FORM 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 27 June 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,382,845 1.02% 4,186,732 0.46%
           
(2) Cash-settled derivatives:
184,268 0.02% 5,114,112 0.56%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 245,700 0.02% 251,700 0.02%
           
(4)
TOTAL: 9,812,813 1.06% 9,552,544 1.04%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 2 40.9050 GBP
5p ordinary Purchase 9 40.7650 GBP
ADR Purchase 34 161.3141 USD
ADR Purchase 44 161.2100 USD
ADR Purchase 100 161.5350 USD
ADR Purchase 100 161.5500 USD
ADR Purchase 100 161.4350 USD
5p ordinary Purchase 149 40.8062 GBP
ADR Purchase 155 161.3277 USD
ADR Purchase 200 161.3500 USD
ADR Purchase 200 161.3750 USD
ADR Purchase 200 161.4700 USD
5p ordinary Purchase 207 40.7478 GBP
5p ordinary Purchase 307 40.5603 GBP
ADR Purchase 373 161.2600 USD
ADR Purchase 400 161.2850 USD
ADR Purchase 400 161.3650 USD
5p ordinary Purchase 596 40.8852 GBP
5p ordinary Purchase 636 40.8936 GBP
ADR Purchase 800 161.1700 USD
ADR Purchase 1,100 161.2556 USD
ADR Purchase 1,107 161.2989 USD
5p ordinary Purchase 1,236 40.7364 GBP
ADR Purchase 1,400 161.2512 USD
5p ordinary Purchase 1,569 40.7510 GBP
5p ordinary Purchase 2,028 40.9176 GBP
5p ordinary Purchase 2,716 40.9110 GBP
5p ordinary Purchase 5,000 40.8963 GBP
ADR Purchase 6,749 161.2819 USD
ADR Purchase 7,540 161.1613 USD
ADR Purchase 9,092 161.2838 USD
5p ordinary Purchase 13,670 40.9450 GBP
5p ordinary Purchase 17,267 40.7389 GBP
5p ordinary Purchase 17,267 40.8500 GBP
5p ordinary Purchase 19,567 40.7526 GBP
5p ordinary Purchase 25,346 40.9389 GBP
5p ordinary Purchase 34,534 40.9000 GBP
5p ordinary Purchase 60,518 40.7864 GBP
5p ordinary Purchase 173,232 40.7186 GBP
5p ordinary Purchase 427,150 40.2000 GBP
5p ordinary Sale 14 40.5050 GBP
ADR Sale 44 161.2100 USD
ADR Sale 73 161.1730 USD
ADR Sale 100 160.9900 USD
ADR Sale 100 161.0000 USD
ADR Sale 100 161.3000 USD
ADR Sale 100 161.4600 USD
ADR Sale 130 161.3261 USD
ADR Sale 200 161.3050 USD
ADR Sale 200 161.3450 USD
ADR Sale 200 161.3600 USD
5p ordinary Sale 211 40.7709 GBP
5p ordinary Sale 213 40.8247 GBP
5p ordinary Sale 361 40.4626 GBP
ADR Sale 370 161.0627 USD
ADR Sale 412 161.2584 USD
ADR Sale 431 161.2600 USD
5p ordinary Sale 466 40.4840 GBP
ADR Sale 656 161.4183 USD
ADR Sale 700 161.0614 USD
ADR Sale 700 161.2142 USD
ADR Sale 700 161.0857 USD
ADR Sale 800 161.3065 USD
ADR Sale 900 161.2325 USD
5p ordinary Sale 1,033 40.4856 GBP
ADR Sale 1,188 161.1342 USD
5p ordinary Sale 1,462 40.6180 GBP
5p ordinary Sale 1,500 40.9324 GBP
ADR Sale 1,589 161.2401 USD
ADR Sale 1,600 161.2000 USD
5p ordinary Sale 1,841 40.8287 GBP
ADR Sale 2,200 161.2036 USD
5p ordinary Sale 2,201 40.6779 GBP
5p ordinary Sale 2,465 40.7270 GBP
5p ordinary Sale 2,744 40.6400 GBP
5p ordinary Sale 3,003 40.8296 GBP
ADR Sale 3,770 161.1613 USD
5p ordinary Sale 4,947 40.4424 GBP
5p ordinary Sale 5,520 40.4786 GBP
ADR Sale 6,306 161.3100 USD
ADR Sale 6,456 161.3305 USD
5p ordinary Sale 7,124 40.8002 GBP
5p ordinary Sale 8,174 40.9450 GBP
5p ordinary Sale 11,322 40.4597 GBP
5p ordinary Sale 12,920 40.7569 GBP
5p ordinary Sale 13,734 40.8476 GBP
5p ordinary Sale 18,619 40.6600 GBP
5p ordinary Sale 19,907 40.4525 GBP
5p ordinary Sale 21,856 40.9416 GBP
5p ordinary Sale 30,251 40.5428 GBP
5p ordinary Sale 34,535 40.8485 GBP
5p ordinary Sale 41,273 40.8468 GBP
5p ordinary Sale 45,466 40.8529 GBP
5p ordinary Sale 51,802 40.8254 GBP
5p ordinary Sale 51,999 40.8830 GBP
5p ordinary Sale 125,310 40.8411 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 984 40.8236 GBP
5p ordinary CFD Long 1,033 40.4855 GBP
5p ordinary SWAP Long 1,232 40.9107 GBP
5p ordinary SWAP Long 1,303 40.4568 GBP
5p ordinary CFD Long 1,462 40.6180 GBP
5p ordinary SWAP Long 1,501 40.8149 GBP
5p ordinary SWAP Long 2,282 40.6725 GBP
5p ordinary CFD Long 2,744 40.6400 GBP
5p ordinary SWAP Long 3,453 40.9450 GBP
5p ordinary SWAP Long 34,535 40.8411 GBP
5p ordinary SWAP Long 34,535 40.8485 GBP
5p ordinary SWAP Long 34,535 40.8675 GBP
5p ordinary SWAP Long 34,535 40.8676 GBP
5p ordinary SWAP Long 41,701 40.8085 GBP
5p ordinary SWAP Long 51,802 40.8254 GBP
5p ordinary CFD Long 51,999 40.8830 GBP
5p ordinary SWAP Long 57,318 40.8303 GBP
5p ordinary SWAP Short 73 40.5000 GBP
5p ordinary SWAP Short 89 40.9450 GBP
5p ordinary SWAP Short 175 40.9004 GBP
5p ordinary CFD Short 636 40.8936 GBP
5p ordinary SWAP Short 869 40.8668 GBP
5p ordinary SWAP Short 1,230 40.7514 GBP
5p ordinary SWAP Short 1,572 40.8932 GBP
5p ordinary CFD Short 2,028 40.9176 GBP
5p ordinary CFD Short 2,716 40.9110 GBP
5p ordinary SWAP Short 5,147 40.7646 GBP
5p ordinary SWAP Short 15,238 40.8762 GBP
5p ordinary CFD Short 19,776 40.8900 GBP
5p ordinary SWAP Short 24,228 40.8569 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 28 Jun 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 20,700 175.0000 American 20 Jul 2018
ADR Put Options Written 2,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -2,600 160.0000 American 20 Jul 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -2,800 135.0000 American 17 Aug 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -7,700 130.0000 American 18 Jan 2019
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Call Options Purchased 1,600 170.0000 American 19 Oct 2018
ADR Call Options Written -100 125.0000 American 20 Jul 2018
ADR Put Options Written 21,700 155.0000 American 20 Jul 2018
ADR Call Options Purchased 14,900 168.0000 American 29 Jun 2018
ADR Call Options Purchased 3,600 185.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Put Options Written 2,900 95.0000 American 20 Jul 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Call Options Purchased 700 150.0000 American 20 Jul 2018
ADR Call Options Purchased 600 125.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Put Options Written 400 120.0000 American 20 Jul 2018
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 200 135.0000 American 20 Jul 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 155.0000 American 20 Jul 2018
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Call Options Written -1,900 145.0000 American 20 Jul 2018
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Purchased 4,600 165.0000 American 20 Jul 2018
ADR Call Options Purchased 4,500 200.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Call Options Written -400 115.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Call Options Purchased 2,300 185.0000 American 18 Jan 2019
ADR Call Options Purchased 500 195.0000 American 18 Jan 2019
ADR Put Options Written 500 125.0000 American 20 Jul 2018
ADR Call Options Purchased 400 165.0000 American 18 Jan 2019
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,700 115.0000 American 20 Jul 2018
ADR Call Options Written -7,900 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,500 140.0000 American 20 Jul 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Put Options Written 300 130.0000 American 20 Jul 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Put Options Purchased -300 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Call Options Written -700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 8,500 160.0000 American 20 Jul 2018
ADR Call Options Purchased 4,200 180.0000 American 20 Jul 2018
ADR Put Options Written 2,800 120.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 700 85.0000 American 20 Jul 2018
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 400 145.0000 American 20 Jul 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 650456
Time of Receipt (offset from UTC): 20180628T134910+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC