Form 8.3 - VEDANTA RESOURCES - Amendment

LONDON--()--

FORM 8.3 - AMENDMENT TO PURCHASE

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose VEDANTA RESOURCES
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 01 August 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.1 ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,459,098 1.23% 338,913 0.12%
           
(2) Cash-settled derivatives:
133,682 0.05% 3,362,908 1.20%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 3,592,780 1.31% 3,701,821 1.32%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.1 ordinary Purchase 446 8.1880 GBP
USD 0.1 ordinary Purchase 484 8.1891 GBP
USD 0.1 ordinary Purchase 494 8.1900 GBP
USD 0.1 ordinary Purchase 1,196 8.1796 GBP
USD 0.1 ordinary Purchase 1,407 8.1830 GBP
USD 0.1 ordinary Purchase 1,482 8.1874 GBP
USD 0.1 ordinary Purchase 1,706 8.1785 GBP
USD 0.1 ordinary Purchase 1,937 8.1884 GBP
USD 0.1 ordinary Purchase 1,985 8.1856 GBP
USD 0.1 ordinary Purchase 4,820 8.1931 GBP
USD 0.1 ordinary Purchase 5,152 8.1881 GBP
USD 0.1 ordinary Purchase 7,995 8.1791 GBP
USD 0.1 ordinary Purchase 9,230 8.1870 GBP
USD 0.1 ordinary Purchase 50,908 8.1800 GBP
USD 0.1 ordinary Purchase 90,144 8.1834 GBP
USD 0.1 ordinary Purchase 83,778 8.1854 GBP
USD 0.1 ordinary Sale 50 8.1720 GBP
USD 0.1 ordinary Sale 245 8.1740 GBP
USD 0.1 ordinary Sale 489 8.1900 GBP
USD 0.1 ordinary Sale 491 8.1790 GBP
USD 0.1 ordinary Sale 1,164 8.1843 GBP
USD 0.1 ordinary Sale 1,370 8.1787 GBP
USD 0.1 ordinary Sale 2,322 8.1776 GBP
USD 0.1 ordinary Sale 6,930 8.1795 GBP
USD 0.1 ordinary Sale 6,944 8.1766 GBP
USD 0.1 ordinary Sale 7,846 8.1849 GBP
USD 0.1 ordinary Sale 8,088 8.1800 GBP
USD 0.1 ordinary Sale 9,926 8.1816 GBP
USD 0.1 ordinary Sale 10,876 8.1888 GBP
USD 0.1 ordinary Sale 28,804 8.1828 GBP
USD 0.1 ordinary Sale 35,008 8.1819 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
USD 0.1 ordinary CFD Long 17 8.1817 GBP
USD 0.1 ordinary CFD Long 52 8.1815 GBP
USD 0.1 ordinary CFD Long 1,086 8.1849 GBP
USD 0.1 ordinary SWAP Long 1,235 8.1837 GBP
USD 0.1 ordinary CFD Long 3,952 8.1867 GBP
USD 0.1 ordinary SWAP Long 5,864 8.1793 GBP
USD 0.1 ordinary CFD Long 6,121 8.1732 GBP
USD 0.1 ordinary CFD Long 9,857 8.1816 GBP
USD 0.1 ordinary CFD Long 10,082 8.1836 GBP
USD 0.1 ordinary SWAP Long 19,528 8.1797 GBP
USD 0.1 ordinary CFD Long 35,008 8.1819 GBP
USD 0.1 ordinary CFD Short 1,407 8.1830 GBP
USD 0.1 ordinary CFD Short 3,061 8.1771 GBP
USD 0.1 ordinary CFD Short 4,820 8.1931 GBP
USD 0.1 ordinary CFD Short 7,551 8.1812 GBP
USD 0.1 ordinary SWAP Short 25,040 8.1808 GBP
USD 0.1 ordinary CFD Short 30,170 8.1806 GBP
USD 0.1 ordinary CFD Short 35,505 8.1889 GBP
USD 0.1 ordinary SWAP Short 50,908 8.1800 GBP
USD 0.1 ordinary CFD Short 83,778 8.1854 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 3 Aug 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 652802
Time of Receipt (offset from UTC): 20180803T173754+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC