ordinary Sale 643 44.6550 GBP
5p ordinary Sale 649 44.6743 GBP
5p ordinary Sale 722 44.7124 GBP
5p ordinary Sale 747 44.6675 GBP
ADR Sale 800 173.6725 USD
ADR Sale 922 173.2900 USD
ADR Sale 1,000 174.0777 USD
ADR Sale 1,200 174.0656 USD
5p ordinary Sale 1,257 44.6669 GBP
5p ordinary Sale 1,629 44.6909 GBP
ADR Sale 1,657 173.6592 USD
5p ordinary Sale 2,643 44.6311 GBP
ADR Sale 3,010 173.8618 USD
5p ordinary Sale 3,044 44.7212 GBP
5p ordinary Sale 5,306 44.7200 GBP
5p ordinary Sale 6,283 44.7005 GBP
ADR Sale 7,200 174.3313 USD
5p ordinary Sale 8,688 44.6990 GBP
ADR Sale 10,000 174.5500 USD
5p ordinary Sale 10,625 44.6914 GBP
5p ordinary Sale 15,000 44.7248 GBP
5p ordinary Sale 19,917 44.6844 GBP
5p ordinary Sale 21,801 44.7147 GBP
5p ordinary Sale 23,871 44.6817 GBP
5p ordinary Sale 24,867 44.6858 GBP
5p ordinary Sale 38,384 44.6910 GBP
5p ordinary Sale 124,971 44.6954 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 46 44.6595 GBP
5p ordinary SWAP Long 129 44.6986 GBP
5p ordinary SWAP Long 250 44.6950 GBP
5p ordinary CFD Long 900 44.6152 GBP
5p ordinary SWAP Long 992 44.6599 GBP
5p ordinary SWAP Long 1,478 44.6896 GBP
5p ordinary CFD Long 6,283 44.7005 GBP
5p ordinary SWAP Long 6,559 44.7182 GBP
5p ordinary CFD Long 10,625 44.6914 GBP
5p ordinary CFD Long 38,384 44.6910 GBP
5p ordinary CFD Short 16 44.7400 GBP
5p ordinary CFD Short 18 44.7405 GBP
5p ordinary CFD Short 27 44.7403 GBP
5p ordinary SWAP Short 709 44.6860 GBP
5p ordinary SWAP Short 995 44.7031 GBP
5p ordinary CFD Short 1,340 44.7311 GBP
5p ordinary CFD Short 1,817 44.6909 GBP
5p ordinary SWAP Short 2,516 44.7182 GBP
5p ordinary CFD Short 4,116 44.6930 GBP
5p ordinary SWAP Short 4,750 44.6903 GBP
5p ordinary SWAP Short 5,587 44.7220 GBP
5p ordinary SWAP Short 6,534 44.6886 GBP
5p ordinary CFD Short 14,127 44.6911 GBP
5p ordinary SWAP Short 26,115 44.7013 GBP
5p ordinary SWAP Short 64,292 44.7200 GBP
ADR CFD Long 10,000 174.5500 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 8 Aug 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -2,800 135.0000 American 17 Aug 2018
ADR Put Options Purchased -4,600 165.0000 American 19 Oct 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 145.0000 American 19 Oct 2018
ADR Call Options Written -1,000 158.0000 American 10 Aug 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 1,300 165.0000 American 19 Oct 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 500 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Put Options Written 400 125.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 100.0000 American 18 Jan 2019
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Written -2,700 145.0000 American 18 Jan 2019
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Put Options Written 600 165.0000 American 17 Aug 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -900 175.0000 American 19 Oct 2018
ADR Put Options Purchased -5,000 170.0000 American 19 Oct 2018
ADR Call Options Purchased 2,300 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 210.0000 American 18 Jan 2019
ADR Call Options Written -100 175.0000 American 7 Sep 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -800 160.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Call Options Written -10,000 180.0000 American 18 Jan 2019
ADR Call Options Purchased 2,000 170.0000 American 17 Aug 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 130.0000 American 19 Oct 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 150.0000 American 19 Oct 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 5,000 195.0000 American 19 Oct 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 160.0000 American 10 Aug 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Call Options Purchased 100 105.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -200 175.0000 American 17 Aug 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Call Options Written -5,000 180.0000 American 19 Oct 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 653099
Time of Receipt (offset from UTC): 20180808T131606+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC