Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 30 July 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,727,992 0.63% 3,035,194 0.33%
           
(2) Cash-settled derivatives:
1,508,123 0.16% 4,271,157 0.47%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 162,900 0.02% 253,900 0.03%
           
 
TOTAL: 7,399,015 0.81% 7,560,251 0.83%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 66 43.5050 GBP
5p ordinary Purchase 66 43.4650 GBP
ADR Purchase 69 170.5300 USD
5p ordinary Purchase 84 43.4850 GBP
5p ordinary Purchase 190 43.4338 GBP
ADR Purchase 200 169.8000 USD
5p ordinary Purchase 358 43.2413 GBP
ADR Purchase 400 169.9150 USD
5p ordinary Purchase 403 43.4800 GBP
ADR Purchase 500 169.9400 USD
ADR Purchase 600 169.9663 USD
ADR Purchase 635 169.7400 USD
ADR Purchase 900 170.0222 USD
ADR Purchase 1,000 169.7635 USD
5p ordinary Purchase 1,056 43.3005 GBP
ADR Purchase 1,200 169.7858 USD
ADR Purchase 1,600 169.9975 USD
5p ordinary Purchase 2,500 43.4403 GBP
5p ordinary Purchase 2,764 43.2922 GBP
ADR Purchase 2,830 169.9908 USD
ADR Purchase 4,000 170.0113 USD
5p ordinary Purchase 4,420 43.2438 GBP
5p ordinary Purchase 4,826 43.2834 GBP
5p ordinary Purchase 5,718 43.1230 GBP
5p ordinary Purchase 5,871 43.4011 GBP
5p ordinary Purchase 6,620 43.3426 GBP
ADR Purchase 7,598 170.0941 USD
5p ordinary Purchase 8,414 43.2144 GBP
5p ordinary Purchase 8,874 43.1250 GBP
5p ordinary Purchase 10,452 43.3637 GBP
5p ordinary Purchase 17,904 43.2539 GBP
ADR Purchase 21,000 169.8052 USD
5p ordinary Purchase 28,557 43.1607 GBP
5p ordinary Purchase 30,354 43.3609 GBP
5p ordinary Purchase 40,972 43.3766 GBP
5p ordinary Sale 21 43.0750 GBP
ADR Sale 30 169.8500 USD
5p ordinary Sale 66 43.4650 GBP
5p ordinary Sale 66 43.5050 GBP
ADR Sale 69 170.5300 USD
5p ordinary Sale 84 43.4850 GBP
5p ordinary Sale 100 43.2900 GBP
5p ordinary Sale 103 43.4800 GBP
5p ordinary Sale 156 43.4600 GBP
ADR Sale 200 169.7550 USD
ADR Sale 200 169.8975 USD
5p ordinary Sale 207 43.4516 GBP
5p ordinary Sale 226 43.2117 GBP
5p ordinary Sale 277 43.4200 GBP
ADR Sale 300 169.9900 USD
ADR Sale 400 169.7937 USD
5p ordinary Sale 437 43.3323 GBP
5p ordinary Sale 553 43.4613 GBP
ADR Sale 635 169.7400 USD
ADR Sale 702 169.9206 USD
5p ordinary Sale 720 43.3734 GBP
ADR Sale 768 169.9038 USD
ADR Sale 800 169.7818 USD
ADR Sale 800 169.7656 USD
ADR Sale 1,130 170.1968 USD
ADR Sale 1,300 169.9269 USD
5p ordinary Sale 1,431 43.1250 GBP
5p ordinary Sale 1,521 43.4205 GBP
5p ordinary Sale 1,550 43.2660 GBP
5p ordinary Sale 2,029 43.2041 GBP
5p ordinary Sale 2,371 43.5075 GBP
5p ordinary Sale 2,497 43.2287 GBP
5p ordinary Sale 3,640 43.0998 GBP
ADR Sale 4,287 170.0640 USD
ADR Sale 4,811 170.0803 USD
5p ordinary Sale 6,437 43.2842 GBP
5p ordinary Sale 7,835 43.1897 GBP
5p ordinary Sale 9,239 43.2076 GBP
5p ordinary Sale 11,973 43.3557 GBP
ADR Sale 21,000 169.8053 USD
5p ordinary Sale 38,604 43.3416 GBP
5p ordinary Sale 70,750 43.3235 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 73 43.4530 GBP
5p ordinary SWAP Long 319 43.4833 GBP
5p ordinary SWAP Long 489 43.5330 GBP
5p ordinary CFD Long 553 43.4613 GBP
5p ordinary SWAP Long 1,237 43.1124 GBP
5p ordinary SWAP Long 1,396 43.1160 GBP
5p ordinary CFD Long 1,550 43.2660 GBP
5p ordinary SWAP Long 2,308 43.1250 GBP
5p ordinary CFD Long 2,497 43.2287 GBP
5p ordinary CFD Long 3,640 43.0998 GBP
5p ordinary CFD Long 6,228 43.1193 GBP
5p ordinary SWAP Long 10,869 43.3518 GBP
5p ordinary CFD Long 19,870 43.2613 GBP
5p ordinary CFD Short 11 43.2436 GBP
5p ordinary CFD Short 89 43.2439 GBP
5p ordinary SWAP Short 239 43.2638 GBP
5p ordinary CFD Short 857 43.0959 GBP
5p ordinary SWAP Short 1,407 43.2928 GBP
5p ordinary SWAP Short 1,582 43.3143 GBP
5p ordinary CFD Short 4,320 43.2438 GBP
5p ordinary SWAP Short 4,339 43.2946 GBP
5p ordinary CFD Short 8,414 43.2144 GBP
5p ordinary SWAP Short 9,146 43.1250 GBP
5p ordinary SWAP Short 12,326 43.3053 GBP
5p ordinary SWAP Short 30,825 43.1952 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 31 Jul 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -2,800 135.0000 American 17 Aug 2018
ADR Put Options Purchased -4,600 165.0000 American 19 Oct 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 145.0000 American 19 Oct 2018
ADR Call Options Written -1,000 158.0000 American 10 Aug 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 1,300 165.0000 American 19 Oct 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 500 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 18 Jan 2019
ADR Put Options Written 200 100.0000 American 18 Jan 2019
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 160.0000 American 3 Aug 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Put Options Written 600 165.0000 American 17 Aug 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -900 175.0000 American 19 Oct 2018
ADR Put Options Purchased -5,000 170.0000 American 19 Oct 2018
ADR Call Options Purchased 2,300 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 210.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Call Options Written -10,000 180.0000 American 18 Jan 2019
ADR Call Options Purchased 2,000 170.0000 American 17 Aug 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 130.0000 American 19 Oct 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 150.0000 American 19 Oct 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 160.0000 American 10 Aug 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Call Options Purchased 100 105.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -200 175.0000 American 17 Aug 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 652487
Time of Receipt (offset from UTC): 20180731T160343+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC