Form 8.3 - SIBANYE GOLD LIMITED

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 26 July 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer?
    LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary NPV            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 133,832 0.01% 5,492,522 0.24%
           
(2) Cash-settled derivatives:
214,864 0.01% 4,738,653 0.21%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,623,000 0.07% 0 0.00%
           
 
TOTAL: 1,971,696 0.09% 10,231,175 0.45%
Class of relevant security:       Convertible Bond XS1689727920            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,200,000 0.71% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 3,200,000 0.71% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security   securities  
ADR Purchase 700 2.2700 USD
ADR Purchase 3,040 2.2760 USD
ADR Purchase 7,590 2.2980 USD
ADR Purchase 8,900 2.2978 USD
ADR Purchase 12,296 2.2999 USD
ADR Purchase 12,855 2.2893 USD
ADR Purchase 21,616 2.3011 USD
ADR Purchase 28,324 2.3049 USD
ADR Purchase 29,100 2.2948 USD
ADR Purchase 33,145 2.2935 USD
ADR Purchase 122,354 2.2960 USD
ADR Purchase 147,374 2.3012 USD
Convertible Bond Purchase 1,000,000 71.6250 USD
Convertible Bond Purchase 3,000,000 72.0000 USD
ADR Sale 12,433 2.2960 USD
ADR Sale 13,100 2.2976 USD
ADR Sale 13,400 2.2966 USD
ADR Sale 15,700 2.2933 USD
ADR Sale 16,000 2.2925 USD
ADR Sale 29,540 2.2893 USD
ADR Sale 48,175 2.2914 USD
ADR Sale 61,746 2.2996 USD
ADR Sale 217,200 2.3015 USD
Ordinary NPV Sale 424,159 7.3840 ZAR
Convertible Bond Sale 1,000,000 72.6250 USD
Convertible Bond Sale 1,000,000 72.1250 USD
Convertible Bond Sale 1,000,000 72.3750 USD
Ordinary NPV Sale 1,094,100 7.3864 ZAR
Ordinary NPV Sale 1,500,000 7.0800 ZAR

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
Ordinary NPV CFD Long 176 7.4513 ZAR
Ordinary NPV CFD Long 48,252 7.2372 ZAR
Ordinary NPV CFD Long 60,724 7.3970 ZAR
Ordinary NPV CFD Long 118,028 7.4236 ZAR
Ordinary NPV CFD Long 174,351 7.3855 ZAR
Ordinary NPV CFD Long 1,500,000 7.0792 ZAR
Ordinary NPV CFD Short 12,230 7.2503 ZAR
Ordinary NPV CFD Short 15,259 7.1828 ZAR
Ordinary NPV CFD Short 62,903 7.4164 ZAR
Ordinary NPV CFD Short 199,732 7.4263 ZAR
Ordinary NPV CFD Short 265,403 7.4062 ZAR
Ordinary NPV CFD Short 716,484 7.3796 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 27 Jul 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SIBANYE STILLWATER
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Written 791,000 3.0000 American 19 Oct 2018
ADR Call Options Purchased 832,000 3.0000 American 19 Oct 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 652361
Time of Receipt (offset from UTC): 20180727T142042+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC