Form 8.3 - SHIRE PLC AMENDMENT

LONDON--()--

FORM 8.3 Amendment to Sale

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 09 July 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,411,872 0.48% 5,526,809 0.60%
           
(2) Cash-settled derivatives:
1,609,778 0.18% 4,317,511 0.47%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 241,600 0.03% 266,900 0.03%
           
(4)
TOTAL: 6,263,250 0.68% 10,111,220 1.11%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 15 171.1400 USD
5p ordinary Purchase 51 42.9350 GBP
ADR Purchase 59 171.0000 USD
ADR Purchase 100 170.6450 USD
ADR Purchase 100 171.2500 USD
5p ordinary Purchase 207 42.8374 GBP
5p ordinary Purchase 267 42.8850 GBP
5p ordinary Purchase 345 42.9736 GBP
5p ordinary Purchase 447 42.9777 GBP
5p ordinary Purchase 594 42.7042 GBP
5p ordinary Purchase 636 42.8772 GBP
ADR Purchase 843 171.2600 USD
ADR Purchase 1,400 170.6414 USD
5p ordinary Purchase 1,431 42.8531 GBP
ADR Purchase 1,800 170.6490 USD
5p ordinary Purchase 2,664 42.7971 GBP
ADR Purchase 2,908 171.0303 USD
5p ordinary Purchase 4,221 42.8203 GBP
ADR Purchase 4,700 171.2153 USD
ADR Purchase 5,581 170.7354 USD
5p ordinary Purchase 5,916 42.9400 GBP
5p ordinary Purchase 6,468 42.8448 GBP
5p ordinary Purchase 10,440 42.7618 GBP
5p ordinary Purchase 17,160 42.8034 GBP
5p ordinary Purchase 28,458 42.8392 GBP
5p ordinary Purchase 61,641 42.8697 GBP
5p ordinary Purchase 68,889 42.9380 GBP
5p ordinary Purchase 79,578 42.9396 GBP
5p ordinary Purchase 531,000 42.8450 GBP
ADR Sale 100 170.7000 USD
ADR Sale 100 170.7500 USD
ADR Sale 100 170.7050 USD
ADR Sale 115 171.2356 USD
ADR Sale 200 170.7037 USD
5p ordinary Sale 228 42.9418 GBP
ADR Sale 300 170.6858 USD
ADR Sale 400 170.7575 USD
5p ordinary Sale 471 42.7200 GBP
ADR Sale 500 170.5600 USD
ADR Sale 500 171.2369 USD
ADR Sale 510 170.8011 USD
ADR Sale 643 171.2600 USD
ADR Sale 703 170.7883 USD
5p ordinary Sale 804 42.7621 GBP
5p ordinary Sale 873 42.9372 GBP
5p ordinary Sale 909 42.7683 GBP
ADR Sale 1,000 170.6825 USD
5p ordinary Sale 1,452 42.7904 GBP
5p ordinary Sale 1,455 42.7912 GBP
ADR Sale 1,600 170.6421 USD
5p ordinary Sale 1,644 42.8040 GBP
ADR Sale 1,971 170.6903 USD
ADR Sale 2,100 170.7671 USD
ADR Sale 2,264 171.1046 USD
5p ordinary Sale 4,554 42.6859 GBP
5p ordinary Sale 5,100 42.8314 GBP
5p ordinary Sale 5,289 42.8049 GBP
5p ordinary Sale 6,501 42.7197 GBP
5p ordinary Sale 13,425 42.8367 GBP
5p ordinary Sale 18,159 42.9419 GBP
5p ordinary Sale 30,678 42.8786 GBP
5p ordinary Sale 17,314 42.8947 GBP
5p ordinary Sale 64,473 42.9400 GBP
5p ordinary Sale 78,663 42.9225 GBP
5p ordinary Sale 82,710 42.7785 GBP
5p ordinary Sale 34,628 42.8933 GBP
5p ordinary Sale 140,694 42.9198 GBP
5p ordinary Sale 2,000,000 42.8450 GBP

(b) Cash-settled derivative transactions

Class of

  Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 162 43.0196 GBP
5p ordinary CFD Long 177 42.8466 GBP
5p ordinary CFD Long 291 42.9372 GBP
5p ordinary SWAP Long 783 42.8300 GBP
5p ordinary CFD Long 1,763 42.8049 GBP
5p ordinary CFD Long 1,765 42.7041 GBP
5p ordinary SWAP Long 2,100 42.9357 GBP
5p ordinary SWAP Long 3,096 42.7391 GBP
5p ordinary CFD Long 4,475 42.8367 GBP
5p ordinary SWAP Long 5,100 42.8315 GBP
5p ordinary SWAP Long 20,817 42.9389 GBP
5p ordinary CFD Long 27,570 42.7785 GBP
5p ordinary SWAP Long 27,762 42.9400 GBP
5p ordinary SWAP Long 51,942 42.8947 GBP
5p ordinary SWAP Long 103,884 42.8933 GBP
5p ordinary SWAP Long 118,005 42.9149 GBP
5p ordinary CFD Short 198 42.7042 GBP
5p ordinary CFD Short 212 42.8773 GBP
5p ordinary CFD Short 477 42.8531 GBP
5p ordinary SWAP Short 735 42.8757 GBP
5p ordinary SWAP Short 2,640 42.9148 GBP
5p ordinary CFD Short 2,725 42.8448 GBP
5p ordinary SWAP Short 3,012 42.8057 GBP
5p ordinary SWAP Short 4,395 42.8124 GBP
5p ordinary CFD Short 7,200 42.9010 GBP
5p ordinary SWAP Short 14,868 42.8571 GBP
5p ordinary SWAP Short 23,961 42.8884 GBP
5p ordinary SWAP Short 28,458 42.8392 GBP
5p ordinary SWAP Expires 08/08/2018 Short 708,000 42.7200 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 13 Jul 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -100 163.0000 American 13 Jul 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,600 160.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -2,800 135.0000 American 17 Aug 2018
ADR Put Options Purchased -4,600 165.0000 American 19 Oct 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Written 21,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,300 165.0000 American 19 Oct 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 700 150.0000 American 20 Jul 2018
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Put Options Written 400 120.0000 American 20 Jul 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 18 Jan 2019
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 155.0000 American 20 Jul 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Call Options Written -1,900 145.0000 American 20 Jul 2018
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 6,800 165.0000 American 20 Jul 2018
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -900 175.0000 American 19 Oct 2018
ADR Put Options Purchased -5,000 170.0000 American 19 Oct 2018
ADR Call Options Purchased 2,300 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 210.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -700 115.0000 American 20 Jul 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Call Options Written -7,900 180.0000 American 18 Jan 2019
ADR Put Options Written 3,800 150.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 170.0000 American 17 Aug 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 130.0000 American 19 Oct 2018
ADR Call Options Purchased 300 170.0000 American 13 Jul 2018
ADR Put Options Written 300 130.0000 American 20 Jul 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 150.0000 American 19 Oct 2018
ADR Call Options Written -1,300 170.0000 American 20 Jul 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 8,600 160.0000 American 20 Jul 2018
ADR Call Options Purchased 4,400 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -4,800 165.0000 American 20 Jul 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 400 145.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 651458
Time of Receipt (offset from UTC): 20180713T165556+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC