Form 8.3 - TAKEDA PHARMACEUTICAL CO LTD

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose TAKEDA PHARMACEUTICAL CO LTD
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 12 July 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? SHIRE PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 14,068,820 1.77% 15,005,673 1.89%
           
(2) Cash-settled derivatives:
14,389,290 1.81% 13,379,800 1.68%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 13,623,700 1.71% 14,043,700 1.77%
           
 
TOTAL: 42,081,810 5.30% 42,429,173 5.34%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 4,615.1000 JPY
ORD Purchase 100 4,646.0000 JPY
ORD Purchase 100 4,645.0000 JPY
ORD Purchase 100 4,630.0000 JPY
ORD Purchase 200 4,618.0000 JPY
ORD Purchase 600 4,629.0000 JPY
ORD Purchase 800 4,642.9625 JPY
ORD Purchase 1,000 4,639.8000 JPY
ORD Purchase 1,100 4,621.6363 JPY
ORD Purchase 1,400 4,631.0000 JPY
ORD Purchase 2,200 4,626.1818 JPY
ORD Purchase 2,300 4,631.7391 JPY
ORD Purchase 2,600 4,629.9038 JPY
ORD Purchase 3,300 4,635.7121 JPY
ORD Purchase 6,400 4,626.8125 JPY
ORD Purchase 6,500 4,639.8153 JPY
ORD Purchase 7,400 4,627.4959 JPY
ORD Purchase 8,300 4,628.5385 JPY
ORD Purchase 28,500 4,634.7719 JPY
ORD Purchase 28,700 4,627.9233 JPY
ORD Purchase 216,600 4,634.8005 JPY
ORD Purchase 555,600 4,633.8756 JPY
ORD Sale 100 4,645.0000 JPY
ORD Sale 100 4,625.0000 JPY
ORD Sale 100 4,630.0000 JPY
ORD Sale 800 4,642.0000 JPY
ORD Sale 1,000 4,637.5000 JPY
ORD Sale 1,000 4,635.6000 JPY
ORD Sale 1,100 4,621.6363 JPY
ORD Sale 2,200 4,626.1818 JPY
ORD Sale 3,300 4,635.7121 JPY
ORD Sale 3,600 4,632.6527 JPY
ORD Sale 5,900 4,613.0000 JPY
ORD Sale 6,800 4,620.7941 JPY
ORD Sale 8,100 4,628.7642 JPY
ORD Sale 8,300 4,628.8373 JPY
ORD Sale 10,800 4,620.3425 JPY
ORD Sale 13,300 4,611.0000 JPY
ORD Sale 21,200 4,622.8537 JPY
ORD Sale 90,800 4,615.8502 JPY
ORD Sale 219,800 4,634.0855 JPY
ORD Sale 359,900 4,630.4737 JPY

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 13,300 4,611.0000 JPY
ORD SWAP Long 13,300 4,611.0000 JPY
ORD CFD Short 15,400 4,643.9188 JPY

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 13 Jul 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose TAKEDA PHARMACEUTICAL CO LTD
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Purchased 13,200,000 4625.0373 European 6 Aug 2018
ORD Put Options Purchased -39,000 5781.0000 European 14 Dec 2018
ORD Put Options Written 13,200,000 4625.0373 European 6 Aug 2018
ORD Call Options Purchased 48,000 4625.0000 European 12 Oct 2018
ORD Call Options Purchased 40,000 6182.0000 European 14 Dec 2018
ORD Call Options Purchased 39,000 5781.0000 European 14 Dec 2018
ORD Call Options Written -78,000 5781.0000 European 14 Dec 2018
ORD Put Options Purchased -13,200,000 4625.0373 European 6 Aug 2018
ORD Call Options Written -460,000 6182.0000 European 14 Dec 2018
ORD Call Options Written -104,700 5065.8300 European 17 Apr 2019
ORD Put Options Written 104,700 5065.8300 European 17 Apr 2019
ORD Put Options Purchased -48,000 4625.0000 European 12 Oct 2018
ORD Call Options Written -13,200,000 4625.0373 European 6 Aug 2018
ORD Put Options Written 78,000 5781.0000 European 14 Dec 2018
ORD Put Options Written 114,000 4750.0200 European 14 May 2019
ORD Call Options Written -114,000 4750.0200 European 14 May 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 651421
Time of Receipt (offset from UTC): 20180713T124040+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC