Form 8.3 - SIBANYE GOLD LIMITED

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SIBANYE GOLD LIMITED

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

25 JULY 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary NPV            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 131,432 0.01% 5,099,852 0.22%
           
(2) Cash-settled derivatives:
214,864 0.01% 5,368,173 0.24%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,623,000 0.07% 0 0.00%
           
(4)
TOTAL: 1,969,296 0.09% 10,468,025 0.46%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,200,000 0.49% 2,000,000 0.44%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,200,000 0.49% 2,000,000 0.44%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 200 2.2350 USD
ADR Purchase 300 2.2383 USD
ADR Purchase 373 2.2397 USD
ADR Purchase 800 2.2250 USD
ADR Purchase 1,300 2.2400 USD
ADR Purchase 1,700 2.2526 USD
ADR Purchase 3,000 2.2200 USD
ADR Purchase 3,895 2.2328 USD
ADR Purchase 4,800 2.2100 USD
ADR Purchase 5,000 2.2150 USD
ADR Purchase 8,400 2.2361 USD
ADR Purchase 9,900 2.2212 USD
ADR Purchase 13,400 2.2613 USD
ADR Purchase 18,632 2.2510 USD
ADR Purchase 25,800 2.2188 USD
ADR Purchase 67,500 2.2399 USD
ADR Purchase 393,289 2.2247 USD
ADR Sale 300 2.2000 USD
ADR Sale 600 2.2366 USD
ADR Sale 1,326 2.2135 USD
ADR Sale 2,100 2.2049 USD
ADR Sale 2,600 2.2300 USD
ADR Sale 5,300 2.2533 USD
ADR Sale 6,300 2.2026 USD
ADR Sale 9,700 2.2191 USD
ADR Sale 10,800 2.2132 USD
ADR Sale 11,100 2.2188 USD
ADR Sale 14,200 2.2131 USD
ADR Sale 14,700 2.2187 USD
ADR Sale 71,108 2.2159 USD
ADR Sale 90,853 2.2047 USD
ADR Sale 114,200 2.2434 USD
Ordinary npv Sale 132,295 7.1994 ZAR
ADR Sale 203,102 2.2382 USD
Ordinary npv Sale 668,000 7.2500 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 9,877 7.1481 ZAR
Ordinary npv CFD Long 43,200 7.1418 ZAR
Ordinary npv CFD Long 62,863 7.0771 ZAR
Ordinary npv CFD Long 121,677 7.4257 ZAR
Ordinary npv CFD Long 128,882 7.2011 ZAR
Ordinary npv CFD Long 668,000 7.2492 ZAR
Ordinary npv CFD Short 6,718 7.0820 ZAR
Ordinary npv CFD Short 19,197 7.2950 ZAR
Ordinary npv CFD Short 47,774 7.0954 ZAR
Ordinary npv CFD Short 157,621 7.1618 ZAR
Ordinary npv CFD Short 199,506 7.2550 ZAR
Ordinary npv CFD Short 1,644,668 7.2077 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

26 JUL 2018

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SIBANYE STILLWATER

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Written 791,000 3.0000 American 19 Oct 2018
ADR Call Options Purchased 832,000 3.0000 American 19 Oct 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 652279
Time of Receipt (offset from UTC): 20180726T151245+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC