Form 8.3 - VEDANTA RESOURCES PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

VEDANTA RESOURCES PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

25 JULY 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.1 ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,660,209 1.31% 443,792 0.16%
           
(2) Cash-settled derivatives:
208,454 0.07% 3,498,214 1.25%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 3,868,663 1.38% 3,942,006 1.41%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.1 ordinary Purchase 207 7.6340 GBP
USD 0.1 ordinary Purchase 338 7.6500 GBP
USD 0.1 ordinary Purchase 437 7.6220 GBP
USD 0.1 ordinary Purchase 514 7.6441 GBP
USD 0.1 ordinary Purchase 622 7.6060 GBP
USD 0.1 ordinary Purchase 1,975 7.6218 GBP
USD 0.1 ordinary Purchase 2,370 7.6473 GBP
USD 0.1 ordinary Purchase 4,024 7.6288 GBP
USD 0.1 ordinary Purchase 4,224 7.6120 GBP
USD 0.1 ordinary Purchase 7,950 7.6116 GBP
USD 0.1 ordinary Purchase 9,979 7.6229 GBP
USD 0.1 ordinary Purchase 14,984 7.6138 GBP
USD 0.1 ordinary Purchase 20,811 7.6356 GBP
USD 0.1 ordinary Purchase 21,752 7.6388 GBP
USD 0.1 ordinary Purchase 35,374 7.6200 GBP
USD 0.1 ordinary Purchase 35,782 7.6355 GBP
USD 0.1 ordinary Sale 207 7.6340 GBP
USD 0.1 ordinary Sale 338 7.6500 GBP
USD 0.1 ordinary Sale 383 7.6200 GBP
USD 0.1 ordinary Sale 425 7.6220 GBP
USD 0.1 ordinary Sale 506 7.6332 GBP
USD 0.1 ordinary Sale 622 7.6060 GBP
USD 0.1 ordinary Sale 839 7.6400 GBP
USD 0.1 ordinary Sale 1,168 7.6339 GBP
USD 0.1 ordinary Sale 1,621 7.6579 GBP
USD 0.1 ordinary Sale 2,951 7.6357 GBP
USD 0.1 ordinary Sale 6,428 7.6485 GBP
USD 0.1 ordinary Sale 11,391 7.6166 GBP
USD 0.1 ordinary Sale 12,609 7.6120 GBP
USD 0.1 ordinary Sale 14,674 7.6323 GBP
USD 0.1 ordinary Sale 30,000 7.6351 GBP
USD 0.1 ordinary Sale 33,647 7.6374 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
USD 0.1 ordinary CFD Long 11 7.6327 GBP
USD 0.1 ordinary CFD Long 15 7.6320 GBP
USD 0.1 ordinary SWAP Long 18 7.6116 GBP
USD 0.1 ordinary CFD Long 48 7.6322 GBP
USD 0.1 ordinary CFD Long 79 7.6356 GBP
USD 0.1 ordinary CFD Long 223 7.6357 GBP
USD 0.1 ordinary SWAP Long 238 7.6358 GBP
USD 0.1 ordinary SWAP Long 458 7.5929 GBP
USD 0.1 ordinary CFD Long 506 7.6332 GBP
USD 0.1 ordinary CFD Long 1,621 7.6579 GBP
USD 0.1 ordinary CFD Long 1,961 7.6429 GBP
USD 0.1 ordinary SWAP Long 4,351 7.6342 GBP
USD 0.1 ordinary CFD Long 11,029 7.6391 GBP
USD 0.1 ordinary SWAP Long 11,639 7.6120 GBP
USD 0.1 ordinary CFD Long 14,600 7.6323 GBP
USD 0.1 ordinary SWAP Long 26,093 7.6394 GBP
USD 0.1 ordinary CFD Short 234 7.6387 GBP
USD 0.1 ordinary SWAP Short 2,713 7.6198 GBP
USD 0.1 ordinary SWAP Short 5,960 7.6120 GBP
USD 0.1 ordinary SWAP Short 9,051 7.6397 GBP
USD 0.1 ordinary CFD Short 10,213 7.6126 GBP
USD 0.1 ordinary SWAP Short 12,417 7.6220 GBP
USD 0.1 ordinary CFD Short 20,811 7.6356 GBP
USD 0.1 ordinary CFD Short 35,782 7.6355 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

26 JUL 2018

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 652275
Time of Receipt (offset from UTC): 20180726T124247+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC