Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SHIRE PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

25 JULY 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,578,987 0.61% 3,119,458 0.34%
           
(2) Cash-settled derivatives:
1,609,155 0.17% 4,171,902 0.46%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 161,400 0.01% 252,700 0.02%
           
(4)
TOTAL: 7,349,542 0.80% 7,544,060 0.81%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 65 43.6150 GBP
5p ordinary Purchase 65 43.5850 GBP
5p ordinary Purchase 73 43.8250 GBP
5p ordinary Purchase 73 43.3250 GBP
5p ordinary Purchase 73 43.5475 GBP
5p ordinary Purchase 73 43.5125 GBP
5p ordinary Purchase 73 43.4450 GBP
5p ordinary Purchase 74 43.3225 GBP
5p ordinary Purchase 74 43.5550 GBP
5p ordinary Purchase 75 43.4650 GBP
5p ordinary Purchase 75 43.4600 GBP
5p ordinary Purchase 80 43.6350 GBP
5p ordinary Purchase 97 43.5050 GBP
ADR Purchase 100 172.1500 USD
5p ordinary Purchase 100 43.5200 GBP
5p ordinary Purchase 100 43.6200 GBP
5p ordinary Purchase 100 43.6500 GBP
ADR Purchase 100 171.7800 USD
5p ordinary Purchase 132 43.5100 GBP
5p ordinary Purchase 133 43.5150 GBP
5p ordinary Purchase 135 43.5450 GBP
5p ordinary Purchase 149 43.3200 GBP
5p ordinary Purchase 161 43.3575 GBP
ADR Purchase 200 172.0950 USD
ADR Purchase 200 172.5900 USD
ADR Purchase 222 171.5641 USD
5p ordinary Purchase 257 43.6000 GBP
ADR Purchase 470 172.2651 USD
ADR Purchase 585 172.3248 USD
ADR Purchase 971 172.2098 USD
5p ordinary Purchase 1,000 43.3343 GBP
5p ordinary Purchase 1,000 43.5856 GBP
5p ordinary Purchase 1,178 43.5702 GBP
ADR Purchase 1,400 172.0235 USD
ADR Purchase 1,600 171.7012 USD
5p ordinary Purchase 1,632 43.4002 GBP
5p ordinary Purchase 1,717 43.5359 GBP
5p ordinary Purchase 1,905 43.5760 GBP
5p ordinary Purchase 2,092 43.4509 GBP
ADR Purchase 4,808 172.3700 USD
ADR Purchase 5,186 172.0260 USD
5p ordinary Purchase 10,045 43.4641 GBP
5p ordinary Purchase 13,545 43.4835 GBP
5p ordinary Purchase 18,702 43.4980 GBP
5p ordinary Purchase 25,608 43.4887 GBP
5p ordinary Purchase 31,209 43.6039 GBP
5p ordinary Purchase 40,647 43.6210 GBP
5p ordinary Purchase 42,331 43.5080 GBP
5p ordinary Purchase 49,423 43.5111 GBP
5p ordinary Purchase 116,650 43.5035 GBP
5p ordinary Sale 4 43.7050 GBP
ADR Sale 52 171.5503 USD
5p ordinary Sale 65 43.5850 GBP
5p ordinary Sale 65 43.6150 GBP
ADR Sale 66 171.9700 USD
ADR Sale 70 171.5800 USD
5p ordinary Sale 73 43.5475 GBP
5p ordinary Sale 73 43.5125 GBP
5p ordinary Sale 73 43.4450 GBP
5p ordinary Sale 73 43.3250 GBP
5p ordinary Sale 73 43.8250 GBP
5p ordinary Sale 74 43.3225 GBP
5p ordinary Sale 74 43.5550 GBP
5p ordinary Sale 75 43.4600 GBP
5p ordinary Sale 75 43.4650 GBP
5p ordinary Sale 80 43.6350 GBP
5p ordinary Sale 97 43.5050 GBP
5p ordinary Sale 100 43.6500 GBP
5p ordinary Sale 100 43.5200 GBP
ADR Sale 100 172.4500 USD
ADR Sale 100 172.5700 USD
ADR Sale 100 171.5600 USD
5p ordinary Sale 100 43.6200 GBP
5p ordinary Sale 132 43.5100 GBP
5p ordinary Sale 133 43.5150 GBP
5p ordinary Sale 135 43.5205 GBP
5p ordinary Sale 135 43.5450 GBP
5p ordinary Sale 149 43.3200 GBP
5p ordinary Sale 156 43.6329 GBP
5p ordinary Sale 161 43.3575 GBP
ADR Sale 171 172.5290 USD
5p ordinary Sale 184 43.5035 GBP
ADR Sale 200 172.5900 USD
5p ordinary Sale 257 43.6000 GBP
5p ordinary Sale 332 43.5013 GBP
ADR Sale 400 172.3275 USD
ADR Sale 500 172.5730 USD
5p ordinary Sale 518 43.2821 GBP
5p ordinary Sale 687 43.5496 GBP
5p ordinary Sale 1,241 43.4845 GBP
5p ordinary Sale 1,266 43.3560 GBP
ADR Sale 1,441 172.2278 USD
5p ordinary Sale 1,652 43.6068 GBP
ADR Sale 1,700 172.0152 USD
ADR Sale 1,733 172.5704 USD
ADR Sale 2,400 171.7175 USD
ADR Sale 2,923 172.3700 USD
5p ordinary Sale 3,584 43.5000 GBP
ADR Sale 3,686 172.0276 USD
5p ordinary Sale 3,701 43.5584 GBP
5p ordinary Sale 5,000 43.5463 GBP
5p ordinary Sale 5,296 43.5680 GBP
5p ordinary Sale 5,410 43.5060 GBP
5p ordinary Sale 5,828 43.3553 GBP
5p ordinary Sale 5,993 43.3875 GBP
5p ordinary Sale 6,316 43.5407 GBP
5p ordinary Sale 7,000 43.5687 GBP
5p ordinary Sale 19,976 43.5402 GBP
5p ordinary Sale 21,747 43.5027 GBP
5p ordinary Sale 32,284 43.4932 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 43 43.5751 GBP
5p ordinary CFD Long 52 43.5013 GBP
5p ordinary CFD Long 135 43.5205 GBP
5p ordinary CFD Long 156 43.6329 GBP
5p ordinary CFD Long 280 43.5014 GBP
5p ordinary SWAP Long 352 43.5593 GBP
5p ordinary CFD Long 464 43.4201 GBP
5p ordinary SWAP Long 501 43.6078 GBP
5p ordinary SWAP Long 843 43.5258 GBP
5p ordinary SWAP Long 942 43.5789 GBP
5p ordinary SWAP Long 2,624 43.5680 GBP
5p ordinary CFD Long 2,629 43.5679 GBP
5p ordinary SWAP Long 3,256 43.5144 GBP
5p ordinary CFD Long 3,701 43.5584 GBP
5p ordinary CFD Long 10,943 43.5599 GBP
5p ordinary SWAP Long 15,783 43.5329 GBP
5p ordinary SWAP Short 172 43.5205 GBP
5p ordinary SWAP Short 356 43.3536 GBP
5p ordinary SWAP Short 637 43.5817 GBP
5p ordinary SWAP Short 909 43.5021 GBP
5p ordinary CFD Short 1,717 43.5359 GBP
5p ordinary CFD Short 1,905 43.5760 GBP
5p ordinary SWAP Short 2,083 43.4957 GBP
5p ordinary CFD Short 2,679 43.5034 GBP
5p ordinary SWAP Short 3,210 43.4768 GBP
5p ordinary CFD Short 4,200 43.5039 GBP
5p ordinary CFD Short 6,168 43.5703 GBP
5p ordinary CFD Short 13,545 43.4835 GBP
5p ordinary SWAP Short 15,244 43.5303 GBP
5p ordinary SWAP Short 15,574 43.5000 GBP
5p ordinary SWAP Short 23,750 43.5159 GBP
5p ordinary CFD Short 31,209 43.6039 GBP
5p ordinary CFD Short 40,647 43.6210 GBP
5p ordinary SWAP Short 42,260 43.4992 GBP
5p ordinary SWAP Short 77,567 43.5122 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

26 JULY 2018

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SHIRE PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -2,800 135.0000 American 17 Aug 2018
ADR Put Options Purchased -4,600 165.0000 American 19 Oct 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 1,300 165.0000 American 19 Oct 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 500 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 18 Jan 2019
ADR Put Options Written 200 100.0000 American 18 Jan 2019
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -900 175.0000 American 19 Oct 2018
ADR Put Options Purchased -5,000 170.0000 American 19 Oct 2018
ADR Call Options Purchased 2,300 185.0000 American 18 Jan 2019
ADR Call Options Purchased 700 195.0000 American 18 Jan 2019
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 210.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Call Options Written -10,000 180.0000 American 18 Jan 2019
ADR Call Options Purchased 2,000 170.0000 American 17 Aug 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 130.0000 American 19 Oct 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 150.0000 American 19 Oct 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Call Options Purchased 100 105.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -200 175.0000 American 17 Aug 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 0 Jan 1900

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 652273
Time of Receipt (offset from UTC): 20180726T123057+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC