FORM 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 05 July 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,135,164 0.67% 4,476,347 0.49%
           
(2) Cash-settled derivatives:
441,069 0.05% 4,863,750 0.53%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 242,000 0.03% 266,900 0.03%
           
(4)
TOTAL: 6,818,233 0.75% 9,606,997 1.05%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 2 42.5900 GBP
ADR Purchase 25 170.3000 USD
ADR Purchase 60 169.1000 USD
ADR Purchase 100 169.3800 USD
ADR Purchase 100 169.4500 USD
ADR Purchase 100 170.2000 USD
ADR Purchase 100 169.6300 USD
ADR Purchase 148 169.0621 USD
5p ordinary Purchase 185 42.6500 GBP
5p ordinary Purchase 200 42.6370 GBP
ADR Purchase 200 170.9525 USD
5p ordinary Purchase 240 42.7641 GBP
5p ordinary Purchase 248 42.7150 GBP
ADR Purchase 284 170.9400 USD
ADR Purchase 300 169.3616 USD
ADR Purchase 300 169.4866 USD
5p ordinary Purchase 483 42.6646 GBP
ADR Purchase 552 169.2105 USD
ADR Purchase 902 170.7280 USD
ADR Purchase 1,000 170.1300 USD
5p ordinary Purchase 1,200 42.4429 GBP
5p ordinary Purchase 1,385 42.5852 GBP
5p ordinary Purchase 1,431 42.6350 GBP
ADR Purchase 1,656 170.3364 USD
ADR Purchase 2,198 170.6100 USD
ADR Purchase 2,300 169.1021 USD
5p ordinary Purchase 2,799 42.5408 GBP
5p ordinary Purchase 3,539 42.7031 GBP
5p ordinary Purchase 3,567 42.6436 GBP
5p ordinary Purchase 3,743 42.6658 GBP
ADR Purchase 3,876 169.7977 USD
ORD Purchase 5,060 42.6661 GBP
5p ordinary Purchase 7,101 42.6800 GBP
5p ordinary Purchase 7,322 42.6660 GBP
ADR Purchase 11,044 169.4564 USD
5p ordinary Purchase 22,357 42.6780 GBP
5p ordinary Purchase 25,963 42.6591 GBP
5p ordinary Purchase 37,525 42.6449 GBP
5p ordinary Purchase 128,233 42.6620 GBP
5p ordinary Sale 4 42.7250 GBP
5p ordinary Sale 6 42.6550 GBP
ADR Sale 25 170.3000 USD
ADR Sale 60 169.1000 USD
ADR Sale 95 170.8300 USD
ADR Sale 100 169.2750 USD
ADR Sale 100 170.6300 USD
ADR Sale 124 170.9800 USD
5p ordinary Sale 179 42.6542 GBP
5p ordinary Sale 185 42.6500 GBP
ADR Sale 200 170.9525 USD
ADR Sale 200 170.7700 USD
ADR Sale 200 170.6750 USD
ADR Sale 203 170.7872 USD
5p ordinary Sale 268 42.6164 GBP
ADR Sale 300 170.7000 USD
ADR Sale 380 170.6144 USD
ADR Sale 400 168.9225 USD
ADR Sale 400 170.8425 USD
ADR Sale 400 169.5575 USD
ADR Sale 426 170.9400 USD
5p ordinary Sale 491 42.6318 GBP
5p ordinary Sale 571 42.6129 GBP
5p ordinary Sale 578 42.6388 GBP
ADR Sale 657 170.6982 USD
5p ordinary Sale 658 42.6800 GBP
5p ordinary Sale 682 42.6391 GBP
5p ordinary Sale 825 42.6959 GBP
ADR Sale 917 169.2566 USD
ADR Sale 1,000 170.1300 USD
ADR Sale 1,000 169.1050 USD
5p ordinary Sale 1,088 42.7042 GBP
ADR Sale 1,099 170.6100 USD
5p ordinary Sale 1,167 42.7013 GBP
5p ordinary Sale 1,372 42.5856 GBP
ADR Sale 1,500 170.7153 USD
ADR Sale 1,656 170.3364 USD
ADR Sale 1,800 169.5413 USD
ADR Sale 2,763 169.8156 USD
5p ordinary Sale 2,928 42.6859 GBP
ADR Sale 4,713 169.3204 USD
5p ordinary Sale 6,347 42.6560 GBP
ADR Sale 6,727 169.5429 USD
5p ordinary Sale 7,892 42.6573 GBP
5p ordinary Sale 14,880 42.6751 GBP
5p ordinary Sale 26,593 42.6644 GBP
5p ordinary Sale 33,425 42.6387 GBP
5p ordinary Sale 76,811 42.6499 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 134 42.6578 GBP
5p ordinary SWAP Long 139 42.6750 GBP
5p ordinary CFD Long 571 42.6128 GBP
5p ordinary SWAP Long 1,028 42.7201 GBP
5p ordinary SWAP Long 1,834 42.6016 GBP
5p ordinary SWAP Long 1,852 42.6934 GBP
5p ordinary SWAP Long 2,249 42.6281 GBP
5p ordinary CFD Long 2,928 42.6859 GBP
5p ordinary SWAP Long 5,194 42.6800 GBP
5p ordinary CFD Long 6,600 42.6803 GBP
5p ordinary CFD Short 17 42.7288 GBP
5p ordinary SWAP Short 100 42.6843 GBP
5p ordinary SWAP Short 200 42.6370 GBP
5p ordinary CFD Short 1,027 42.6350 GBP
5p ordinary SWAP Short 1,032 42.5949 GBP
5p ordinary SWAP Short 1,376 42.6642 GBP
5p ordinary CFD Short 2,799 42.5408 GBP
5p ordinary SWAP Short 3,463 42.6800 GBP
5p ordinary CFD Short 3,522 42.7029 GBP
5p ordinary CFD Short 5,306 42.7406 GBP
5p ordinary SWAP Short 9,887 42.6733 GBP
5p ordinary SWAP Short 10,341 42.6775 GBP
5p ordinary CFD Short 25,963 42.6591 GBP
5p ordinary CFD Short 26,481 42.6838 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 300 165 USD American 19 Oct 2018 11.3933 USD
ADR Call Options Purchasing 300 170 USD American 13 Jul 2018 1.4000 USD
ADR Call Options Purchasing 2,000 170 USD American 17 Aug 2018 4.5000 USD
ADR Call Options Selling 300 170 USD American 20 Jul 2018 2.2800 USD
ADR Call Options Selling 300 175 USD American 19 Oct 2018 5.5933 USD
ADR Put Options Purchasing 2,500 165 USD American 20 Jul 2018 1.1000 USD
ADR Put Options Selling 100 125 USD American 18 Jan 2019 1.3000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 6 Jul 2018
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -2,600 160.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -2,800 135.0000 American 17 Aug 2018
ADR Put Options Purchased -4,600 165.0000 American 19 Oct 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Purchased -100 163.0000 American 13 Jul 2018
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Written 21,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Call Options Purchased 1,300 165.0000 American 19 Oct 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 700 150.0000 American 20 Jul 2018
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 500 168.0000 American 6 Jul 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Put Options Written 400 120.0000 American 20 Jul 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 155.0000 American 20 Jul 2018
ADR Put Options Written 100 125.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Call Options Written -1,900 145.0000 American 20 Jul 2018
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Purchased 6,800 165.0000 American 20 Jul 2018
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Purchased -5,000 170.0000 American 19 Oct 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Written -900 175.0000 American 19 Oct 2018
ADR Call Options Purchased 2,300 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 210.0000 American 18 Jan 2019
ADR Call Options Written -7,900 180.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -700 115.0000 American 20 Jul 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Written 3,800 150.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 170.0000 American 17 Aug 2018
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 500 130.0000 American 19 Oct 2018
ADR Call Options Purchased 300 170.0000 American 13 Jul 2018
ADR Put Options Written 300 130.0000 American 20 Jul 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 150.0000 American 19 Oct 2018
ADR Call Options Written -1,300 170.0000 American 20 Jul 2018
ADR Call Options Purchased 8,600 160.0000 American 20 Jul 2018
ADR Call Options Purchased 4,400 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -4,800 165.0000 American 20 Jul 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 400 145.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 651039
Time of Receipt (offset from UTC): 20180706T143504+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC