Form 8.3 - Shire PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Maverick Capital, Ltd. acting as fund manager for various funds holding the interests that are subject to this notice.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

  Shire PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:   N/A
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

  July 5, 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

  NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary shares: JE00B2QKY057

 

  Interests   Short positions
    Number   %   Number   %
(1) Relevant securities owned and/or controlled:   4,338,378   .50%        
(2) Cash-settled derivatives:   5,153,870   .56%        
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:                

TOTAL:

  9,933,668   1.07%        

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit (GBP)
     
Ordinary Shares   Sale   4,811   42.76
Ordinary Shares   Sale   7,004   42.76
Ordinary Shares   Sale   715   42.75
Ordinary Shares   Sale   2,483   42.76
Ordinary Shares   Sale   6,823   42.73
Ordinary Shares   Sale   4,046   42.73
Ordinary Shares   Sale   1,800   42.74
Ordinary Shares   Sale   3,121   42.72
Ordinary Shares   Sale   2,875   42.74
Ordinary Shares   Sale   1,294   42.67
Ordinary Shares   Sale   2,380   42.68
Ordinary Shares   Sale   10   42.68
Ordinary Shares   Sale   3,007   42.70
Ordinary Shares   Sale   4,294   42.72
Ordinary Shares   Sale   3,185   42.65
Ordinary Shares   Sale   1,178   42.67
Ordinary Shares   Sale   177   42.66
Ordinary Shares   Sale   1,345   42.68
Ordinary Shares   Sale   1,073   42.69
Ordinary Shares   Sale   177   42.69
Ordinary Shares   Sale   4,218   42.71
Ordinary Shares   Sale   5,292   42.70
Ordinary Shares   Sale   177   42.70
Ordinary Shares   Sale   26   42.70
Ordinary Shares   Sale   1,713   42.69
Ordinary Shares   Sale   2,999   42.71
Ordinary Shares   Sale   177   42.72
Ordinary Shares   Sale   354   42.70
Ordinary Shares   Sale   34   42.70
Ordinary Shares   Sale   668   42.64
Ordinary Shares   Sale   9   42.64
Ordinary Shares   Sale   2,516   42.65
Ordinary Shares   Sale   1,268   42.66
Ordinary Shares   Sale   256   42.68
Ordinary Shares   Sale   485   42.71
Ordinary Shares   Sale   467   42.73
Ordinary Shares   Sale   212   42.70
Ordinary Shares   Sale   1,498   42.66
Ordinary Shares   Sale   357   42.66
Ordinary Shares   Sale   9   42.65
Ordinary Shares   Sale   1,456   42.64
Ordinary Shares   Sale   15   42.65
Ordinary Shares   Sale   516   42.61
Ordinary Shares   Sale   236   42.57
Ordinary Shares   Sale   675   42.59
Ordinary Shares   Sale   771   42.59
Ordinary Shares   Sale   387   42.60
Ordinary Shares   Sale   1,140   42.62
Ordinary Shares   Sale   1,641   42.63
Ordinary Shares   Sale   275   42.63
Ordinary Shares   Sale   1,828   42.62
Ordinary Shares   Sale   523   42.60
Ordinary Shares   Sale   266   42.61
Ordinary Shares   Sale   265   42.60
Ordinary Shares   Sale   63   42.62
Ordinary Shares   Sale   1,412   42.75
Ordinary Shares   Sale   451   42.72
Ordinary Shares   Sale   116   42.72
Ordinary Shares   Sale   280   42.69
Ordinary Shares   Sale   43   42.72
Ordinary Shares   Sale   691   42.73
Ordinary Shares   Sale   121   42.66
Ordinary Shares   Sale   407   42.62
Ordinary Shares   Sale   240   42.58
Ordinary Shares   Sale   241   42.61
Ordinary Shares   Sale   83   42.60
Ordinary Shares   Sale   237   42.58
Ordinary Shares   Sale   906   42.53
Ordinary Shares   Sale   2,064   42.53
Ordinary Shares   Sale   884   42.54
Ordinary Shares   Sale   1,322   42.55
Ordinary Shares   Sale   620   42.57
Ordinary Shares   Sale   534   42.55
Ordinary Shares   Sale   279   42.56
Ordinary Shares   Sale   468   42.56
Ordinary Shares   Sale   1,155   42.52
Ordinary Shares   Sale   394   42.52
Ordinary Shares   Sale   246   42.57
Ordinary Shares   Sale   2,085   42.54
Ordinary Shares   Sale   433   42.50
Ordinary Shares   Sale   234   42.51
Ordinary Shares   Sale   1,227   42.53
Ordinary Shares   Sale   159   42.54
Ordinary Shares   Sale   448   42.53
Class of relevant security   Purchase/sale   Number of securities   Price per unit (USD)
     
American Depositary Receipt (ADR)   Sale   24   169.91
American Depositary Receipt (ADR)   Sale   1,000   169.10
American Depositary Receipt (ADR)   Sale   6,000   168.88
American Depositary Receipt (ADR)   Sale   200   168.82
American Depositary Receipt (ADR)   Sale   400   168.76
American Depositary Receipt (ADR)   Sale   200   168.67
American Depositary Receipt (ADR)   Sale   200   168.71
American Depositary Receipt (ADR)   Sale   200   168.72
American Depositary Receipt (ADR)   Sale   100   168.73
American Depositary Receipt (ADR)   Sale   100   168.66
American Depositary Receipt (ADR)   Sale   100   168.68
American Depositary Receipt (ADR)   Sale   100   168.50
American Depositary Receipt (ADR)   Sale   100   168.53
American Depositary Receipt (ADR)   Sale   200   168.54
American Depositary Receipt (ADR)   Sale   200   168.57
American Depositary Receipt (ADR)   Sale   200   168.70
American Depositary Receipt (ADR)   Sale   100   168.64
American Depositary Receipt (ADR)   Sale   200   168.56
American Depositary Receipt (ADR)   Sale   200   168.58
American Depositary Receipt (ADR)   Sale   100   168.59
American Depositary Receipt (ADR)   Sale   200   168.30
American Depositary Receipt (ADR)   Sale   200   168.28
American Depositary Receipt (ADR)   Sale   100   168.25
American Depositary Receipt (ADR)   Sale   2   168.27
American Depositary Receipt (ADR)   Sale   100   168.39
American Depositary Receipt (ADR)   Sale   100   168.40
American Depositary Receipt (ADR)   Sale   100   168.60
American Depositary Receipt (ADR)   Sale   100   168.62
American Depositary Receipt (ADR)   Sale   400   168.80
American Depositary Receipt (ADR)   Sale   300   168.81
American Depositary Receipt (ADR)   Sale   200   168.97
American Depositary Receipt (ADR)   Sale   200   168.86
American Depositary Receipt (ADR)   Sale   100   168.87
American Depositary Receipt (ADR)   Sale   700   169.23
American Depositary Receipt (ADR)   Sale   200   169.25
American Depositary Receipt (ADR)   Sale   300   169.26
American Depositary Receipt (ADR)   Sale   200   169.11
American Depositary Receipt (ADR)   Sale   500   169.06
American Depositary Receipt (ADR)   Sale   500   169.08
American Depositary Receipt (ADR)   Sale   300   169.30
American Depositary Receipt (ADR)   Sale   200   169.31
American Depositary Receipt (ADR)   Sale   300   169.17
American Depositary Receipt (ADR)   Sale   200   169.15
American Depositary Receipt (ADR)   Sale   200   169.16
American Depositary Receipt (ADR)   Sale   200   169.19
American Depositary Receipt (ADR)   Sale   100   169.20
American Depositary Receipt (ADR)   Sale   300   169.07
American Depositary Receipt (ADR)   Sale   200   169.09
American Depositary Receipt (ADR)   Sale   100   169.02
American Depositary Receipt (ADR)   Sale   300   169.05
American Depositary Receipt (ADR)   Sale   100   169.12
American Depositary Receipt (ADR)   Sale   100   169.18
American Depositary Receipt (ADR)   Sale   300   169.34
American Depositary Receipt (ADR)   Sale   300   169.35
American Depositary Receipt (ADR)   Sale   200   169.36
American Depositary Receipt (ADR)   Sale   100   169.40
American Depositary Receipt (ADR)   Sale   100   169.29
American Depositary Receipt (ADR)   Sale   200   169.28
American Depositary Receipt (ADR)   Sale   100   169.41
American Depositary Receipt (ADR)   Sale   100   169.42
American Depositary Receipt (ADR)   Sale   100   169.42
American Depositary Receipt (ADR)   Sale   100   169.44
American Depositary Receipt (ADR)   Sale   200   169.50
American Depositary Receipt (ADR)   Sale   300   169.58
American Depositary Receipt (ADR)   Sale   100   169.45
American Depositary Receipt (ADR)   Sale   100   169.48
American Depositary Receipt (ADR)   Sale   100   169.49
American Depositary Receipt (ADR)   Sale   100   169.51
American Depositary Receipt (ADR)   Sale   200   169.55
American Depositary Receipt (ADR)   Sale   300   169.56
American Depositary Receipt (ADR)   Sale   100   169.38
American Depositary Receipt (ADR)   Sale   10   169.39
American Depositary Receipt (ADR)   Sale   100   169.21
American Depositary Receipt (ADR)   Sale   100   169.64
American Depositary Receipt (ADR)   Sale   200   169.65
American Depositary Receipt (ADR)   Sale   100   169.66
American Depositary Receipt (ADR)   Sale   200   169.63
American Depositary Receipt (ADR)   Sale   100   169.60
American Depositary Receipt (ADR)   Sale   100   169.70
American Depositary Receipt (ADR)   Sale   100   169.85
American Depositary Receipt (ADR)   Sale   262   169.86
American Depositary Receipt (ADR)   Sale   500   169.87
American Depositary Receipt (ADR)   Sale   500   169.90
American Depositary Receipt (ADR)   Sale   100   169.99
American Depositary Receipt (ADR)   Sale   400   170.00
American Depositary Receipt (ADR)   Sale   50   169.93
American Depositary Receipt (ADR)   Sale   412   169.92
American Depositary Receipt (ADR)   Sale   300   169.89

(b) Cash-settled derivative transactions

Class of relevant security   Product Description   Purchase/sale   Number of reference securities   Price per unit (GBP)
       

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   July 6, 2018
Contact name:   Jessica Opland
Telephone number:   1-214-880-4057

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Maverick Capital
Category Code: RET
Sequence Number: 650991
Time of Receipt (offset from UTC): 20180705T215555+0100

Contacts

Maverick Capital, Ltd.

Contacts

Maverick Capital, Ltd.