Form 8.3 - Virgin Money Holdings (UK) PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose VIRGIN MONEY HOLDINGS (UK) PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 03 August 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CYBG PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   0.01p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 3,377,490 0.76% 767,886 0.17%
           
(2) Cash-settled derivatives:
345,205 0.08% 2,948,115 0.66%
           
(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 3,722,695 0.83% 3,716,001 0.83%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:    
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
0.01p ordinary Purchase 25 3.9840 GBP
0.01p ordinary Purchase 181 4.0070 GBP
0.01p ordinary Purchase 519 3.9844 GBP
0.01p ordinary Purchase 1,215 4.0052 GBP
0.01p ordinary Purchase 1,443 4.0055 GBP
0.01p ordinary Purchase 7,000 3.9949 GBP
0.01p ordinary Purchase 14,038 4.0046 GBP
0.01p ordinary Purchase 15,804 4.0099 GBP
0.01p ordinary Purchase 18,813 4.0013 GBP
0.01p ordinary Purchase 59,030 4.0066 GBP
0.01p ordinary Purchase 69,398 4.0072 GBP
0.01p ordinary Purchase 585,593 4.0081 GBP
0.01p ordinary Sale 25 3.9840 GBP
0.01p ordinary Sale 192 4.0061 GBP
0.01p ordinary Sale 310 4.0060 GBP
0.01p ordinary Sale 355 4.0013 GBP
0.01p ordinary Sale 896 3.9810 GBP
0.01p ordinary Sale 1,532 4.0016 GBP
0.01p ordinary Sale 3,317 4.0119 GBP
0.01p ordinary Sale 5,704 4.0026 GBP
0.01p ordinary Sale 6,850 3.9944 GBP
0.01p ordinary Sale 13,779 4.0051 GBP
0.01p ordinary Sale 14,000 3.9817 GBP
0.01p ordinary Sale 54,546 3.9991 GBP
0.01p ordinary Sale 77,968 4.0033 GBP
0.01p ordinary Sale 729,825 4.0080 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
0.01p ordinary SWAP Long 3,200 3.9977 GBP
0.01p ordinary SWAP Long 5,155 4.0070 GBP
0.01p ordinary SWAP Expires 04/02/2020 Long 6,600 3.9989 GBP
0.01p ordinary SWAP Long 14,000 3.9817 GBP
0.01p ordinary SWAP Long 14,495 3.9949 GBP
0.01p ordinary CFD Long 42,173 3.9995 GBP
0.01p ordinary SWAP Long 44,179 4.0050 GBP
0.01p ordinary SWAP Short 144 4.0010 GBP
0.01p ordinary SWAP Short 1,036 3.9907 GBP
0.01p ordinary CFD Short 1,215 4.0052 GBP
0.01p ordinary SWAP Short 3,438 4.0037 GBP
0.01p ordinary SWAP Short 7,000 3.9949 GBP
0.01p ordinary SWAP Short 16,855 4.0013 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 6 Aug 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 652901
Time of Receipt (offset from UTC): 20180806T133122+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC