FORM 8.3 - SHIRE PLC - AMENDMENT

LONDON--()--

FORM 8.3

AMENDMENT TO SALES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 17 July 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,519,483 0.60% 2,671,562 0.30%
           
(2) Cash-settled derivatives:
1,672,260 0.18% 4,253,045 0.47%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 248,400 0.02% 277,500 0.02%
           
(4)
TOTAL: 7,440,143 0.80% 7,202,107 0.79%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 5 43.6050 GBP
5p ordinary Purchase 62 43.2300 GBP
5p ordinary Purchase 64 43.6150 GBP
5p ordinary Purchase 66 43.1600 GBP
5p ordinary Purchase 73 43.2075 GBP
5p ordinary Purchase 73 43.5975 GBP
5p ordinary Purchase 73 43.2775 GBP
5p ordinary Purchase 73 43.2250 GBP
5p ordinary Purchase 78 43.2525 GBP
ADR Purchase 100 172.7700 USD
ADR Purchase 100 171.9700 USD
ADR Purchase 100 172.6800 USD
ADR Purchase 100 172.7550 USD
ADR Purchase 100 172.7600 USD
ADR Purchase 100 172.6700 USD
5p ordinary Purchase 103 43.2750 GBP
5p ordinary Purchase 103 43.2600 GBP
5p ordinary Purchase 120 43.2975 GBP
ADR Purchase 130 172.7769 USD
ADR Purchase 137 172.5400 USD
5p ordinary Purchase 139 43.3139 GBP
ADR Purchase 140 172.8000 USD
ADR Purchase 160 171.6700 USD
ADR Purchase 166 172.2100 USD
5p ordinary Purchase 169 43.4250 GBP
5p ordinary Purchase 204 43.6100 GBP
5p ordinary Purchase 210 43.2050 GBP
5p ordinary Purchase 232 43.5600 GBP
5p ordinary Purchase 284 43.2330 GBP
ADR Purchase 330 172.7620 USD
5p ordinary Purchase 338 43.6011 GBP
5p ordinary Purchase 356 43.5889 GBP
5p ordinary Purchase 424 43.2100 GBP
5p ordinary Purchase 784 43.3000 GBP
ADR Purchase 800 172.5062 USD
5p ordinary Purchase 844 43.3265 GBP
ADR Purchase 900 172.7699 USD
5p ordinary Purchase 937 43.4852 GBP
5p ordinary Purchase 1,088 43.5118 GBP
ADR Purchase 1,300 172.6208 USD
ADR Purchase 1,348 171.9038 USD
5p ordinary Purchase 1,874 43.2025 GBP
5p ordinary Purchase 2,045 43.6650 GBP
5p ordinary Purchase 2,543 43.4525 GBP
ADR Purchase 4,588 172.4505 USD
ADR Purchase 5,018 172.3334 USD
5p ordinary Purchase 5,041 43.3417 GBP
5p ordinary Purchase 5,808 43.3774 GBP
5p ordinary Purchase 8,970 43.2094 GBP
5p ordinary Purchase 19,545 43.2776 GBP
5p ordinary Purchase 39,649 43.6131 GBP
5p ordinary Purchase 77,094 43.4906 GBP
5p ordinary Purchase 207,564 43.3636 GBP
5p ordinary Purchase 579,113 43.1250 GBP
5p ordinary Sale 45 43.5300 GBP
ADR Sale 60 171.6700 USD
5p ordinary Sale 62 43.2300 GBP
5p ordinary Sale 64 43.6150 GBP
5p ordinary Sale 66 43.1600 GBP
5p ordinary Sale 73 43.2775 GBP
5p ordinary Sale 73 43.2075 GBP
5p ordinary Sale 73 43.5975 GBP
5p ordinary Sale 73 43.2250 GBP
5p ordinary Sale 78 43.2525 GBP
5p ordinary Sale 85 43.3321 GBP
ADR Sale 100 172.6800 USD
5p ordinary Sale 101 43.2534 GBP
5p ordinary Sale 103 43.2600 GBP
5p ordinary Sale 103 43.2750 GBP
5p ordinary Sale 120 43.2975 GBP
5p ordinary Sale 139 43.3139 GBP
5p ordinary Sale 169 43.4250 GBP
5p ordinary Sale 204 43.6100 GBP
5p ordinary Sale 206 43.2100 GBP
5p ordinary Sale 210 43.2050 GBP
5p ordinary Sale 232 43.5600 GBP
ADR Sale 300 172.4483 USD
5p ordinary Sale 328 43.4583 GBP
ADR Sale 337 172.5400 USD
ADR Sale 366 171.9968 USD
ADR Sale 400 172.5062 USD
5p ordinary Sale 422 43.5481 GBP
5p ordinary Sale 682 43.5744 GBP
ADR Sale 748 172.0098 USD
5p ordinary Sale 784 43.3000 GBP
5p ordinary Sale 834 43.5487 GBP
5p ordinary Sale 850 43.1795 GBP
ADR Sale 900 172.4600 USD
ADR Sale 900 172.7699 USD
ADR Sale 900 172.7700 USD
5p ordinary Sale 1,250 43.2918 GBP
5p ordinary Sale 1,996 43.2223 GBP
5p ordinary Sale 2,263 43.6211 GBP
5p ordinary Sale 3,096 43.3148 GBP
5p ordinary Sale 3,631 43.3169 GBP
ADR Sale 4,088 172.3444 USD
5p ordinary Sale 4,776 43.4817 GBP
ADR Sale 5,018 172.3334 USD
5p ordinary Sale 5,041 43.3417 GBP
5p ordinary Sale 5,957 43.2972 GBP
5p ordinary Sale 7,261 43.2698 GBP
5p ordinary Sale 14,864 43.3851 GBP
5p ordinary Sale 17,313 43.2677 GBP
5p ordinary Sale 18,525 43.4264 GBP
5p ordinary Sale 30,509 43.6669 GBP
5p ordinary Sale 32,942 43.2767 GBP
5p ordinary Sale 33,070 43.3706 GBP
5p ordinary Sale 45,192 43.3163 GBP
5p ordinary Sale 119,605 43.3654 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 29 43.6648 GBP
5p ordinary SWAP Long 66 43.1600 GBP
5p ordinary CFD Long 328 43.4583 GBP
5p ordinary SWAP Long 678 43.4897 GBP
5p ordinary SWAP Long 810 43.5276 GBP
5p ordinary CFD Long 834 43.5487 GBP
5p ordinary CFD Long 850 43.1795 GBP
5p ordinary SWAP Long 2,779 43.6462 GBP
5p ordinary SWAP Long 2,945 43.2342 GBP
5p ordinary CFD Long 4,776 43.4817 GBP
5p ordinary CFD Long 5,957 43.2971 GBP
5p ordinary CFD Long 20,443 43.3007 GBP
5p ordinary SWAP Short 5 43.6060 GBP
5p ordinary CFD Short 284 43.2330 GBP
5p ordinary SWAP Short 716 43.4575 GBP
5p ordinary SWAP Short 790 43.3766 GBP
5p ordinary SWAP Short 844 43.3266 GBP
5p ordinary CFD Short 1,088 43.5118 GBP
5p ordinary SWAP Short 1,124 43.6123 GBP
5p ordinary SWAP Short 1,530 43.2590 GBP
5p ordinary SWAP Short 1,672 43.3260 GBP
5p ordinary SWAP Short 1,787 43.3825 GBP
5p ordinary SWAP Short 1,924 43.5108 GBP
5p ordinary SWAP Short 2,149 43.4284 GBP
5p ordinary CFD Short 9,000 43.6689 GBP
5p ordinary SWAP Short 9,130 43.4179 GBP
5p ordinary SWAP Short 9,953 43.6430 GBP
5p ordinary SWAP Short 24,227 43.6650 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 1,300 160 USD American 20 Jul 2018 12.3884 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 23 Jul 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Call Options Purchased 8,200 173.0000 American 20 Jul 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,600 160.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -2,800 135.0000 American 17 Aug 2018
ADR Put Options Purchased -4,600 165.0000 American 19 Oct 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Call Options Purchased 100 155.0000 American 20 Jul 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,300 165.0000 American 19 Oct 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 700 150.0000 American 20 Jul 2018
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Put Options Written 400 120.0000 American 20 Jul 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 18 Jan 2019
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 21,700 155.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Call Options Written -1,900 145.0000 American 20 Jul 2018
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 6,800 165.0000 American 20 Jul 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -900 175.0000 American 19 Oct 2018
ADR Put Options Purchased -5,000 170.0000 American 19 Oct 2018
ADR Call Options Purchased 2,300 185.0000 American 18 Jan 2019
ADR Call Options Purchased 700 195.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 210.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -700 115.0000 American 20 Jul 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Call Options Written -10,200 180.0000 American 18 Jan 2019
ADR Put Options Written 3,800 150.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 170.0000 American 17 Aug 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 130.0000 American 19 Oct 2018
ADR Put Options Written 300 130.0000 American 20 Jul 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 150.0000 American 19 Oct 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Written -9,500 170.0000 American 20 Jul 2018
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Call Options Purchased 7,300 160.0000 American 20 Jul 2018
ADR Call Options Purchased 4,400 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -4,800 165.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 400 145.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Purchased -200 175.0000 American 17 Aug 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 652028
Time of Receipt (offset from UTC): 20180723T104740+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC