Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 10 July 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,673,790 0.62% 4,320,351 0.48%
           
(2) Cash-settled derivatives:
1,635,798 0.18% 4,444,274 0.48%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 242,600 0.02% 270,200 0.03%
           
 
TOTAL: 7,552,188 0.82% 9,034,825 0.99%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 1 43.4000 GBP
5p ordinary Purchase 2 43.3650 GBP
5p ordinary Purchase 9 43.2050 GBP
ADR Purchase 10 172.3500 USD
5p ordinary Purchase 12 43.3700 GBP
ADR Purchase 17 173.3200 USD
ADR Purchase 50 173.2700 USD
5p ordinary Purchase 66 43.2500 GBP
5p ordinary Purchase 66 43.1600 GBP
5p ordinary Purchase 66 43.3250 GBP
5p ordinary Purchase 66 43.3750 GBP
5p ordinary Purchase 73 43.2975 GBP
5p ordinary Purchase 73 43.2925 GBP
5p ordinary Purchase 73 43.2650 GBP
5p ordinary Purchase 73 43.1100 GBP
5p ordinary Purchase 73 43.1000 GBP
5p ordinary Purchase 73 43.0850 GBP
5p ordinary Purchase 73 43.0500 GBP
5p ordinary Purchase 73 43.4200 GBP
5p ordinary Purchase 74 43.1450 GBP
5p ordinary Purchase 75 43.1750 GBP
5p ordinary Purchase 78 43.2600 GBP
5p ordinary Purchase 79 43.4050 GBP
5p ordinary Purchase 80 43.3350 GBP
5p ordinary Purchase 84 43.2450 GBP
5p ordinary Purchase 90 42.9900 GBP
5p ordinary Purchase 90 43.2700 GBP
5p ordinary Purchase 95 43.2850 GBP
ADR Purchase 100 171.8800 USD
5p ordinary Purchase 103 43.0600 GBP
5p ordinary Purchase 111 43.1384 GBP
5p ordinary Purchase 116 43.1500 GBP
5p ordinary Purchase 127 43.2725 GBP
5p ordinary Purchase 142 43.1800 GBP
5p ordinary Purchase 145 43.0400 GBP
5p ordinary Purchase 146 43.2900 GBP
5p ordinary Purchase 146 43.2200 GBP
5p ordinary Purchase 146 43.1650 GBP
5p ordinary Purchase 147 43.2525 GBP
5p ordinary Purchase 151 43.1150 GBP
5p ordinary Purchase 151 43.4600 GBP
5p ordinary Purchase 156 43.2250 GBP
5p ordinary Purchase 159 43.4500 GBP
5p ordinary Purchase 168 43.1050 GBP
5p ordinary Purchase 178 43.3100 GBP
5p ordinary Purchase 185 43.1900 GBP
ADR Purchase 200 173.0250 USD
ADR Purchase 200 172.0100 USD
ADR Purchase 200 173.4900 USD
ADR Purchase 200 173.7500 USD
5p ordinary Purchase 219 43.1430 GBP
5p ordinary Purchase 231 43.2350 GBP
5p ordinary Purchase 232 43.2300 GBP
5p ordinary Purchase 244 43.2675 GBP
5p ordinary Purchase 267 43.2701 GBP
ADR Purchase 281 170.6500 USD
ADR Purchase 300 173.2333 USD
ADR Purchase 300 172.1633 USD
5p ordinary Purchase 379 43.1110 GBP
ADR Purchase 381 171.9000 USD
ADR Purchase 500 173.2410 USD
ADR Purchase 600 173.3400 USD
ADR Purchase 600 173.4833 USD
ADR Purchase 650 173.1576 USD
5p ordinary Purchase 744 43.2106 GBP
ADR Purchase 892 173.0903 USD
5p ordinary Purchase 1,173 43.0100 GBP
ADR Purchase 1,356 172.2818 USD
ADR Purchase 1,408 173.2822 USD
ADR Purchase 1,635 173.0348 USD
ADR Purchase 1,688 173.0400 USD
5p ordinary Purchase 2,057 43.3469 GBP
5p ordinary Purchase 2,120 43.1332 GBP
5p ordinary Purchase 2,238 43.1720 GBP
5p ordinary Purchase 2,500 43.1523 GBP
ADR Purchase 2,780 172.1532 USD
5p ordinary Purchase 2,933 43.3234 GBP
5p ordinary Purchase 3,073 43.4900 GBP
ADR Purchase 3,100 172.2545 USD
5p ordinary Purchase 4,031 43.3222 GBP
ADR Purchase 5,900 172.7053 USD
5p ordinary Purchase 5,905 43.1429 GBP
5p ordinary Purchase 6,705 43.0062 GBP
5p ordinary Purchase 7,013 43.2275 GBP
ADR Purchase 8,500 173.5421 USD
ADR Purchase 8,800 172.5414 USD
5p ordinary Purchase 9,579 43.1877 GBP
ADR Purchase 12,300 173.2959 USD
5p ordinary Purchase 12,375 43.1702 GBP
ADR Purchase 13,200 171.8545 USD
5p ordinary Purchase 14,670 43.1170 GBP
5p ordinary Purchase 17,306 43.3324 GBP
5p ordinary Purchase 24,412 43.0675 GBP
5p ordinary Purchase 26,219 43.1345 GBP
5p ordinary Purchase 28,520 43.1843 GBP
ADR Purchase 40,000 173.5500 USD
5p ordinary Purchase 44,862 43.1824 GBP
5p ordinary Purchase 178,326 43.0385 GBP
5p ordinary Purchase 1,220,831 42.9400 GBP
5p ordinary Sale 4 43.1850 GBP
5p ordinary Sale 6 43.3650 GBP
5p ordinary Sale 9 43.2050 GBP
ADR Sale 10 172.3500 USD
ADR Sale 17 173.3200 USD
5p ordinary Sale 52 43.0950 GBP
5p ordinary Sale 66 43.1600 GBP
5p ordinary Sale 66 43.3250 GBP
5p ordinary Sale 66 43.2500 GBP
5p ordinary Sale 72 43.3750 GBP
5p ordinary Sale 73 43.4900 GBP
5p ordinary Sale 73 43.4200 GBP
5p ordinary Sale 73 43.2975 GBP
5p ordinary Sale 73 43.2925 GBP
5p ordinary Sale 73 43.2650 GBP
5p ordinary Sale 73 43.1100 GBP
5p ordinary Sale 73 43.1000 GBP
5p ordinary Sale 73 43.0850 GBP
5p ordinary Sale 73 43.0500 GBP
5p ordinary Sale 74 43.1450 GBP
5p ordinary Sale 75 43.1750 GBP
5p ordinary Sale 78 43.2600 GBP
5p ordinary Sale 79 43.4050 GBP
5p ordinary Sale 80 43.3350 GBP
5p ordinary Sale 84 43.2450 GBP
ADR Sale 85 173.2700 USD
5p ordinary Sale 90 42.9900 GBP
5p ordinary Sale 90 43.2700 GBP
ADR Sale 100 171.8600 USD
ADR Sale 100 172.0500 USD
5p ordinary Sale 103 43.0600 GBP
5p ordinary Sale 116 43.1500 GBP
ADR Sale 120 173.1283 USD
5p ordinary Sale 127 43.2725 GBP
5p ordinary Sale 132 43.2850 GBP
5p ordinary Sale 142 43.1800 GBP
5p ordinary Sale 145 43.0400 GBP
5p ordinary Sale 146 43.2200 GBP
5p ordinary Sale 146 43.1650 GBP
5p ordinary Sale 146 43.2900 GBP
5p ordinary Sale 147 43.2525 GBP
5p ordinary Sale 151 43.4600 GBP
5p ordinary Sale 151 43.1150 GBP
5p ordinary Sale 156 43.2250 GBP
5p ordinary Sale 159 43.4500 GBP
5p ordinary Sale 165 43.2800 GBP
5p ordinary Sale 168 43.1050 GBP
5p ordinary Sale 178 43.3100 GBP
5p ordinary Sale 185 43.1900 GBP
ADR Sale 200 172.1750 USD
ADR Sale 200 173.1700 USD
ADR Sale 200 173.3000 USD
ADR Sale 200 173.2850 USD
ADR Sale 205 172.3802 USD
5p ordinary Sale 231 43.2350 GBP
5p ordinary Sale 232 43.2300 GBP
ADR Sale 300 173.2883 USD
ADR Sale 300 171.5200 USD
ADR Sale 315 173.2577 USD
ADR Sale 370 171.7943 USD
5p ordinary Sale 379 43.1109 GBP
ADR Sale 500 172.6455 USD
ADR Sale 562 171.9000 USD
ADR Sale 600 172.0716 USD
ADR Sale 600 172.6000 USD
ADR Sale 800 173.4850 USD
ADR Sale 844 173.0400 USD
ADR Sale 1,356 172.2818 USD
ADR Sale 1,520 172.2764 USD
ADR Sale 1,635 173.0348 USD
5p ordinary Sale 1,923 43.0855 GBP
5p ordinary Sale 2,021 43.1153 GBP
5p ordinary Sale 2,337 43.2514 GBP
5p ordinary Sale 2,352 43.1752 GBP
5p ordinary Sale 2,600 43.1429 GBP
5p ordinary Sale 2,808 43.1698 GBP
5p ordinary Sale 3,154 43.2195 GBP
ADR Sale 3,449 172.8935 USD
ADR Sale 3,800 172.2727 USD
ADR Sale 4,700 172.7953 USD
5p ordinary Sale 6,480 43.2797 GBP
5p ordinary Sale 6,943 43.2838 GBP
ADR Sale 8,300 172.5351 USD
5p ordinary Sale 8,529 43.1560 GBP
5p ordinary Sale 10,403 43.0164 GBP
5p ordinary Sale 16,668 43.1389 GBP
5p ordinary Sale 19,000 43.2845 GBP
ADR Sale 20,000 173.5500 USD
5p ordinary Sale 22,172 43.1299 GBP
ADR Sale 25,000 173.5451 USD
5p ordinary Sale 32,747 43.2314 GBP
5p ordinary Sale 35,089 43.0720 GBP
5p ordinary Sale 64,876 43.0585 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 73 43.0400 GBP
5p ordinary CFD Long 300 43.1361 GBP
5p ordinary SWAP Long 335 43.1777 GBP
5p ordinary SWAP Long 490 43.0783 GBP
5p ordinary CFD Long 576 43.1537 GBP
5p ordinary SWAP Long 824 43.1155 GBP
5p ordinary SWAP Long 1,402 43.1735 GBP
5p ordinary CFD Long 1,467 43.2195 GBP
5p ordinary CFD Long 1,923 43.0855 GBP
5p ordinary CFD Long 2,337 43.2514 GBP
5p ordinary SWAP Long 3,163 42.9932 GBP
5p ordinary CFD Long 23,915 43.1616 GBP
5p ordinary CFD Long 45,000 43.1850 GBP
5p ordinary SWAP Long 47,038 43.2198 GBP
5p ordinary SWAP Short 417 43.1636 GBP
5p ordinary SWAP Short 524 43.2711 GBP
5p ordinary SWAP Short 1,421 43.1746 GBP
5p ordinary SWAP Short 1,754 43.2033 GBP
5p ordinary CFD Short 1,853 43.1865 GBP
5p ordinary CFD Short 2,178 43.4376 GBP
5p ordinary CFD Short 2,238 43.1720 GBP
5p ordinary SWAP Short 2,742 43.2321 GBP
5p ordinary SWAP Short 3,375 43.2189 GBP
5p ordinary CFD Short 6,705 43.0062 GBP
5p ordinary CFD Short 9,579 43.1877 GBP
5p ordinary SWAP Short 10,933 43.1942 GBP
5p ordinary SWAP Short 11,622 43.0104 GBP
5p ordinary SWAP Short 12,375 43.1702 GBP
5p ordinary SWAP Short 14,454 43.2062 GBP
5p ordinary SWAP Short 25,482 43.0256 GBP
5p ordinary CFD Short 28,520 43.1843 GBP
5p ordinary SWAP Short 37,241 43.0100 GBP
5p ordinary SWAP Short 41,173 43.0473 GBP
ADR CFD Short 15,000 171.6715 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 1,000 173 USD American 20 Jul 2018 1.6900 USD
ADR Call Options Selling 1,000 170 USD American 20 Jul 2018 3.2600 USD
ADR Call Options Selling 2,300 180 USD American 18 Jan 2019 8.3700 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 11 Jul 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 173.0000 American 20 Jul 2018
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -100 163.0000 American 13 Jul 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,600 160.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -2,800 135.0000 American 17 Aug 2018
ADR Put Options Purchased -4,600 165.0000 American 19 Oct 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Written 21,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,300 165.0000 American 19 Oct 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 700 150.0000 American 20 Jul 2018
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Put Options Written 400 120.0000 American 20 Jul 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 18 Jan 2019
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 155.0000 American 20 Jul 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Call Options Written -1,900 145.0000 American 20 Jul 2018
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 6,800 165.0000 American 20 Jul 2018
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -900 175.0000 American 19 Oct 2018
ADR Put Options Purchased -5,000 170.0000 American 19 Oct 2018
ADR Call Options Purchased 2,300 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 210.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -700 115.0000 American 20 Jul 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Call Options Written -10,200 180.0000 American 18 Jan 2019
ADR Put Options Written 3,800 150.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 170.0000 American 17 Aug 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 130.0000 American 19 Oct 2018
ADR Call Options Purchased 300 170.0000 American 13 Jul 2018
ADR Put Options Written 300 130.0000 American 20 Jul 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 150.0000 American 19 Oct 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -2,300 170.0000 American 20 Jul 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 8,600 160.0000 American 20 Jul 2018
ADR Call Options Purchased 4,400 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -4,800 165.0000 American 20 Jul 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 400 145.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 651237
Time of Receipt (offset from UTC): 20180711T120826+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC